UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HPX Corp.G32219126 | *W EXP 07/14/202 | 2,879 | $2.00K | <0.1% | – | – | – |
| Genesis PK Acquisition CorpG38245125 | *W EXP 05/27/202 | 946 | $2.00K | <0.1% | – | – | – |
| Global Cord Blood CorporatioG39342103 | SHS | 419 | $2.00K | <0.1% | – | – | – |
| Greencity Acquisition CorpG4086B123 | *W EXP 04/28/202 | 3,519 | $2.00K | <0.1% | – | – | – |
| Horizon Acquisition CorpG46049113 | *W EXP 08/19/202 | 2,259 | $2.00K | <0.1% | – | – | – |
| Kismet Acquisition One CorpG52753111 | *W EXP 99/99/999 | 2,625 | $2.00K | <0.1% | – | – | – |
| Kismet Acquisition Two CorpG52807123 | UNIT 99/99/9999 | 163 | $2.00K | <0.1% | – | – | – |
| Marquee Raine Acquisition CoG58442123 | *W EXP 12/01/202 | 1,991 | $2.00K | <0.1% | – | – | – |
| Prime Impact Acquisition IG61074129 | *W EXP 10/01/203 | 2,561 | $2.00K | <0.1% | – | – | – |
| SEEDOrigin Agritech LTD | SHS NEW | 100 | $2.00K | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG8251L113 | *W EXP 09/26/202 | 660 | $2.00K | <0.1% | – | – | – |
| Trepont Acquisition Corp IG9095M127 | *W EXP 11/24/202 | 2,156 | $2.00K | <0.1% | – | – | – |
| Waldencast Acquisition CorpG9460C126 | UNIT 03/11/2026 | 212 | $2.00K | <0.1% | – | – | – |
| Yucaipa Acquisition CorpG9879L113 | *W EXP 99/99/999 | 1,549 | $2.00K | <0.1% | – | – | – |
| Check Cap LtdM2361E161 | *W EXP 05/03/202 | 8,000 | $2.00K | <0.1% | – | – | – |
| ELLOEllomay Capital Ltd. | SHS | 61 | $2.00K | <0.1% | – | – | History |
| SLGLSol-Gel Technologies Ltd. | SHS | 193 | $2.00K | <0.1% | – | – | History |
| Virtus ETF Tr II92790A405 | SEIX SR LN ETF | 139 | $3.00K | <0.1% | – | – | – |
| MBOTMicrobot Medical Inc. | COM NEW | 312 | $3.00K | <0.1% | – | – | History |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 71 | $3.00K | <0.1% | – | – | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 48 | $3.00K | <0.1% | – | – | – |
| Listed FDS Tr53656F581 | OVERLAY SHARES | 114 | $3.00K | <0.1% | – | – | – |
| SPDR Series Trust78468R671 | SP KENSHO FUTR | 60 | $3.00K | <0.1% | – | – | – |
| Northern Lights FD Tr66538J720 | TOEWS AGILTY SHS | 118 | $3.00K | <0.1% | – | – | – |
| Innovator ETFs Trust45782C755 | US EQTY BUFR JUN | 83 | $3.00K | <0.1% | – | – | – |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 130 | $3.00K | <0.1% | – | – | – |
| Exchange Listed FDS Tr30151E806 | SABA INT RATE | 142 | $3.00K | <0.1% | – | – | – |
| ASRVAmeriserv Financial Inc | COM | 616 | $3.00K | <0.1% | – | – | History |
| AXRAmrep Corp. | COM | 270 | $3.00K | <0.1% | – | – | History |
| INVEINVE Technologies, Inc. | COM NEW | 276 | $3.00K | <0.1% | – | – | History |
| IGCIGC Pharma, Inc. | COM NEW | 1,391 | $3.00K | <0.1% | – | – | History |
| LWAYLifeway Foods, Inc. | COM | 475 | $3.00K | <0.1% | – | – | History |
| MBIMbia Inc | COM | 345 | $3.00K | <0.1% | – | – | History |
| FRSTPrimis Financial Corp. | COM | 225 | $3.00K | <0.1% | – | – | History |
| RDIReading International Inc | CL A | 520 | $3.00K | <0.1% | – | – | History |
| Adial Pharmaceuticals, Inc.00688A114 | *W EXP 07/31/202 | 4,961 | $3.00K | <0.1% | – | – | – |
| Aequi Acquisition Corp00775W110 | *W EXP 11/30/202 | 2,870 | $3.00K | <0.1% | – | – | – |
| RNTXRein Therapeutics, Inc. | COM | 2,176 | $3.00K | <0.1% | – | – | History |
| Alpha Architect ETF Tr02072L805 | MERLYN AI ETF | 120 | $3.00K | <0.1% | – | – | – |
| AMRBAmerican River Bankshares | COM | 172 | $3.00K | <0.1% | – | – | History |
| Anzu Special Acquisitin Corp03737A200 | UNIT 01/27/2026 | 262 | $3.00K | <0.1% | – | – | – |
| Apex Technology Acquisition03768F110 | *W EXP 09/18/202 | 1,311 | $3.00K | <0.1% | – | – | – |
| FGHFG Group Holdings Inc. | COM | 976 | $3.00K | <0.1% | – | – | History |
| BENEBenessere Capital Acquisition Corp. | COM CL A | 309 | $3.00K | <0.1% | – | – | History |
| RENORenovare Environmental, Inc. | COM | 1,825 | $3.00K | <0.1% | – | – | History |
| BFIIWBurgerFi International, Inc. | *W EXP 12/16/202 | 845 | $3.00K | <0.1% | – | – | History |
| CLRBCellectar Biosciences, Inc. | COM PAR | 2,000 | $3.00K | <0.1% | – | – | History |
| China XD Plastics Co Ltd16948F107 | COM | 3,209 | $3.00K | <0.1% | – | – | – |
| Churchill Capital Corp IV171439110 | *W EXP 08/04/202 | 246 | $3.00K | <0.1% | – | – | – |
| CLIRClearSign Technologies Corp | COM | 565 | $3.00K | <0.1% | – | – | History |
| Climate Change Crisis Real I18716C118 | *W EXP 09/15/202 | 881 | $3.00K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $3.00K | <0.1% | – | – | – |
| CNSPCNS Pharmaceuticals, Inc. | COM | 1,360 | $3.00K | <0.1% | – | – | History |
| Crescent Acquisition Corp22564L113 | *W EXP 03/08/202 | 2,586 | $3.00K | <0.1% | – | – | – |
| Crescent Acquisition Corp22564L204 | UNIT 99/99/9999 | 311 | $3.00K | <0.1% | – | – | – |
| Edify Acquisition Corp.28059Q111 | *W EXP 11/25/202 | 5,232 | $3.00K | <0.1% | – | – | – |
| EDNEdenor | SPON ADR | 761 | $3.00K | <0.1% | – | – | History |
| EFOIEnergy Focus, Inc | COM | 754 | $3.00K | <0.1% | – | – | History |
| FG New Amer Acquisition Corp30259V114 | *W EXP 08/31/202 | 2,020 | $3.00K | <0.1% | – | – | – |
| First High SCH Ed Group Co L320505100 | SPON ADS RP CL A | 447 | $3.00K | <0.1% | – | – | – |
| Forest Road Acquisition Corp34619R110 | *W EXP 12/31/202 | 1,253 | $3.00K | <0.1% | – | – | – |
| GVPGse Systems Inc | COM | 1,743 | $3.00K | <0.1% | – | – | History |
| HSTOHistogen Inc. | COM | 2,441 | $3.00K | <0.1% | – | – | History |
| WULFTerawulf Inc. | COM | 324 | $3.00K | <0.1% | – | – | History |
| INMInMed Pharmaceuticals Inc. | COM NEW | 793 | $3.00K | <0.1% | – | – | History |
| John Hancock Exchange Traded47804J305 | MULTIFACTOR CO | 55 | $3.00K | <0.1% | – | – | – |
| Kraneshares Tr500767801 | MSCI ALL CHINA | 76 | $3.00K | <0.1% | – | – | – |
| LMF Acquisition Opportunit I502015100 | CL A COM | 353 | $3.00K | <0.1% | – | – | – |
| Liberty Media Acquisition Corp53073L112 | *W EXP 01/22/202 | 853 | $3.00K | <0.1% | – | – | – |
| LPCNLipocine Inc. | COM | 2,000 | $3.00K | <0.1% | – | – | History |
| Mallard Acquisition Corp561204108 | COM | 305 | $3.00K | <0.1% | – | – | – |
| MNManning & Napier, Inc. | CL A | 500 | $3.00K | <0.1% | – | – | History |
| Mechanical Technology Inc583538202 | COM NEW | 250 | $3.00K | <0.1% | – | – | – |
| MOTSMotus GI Holdings, Inc. | COM | 2,600 | $3.00K | <0.1% | – | – | History |
| NURONeuroMetrix, Inc. | COM | 749 | $3.00K | <0.1% | – | – | History |
| Orphazyme A S687305102 | ADS | 311 | $3.00K | <0.1% | – | – | – |
| Pacer FDS Tr69374H832 | MILTRY TIMS ETF | 88 | $3.00K | <0.1% | – | – | – |
| PBHCPathfinder Bancorp, Inc. | COM | 191 | $3.00K | <0.1% | – | – | History |
| Pintec Technology Hldgs Ltd72352G107 | SPONSORED ADS | 2,338 | $3.00K | <0.1% | – | – | – |
| QUMUQumu Corp | COM | 385 | $3.00K | <0.1% | – | – | History |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 190 | $3.00K | <0.1% | – | – | History |
| Rice Acquisition Corp762594117 | *W EXP 10/26/202 | 2,331 | $3.00K | <0.1% | – | – | – |
| Rodgers Silicon Valley Aq Co774873202 | UNIT 11/30/2025 | 188 | $3.00K | <0.1% | – | – | – |
| SPDR Index Shs FDS78463X426 | MSCI EMRG MKTS | 48 | $3.00K | <0.1% | – | – | – |
| SNGXSoligenix, Inc. | COM | 1,988 | $3.00K | <0.1% | – | – | History |
| Sportstek Acquisition Corp849196209 | UNIT 02/16/2028 | 298 | $3.00K | <0.1% | – | – | – |
| Stable RD Acquisition Corp85236Q208 | UNIT 05/15/2026 | 210 | $3.00K | <0.1% | – | – | – |
| SNCYSun Country Airlines Holdings, LLC | COM | 100 | $3.00K | <0.1% | – | – | History |
| TESSTessco Technologies Inc | COM | 380 | $3.00K | <0.1% | – | – | History |
| TS Innovation Acquisitn Corp87284T118 | *W EXP 99/99/999 | 1,559 | $3.00K | <0.1% | – | – | – |
| Two RDS Shared Tr90214Q733 | ANFIELD US EQU | 203 | $3.00K | <0.1% | – | – | – |
| VanEck Vectors ETF Tr92189F775 | EGYPT INDX ETF | 100 | $3.00K | <0.1% | – | – | – |
| WINTWindtree Therapeutics Inc | COM | 1,224 | $3.00K | <0.1% | – | – | History |
| Xenetic Biosciences, Inc.984015131 | *W EXP 07/19/202 | 1,929 | $3.00K | <0.1% | – | – | – |
| YMABY-mAbs Therapeutics, Inc. | COM | 105 | $3.00K | <0.1% | – | – | History |
| Ace Convergence Acqu CorpG0083D104 | *W EXP 09/30/202 | 1,533 | $3.00K | <0.1% | – | – | – |
| Acies Acquisition CorpG0103T113 | *W EXP 11/30/202 | 2,246 | $3.00K | <0.1% | – | – | – |
| Bluescape Opportunities AcquG1195N121 | UNIT 99/99/9999 | 291 | $3.00K | <0.1% | – | – | – |
| Bull Horn Hldgs CorpG1686P122 | *W EXP 10/31/202 | 6,920 | $3.00K | <0.1% | – | – | – |
| Cerberus Telecom AcquisitionG2040C120 | *W EXP 99/99/999 | 3,134 | $3.00K | <0.1% | – | – | – |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |