UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Barclays Bank PLC06746P530 | ETN LKD 48 | 70 | $2.00K | <0.1% | – | – | – |
| Barclays BK PLC06746P571 | ETN LKD 48 | 52 | $2.00K | <0.1% | – | – | – |
| Big Cypress Acquisition Corp089115117 | *W EXP 07/25/202 | 3,529 | $2.00K | <0.1% | – | – | – |
| Biomx Inc09090D111 | *W EXP 10/16/202 | 3,302 | $2.00K | <0.1% | – | – | – |
| BCTXBriaCell Therapeutics Corp. | COM NEW | 632 | $2.00K | <0.1% | – | – | History |
| Ernexa Therapeutics Inc.114082100 | COM | 613 | $2.00K | <0.1% | – | – | – |
| Capstar SPL Purp Acquisition14070Y119 | *W EXP 99/99/999 | 2,170 | $2.00K | <0.1% | – | – | – |
| Cerevel Therapeutics HLDNG I15678U102 | *W EXP 06/09/202 | 538 | $2.00K | <0.1% | – | – | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 87 | $2.00K | <0.1% | – | – | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 1,486 | $2.00K | <0.1% | – | – | – |
| Clene Inc.185634110 | *W EXP 11/07/202 | 1,425 | $2.00K | <0.1% | – | – | – |
| CM Life Sciences Inc18978W117 | *W EXP 09/04/202 | 358 | $2.00K | <0.1% | – | – | – |
| COHNCohen & Co Inc. | COM | 105 | $2.00K | <0.1% | – | – | History |
| Collective Growth Corp19424L119 | *W EXP 04/30/202 | 734 | $2.00K | <0.1% | – | – | – |
| CONX Corp.212873111 | *W EXP 10/30/202 | 1,541 | $2.00K | <0.1% | – | – | – |
| CRTDCreatd, Inc. | COM | 435 | $2.00K | <0.1% | – | – | History |
| Creative Realities, Inc.22530J119 | *W EXP 11/09/202 | 5,680 | $2.00K | <0.1% | – | – | – |
| Dmy Technology Group Inc II233277110 | *W EXP 07/29/202 | 420 | $2.00K | <0.1% | – | – | – |
| Deerfield Healthcare Tech Ac244413118 | *W EXP 07/16/202 | 1,011 | $2.00K | <0.1% | – | – | – |
| KUSTKustom Entertainment, Inc. | COM NEW | 1,000 | $2.00K | <0.1% | – | – | History |
| 890 5th Ave Partners Inc28250A113 | *W EXP 01/12/202 | 2,713 | $2.00K | <0.1% | – | – | – |
| EQSEquus Total Return, Inc. | COM | 1,025 | $2.00K | <0.1% | – | – | History |
| Executive Network Partnering30158L209 | UNIT 99/99/9999 | 206 | $2.00K | <0.1% | – | – | – |
| Falcon Capital Acquisitn Cor30606L207 | UNIT 08/20/2027 | 152 | $2.00K | <0.1% | – | – | – |
| Fintech Acquisition Corp IV31810N112 | *W EXP 12/31/202 | 1,651 | $2.00K | <0.1% | – | – | – |
| First Tr Exch TRD Alphdx FD33737J224 | UNIT KING ALPH | 52 | $2.00K | <0.1% | – | – | – |
| Franklin Templeton ETF Tr35473P561 | FTSE LATN AMRC | 68 | $2.00K | <0.1% | – | – | – |
| FSD Pharma Inc35954B206 | CL B SUB VTG | 1,132 | $2.00K | <0.1% | – | – | – |
| Golden Falcon Acquisition Co38102H117 | *W EXP 11/04/202 | 3,471 | $2.00K | <0.1% | – | – | – |
| Greenvision Acquisition Corp39678G111 | *W EXP 10/28/202 | 1,998 | $2.00K | <0.1% | – | – | – |
| Greenvision Acquisition Corp39678G202 | UNIT 10/28/2024 | 142 | $2.00K | <0.1% | – | – | – |
| GHSIGuardion Health Sciences, Inc. | COM | 779 | $2.00K | <0.1% | – | – | History |
| GUREGulf Resources, Inc. | COM | 363 | $2.00K | <0.1% | – | – | History |
| HVT.AHaverty Furniture Companies Inc | CL A | 54 | $2.00K | <0.1% | – | – | History |
| Highcape Cap Acquisition Cor42984L105 | COM CL A | 175 | $2.00K | <0.1% | – | – | – |
| HGLBHighland Global Allocation Fund | COM | 307 | $2.00K | <0.1% | – | – | History |
| HumanCo Acquisition Corp.44487N117 | *W EXP 99/99/999 | 1,574 | $2.00K | <0.1% | – | – | – |
| IG Acquisition Corp.449534114 | *W EXP 10/05/202 | 2,301 | $2.00K | <0.1% | – | – | – |
| Imv Inc44974L103 | COM | 481 | $2.00K | <0.1% | – | – | – |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 200 | $2.00K | <0.1% | – | – | – |
| Insu Acquisition Corp III457817112 | *W EXP 12/31/202 | 2,406 | $2.00K | <0.1% | – | – | – |
| Innovator ETFs Tr45782C193 | TRIPLE STKER OCT | 65 | $2.00K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138E347 | S&P500 MIN VAR | 60 | $2.00K | <0.1% | – | – | – |
| Invivo Therapeutics Hldgs Co46186M506 | COM | 1,662 | $2.00K | <0.1% | – | – | – |
| iShares Tr464289131 | BRAZIL SM-CP ETF | 130 | $2.00K | <0.1% | – | – | – |
| AIJTYJianpu Technology Inc. | ADS COMMON | 647 | $2.00K | <0.1% | – | – | History |
| KSPNKaspien Holdings Inc. | COM NEW | 75 | $2.00K | <0.1% | – | – | History |
| Kraneshares Tr500767702 | CHIN COM PAPER | 71 | $2.00K | <0.1% | – | – | – |
| Landcadia Holdings III Inc51476H118 | *W EXP 10/01/202 | 1,607 | $2.00K | <0.1% | – | – | – |
| Lightjump Acquisition Corp53228M114 | *W EXP 01/12/202 | 3,363 | $2.00K | <0.1% | – | – | – |
| Lionheart Acquisition Corp I53625R112 | *W EXP 02/14/202 | 2,993 | $2.00K | <0.1% | – | – | – |
| Listed FD Tr53656F870 | SHARES FOREIGN | 75 | $2.00K | <0.1% | – | – | – |
| LXEHLixiang Education Holding Co. Ltd. | ADS | 282 | $2.00K | <0.1% | – | – | History |
| MDC Partners Inc.552697104 | CL A SUB VTG | 591 | $2.00K | <0.1% | – | – | – |
| MTRMesa Royalty Trust | UNIT BEN INT | 500 | $2.00K | <0.1% | – | – | History |
| Mogo Inc60800C109 | COM | 215 | $2.00K | <0.1% | – | – | – |
| Morgan Stanley61760E846 | CUSHNG MLP ETN | 495 | $2.00K | <0.1% | – | – | – |
| Nebula Caravel Acquisition C629070111 | *W EXP 10/01/202 | 1,038 | $2.00K | <0.1% | – | – | – |
| IRLNew Ireland Fund Inc | COM | 169 | $2.00K | <0.1% | – | – | History |
| Northern Star Acquisition Co665742201 | UNIT 08/29/2025 | 185 | $2.00K | <0.1% | – | – | – |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 151 | $2.00K | <0.1% | – | – | History |
| Orla MNG Ltd New68634K106 | COM | 576 | $2.00K | <0.1% | – | – | – |
| PAVmed Inc.70387R114 | *W EXP 01/29/202 | 1,302 | $2.00K | <0.1% | – | – | – |
| UCOProShares Trust II | ULTA BLMBG 2017 | 42 | $2.00K | <0.1% | – | – | History |
| PMDPsychemedics Corp | COM NEW | 439 | $2.00K | <0.1% | – | – | History |
| Ryb Ed Inc74979W101 | ADR | 400 | $2.00K | <0.1% | – | – | – |
| Reliance Global Group, Inc.75946W116 | *W EXP 02/01/202 | 2,718 | $2.00K | <0.1% | – | – | – |
| Roman DBDR Tech Acquisition77584N119 | *W EXP 10/31/202 | 2,608 | $2.00K | <0.1% | – | – | – |
| SCP & Co Healthcare Acqustn784065112 | *W EXP 01/27/202 | 3,014 | $2.00K | <0.1% | – | – | – |
| Sandbridge Acquisition Corp799793112 | *W EXP 09/14/202 | 2,251 | $2.00K | <0.1% | – | – | – |
| Seaport Global Acquisitn Cor812227106 | COM CL A | 192 | $2.00K | <0.1% | – | – | – |
| Seven Oaks Acquisition Corp81787X114 | *W EXP 12/22/202 | 2,343 | $2.00K | <0.1% | – | – | – |
| SVBISevern Bancorp Inc | COM | 152 | $2.00K | <0.1% | – | – | History |
| SGLYSingularity Future Technology Ltd. | COM NEW | 308 | $2.00K | <0.1% | – | – | History |
| Software Acquisitn Grup Inc83407F119 | *W EXP 09/17/202 | 1,194 | $2.00K | <0.1% | – | – | – |
| Spartan Acquisition Corp II846775112 | *W EXP 11/28/202 | 1,302 | $2.00K | <0.1% | – | – | – |
| Swedish Expt CR Corp870297306 | RG ENRGY ETN22 | 931 | $2.00K | <0.1% | – | – | – |
| TENXTenax Therapeutics, Inc. | COM NEW | 837 | $2.00K | <0.1% | – | – | History |
| Thayer Ventures Acqu Corp88332T118 | *W EXP 01/01/203 | 2,587 | $2.00K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $2.00K | <0.1% | – | – | – |
| TRIBTrinity Biotech PLC | SPON ADR NEW | 555 | $2.00K | <0.1% | – | – | History |
| Tuscan Hldgs Corp II90070A202 | UNIT 04/01/2026 | 170 | $2.00K | <0.1% | – | – | – |
| MLPBUBS AG | ETRACS ALER MLP | 175 | $2.00K | <0.1% | – | – | History |
| USAPUniversal Stainless & Alloy Products Inc | COM | 197 | $2.00K | <0.1% | – | – | History |
| UONEKUrban One, Inc. | CL D NON VTG | 1,158 | $2.00K | <0.1% | – | – | History |
| OpenWorld, Inc.92346X115 | *W EXP 06/22/202 | 1,386 | $2.00K | <0.1% | – | – | – |
| Viking Therapeutics, Inc.92686J114 | *W EXP 04/13/202 | 388 | $2.00K | <0.1% | – | – | – |
| Vistra Corp.92840M128 | *W EXP 02/02/202 | 6,693 | $2.00K | <0.1% | – | – | – |
| Weidai Ltd94861A108 | SPONS ADS | 1,270 | $2.00K | <0.1% | – | – | – |
| WHLRWheeler Real Estate Investment Trust, Inc. | COM NEW | 591 | $2.00K | <0.1% | – | – | History |
| WTTWireless Telecom Group Inc | COM | 1,020 | $2.00K | <0.1% | – | – | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 42 | $2.00K | <0.1% | – | – | – |
| XBIOXenetic Biosciences, Inc. | COM | 970 | $2.00K | <0.1% | – | – | History |
| Xinyuan Real Estate Co Ltd98417P105 | SPONS ADR | 746 | $2.00K | <0.1% | – | – | – |
| XWELXWELL, Inc. | COM | 1,106 | $2.00K | <0.1% | – | – | History |
| YHGJYunhong Green Cti Ltd. | COM | 877 | $2.00K | <0.1% | – | – | History |
| ZGNXZogenix, Inc. | COM NEW | 100 | $2.00K | <0.1% | – | – | History |
| Brilliant Acquisition CorpG1643W137 | RIGHT 99/99/9999 | 5,343 | $2.00K | <0.1% | – | – | – |
| Citic Capital Acquisition CoG21513117 | *W EXP 01/17/202 | 2,009 | $2.00K | <0.1% | – | – | – |
| Esm Acquisition CorporationG3195H120 | UNIT 99/99/9999 | 165 | $2.00K | <0.1% | – | – | – |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |