UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| North Mountain Merger Corp661204115 | *W EXP 09/16/202 | 680 | $1.00K | <0.1% | – | – | – |
| Northern Genesis Acquisition66516U119 | *W EXP 01/15/202 | 729 | $1.00K | <0.1% | – | – | – |
| CFORCapForce Inc. | COM | 264 | $1.00K | <0.1% | – | – | History |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | 2,591 | $1.00K | <0.1% | – | – | – |
| PFINP&F Industries Inc | CL A NEW | 180 | $1.00K | <0.1% | – | – | History |
| Puyi Inc69373Y109 | ADS | 228 | $1.00K | <0.1% | – | – | – |
| PATIPatriot Transportation Holding, Inc. | COM | 100 | $1.00K | <0.1% | – | – | History |
| Periphas Capital Partnering Corp713895118 | *W EXP 12/10/202 | 637 | $1.00K | <0.1% | – | – | – |
| PVLPermianville Royalty Trust | TR UNIT | 800 | $1.00K | <0.1% | – | – | History |
| Petra Acquisition Inc716421110 | *W EXP 05/25/202 | 1,317 | $1.00K | <0.1% | – | – | – |
| Phunware, Inc.71948P118 | *W EXP 12/26/202 | 1,629 | $1.00K | <0.1% | – | – | – |
| Principal Exchange-Traded FD74255Y797 | INTL MLTFCTR ETF | 21 | $1.00K | <0.1% | – | – | – |
| PFIEProfire Energy Inc | COM | 1,320 | $1.00K | <0.1% | – | – | History |
| PRPHProPhase Labs, Inc. | COM | 176 | $1.00K | <0.1% | – | – | History |
| ProShares Tr74347G309 | ULTRAPRO DOW 30 | 103 | $1.00K | <0.1% | – | – | – |
| YCLProShares Trust II | ULTRA YEN NEW | 14 | $1.00K | <0.1% | – | – | History |
| Proptech Investment Corp II743497117 | *W EXP 12/08/202 | 1,282 | $1.00K | <0.1% | – | – | – |
| RCGRENN Fund, Inc. | COM | 252 | $1.00K | <0.1% | – | – | History |
| Ruhnn Hldg Ltd781314109 | ADS | 244 | $1.00K | <0.1% | – | – | – |
| SPDR Ser Tr78468R614 | BBG SASB CRPT ES | 24 | $1.00K | <0.1% | – | – | – |
| SIFYSify Technologies Ltd | SPONSORED ADS | 300 | $1.00K | <0.1% | – | – | History |
| Sigma Labs Inc826598112 | *W EXP 02/15/202 | 2,322 | $1.00K | <0.1% | – | – | – |
| NTRPNextTrip, Inc. | COM | 200 | $1.00K | <0.1% | – | – | History |
| Soligenix, Inc.834223117 | *W EXP 11/14/202 | 3,464 | $1.00K | <0.1% | – | – | – |
| Star Peak Energy Transition855185112 | *W EXP 08/11/202 | 36 | $1.00K | <0.1% | – | – | – |
| Starboard Value Acquisitn Co85521J117 | *W EXP 09/10/202 | 619 | $1.00K | <0.1% | – | – | – |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 46 | $1.00K | <0.1% | – | – | History |
| STGSunlands Technology Group | ADS | 1,231 | $1.00K | <0.1% | – | – | History |
| SLESuper League Enterprise, Inc. | COM | 185 | $1.00K | <0.1% | – | – | History |
| KRKR36Kr Holdings Inc. | SPONSORED ADS | 383 | $1.00K | <0.1% | – | – | History |
| Tidal ETF Tr886364835 | GOTHAM ENHNCD | 53 | $1.00K | <0.1% | – | – | – |
| Transamerica ETF Tr89349P305 | DELTASHS S&P 600 | 25 | $1.00K | <0.1% | – | – | – |
| Two RDS Shared Tr90214Q725 | ANFIELD DYNAMIC | 88 | $1.00K | <0.1% | – | – | – |
| USAKUSA Truck Inc | COM | 68 | $1.00K | <0.1% | – | – | History |
| UNAMUnico American Corp | COM | 180 | $1.00K | <0.1% | – | – | History |
| US Well Services Inc91274U119 | WARRANT | 3,386 | $1.00K | <0.1% | – | – | – |
| Vectoiq Acquisition Corp II92244F117 | *W EXP 01/07/202 | 499 | $1.00K | <0.1% | – | – | – |
| Verb Technology Co Inc92337U112 | *W EXP 03/14/202 | 967 | $1.00K | <0.1% | – | – | – |
| WLMSNOS4-1, Inc. | COM | 169 | $1.00K | <0.1% | – | – | History |
| Agba Acquisition LtdG0120M117 | *W EXP 05/10/202 | 3,676 | $1.00K | <0.1% | – | – | – |
| Agba Acquisition LtdG0120M125 | RIGHT 05/10/2024 | 1,439 | $1.00K | <0.1% | – | – | – |
| AGMHAgm Group Holdings, Inc. | SHS CL A | 51 | $1.00K | <0.1% | – | – | History |
| Altimar Acquisition CorpG03707117 | *W EXP 99/99/999 | 646 | $1.00K | <0.1% | – | – | – |
| Arctos Northstar Acquis CorpG0477L118 | UNIT 99/99/9999 | 129 | $1.00K | <0.1% | – | – | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 1,664 | $1.00K | <0.1% | – | – | – |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 340 | $1.00K | <0.1% | – | – | – |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 536 | $1.00K | <0.1% | – | – | – |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 1,321 | $1.00K | <0.1% | – | – | – |
| EUSGEuropean Sustainable Growth Acquisition Corp. | CL A SHS | 100 | $1.00K | <0.1% | – | – | History |
| Ares Acquisition CorporationG33032106 | COM CL A | 88 | $1.00K | <0.1% | – | – | – |
| Global Synergy Acquisit CorpG3934J106 | CL A SHS | 152 | $1.00K | <0.1% | – | – | – |
| Edoc Acquisition Corp.G4000A110 | *W EXP 11/30/202 | 2,322 | $1.00K | <0.1% | – | – | – |
| Highland Transcend PartnersG44690124 | *W EXP 99/99/999 | 518 | $1.00K | <0.1% | – | – | – |
| H.I.G. Acquisition Corp.G44898123 | *W EXP 99/99/999 | 1,338 | $1.00K | <0.1% | – | – | – |
| Ion Acquisition Corp 2 LtdG49393120 | UNIT 99/99/9999 | 85 | $1.00K | <0.1% | – | – | – |
| LBTYBLiberty Global Ltd. | SHS CL B | 35 | $1.00K | <0.1% | – | – | History |
| Nextgen Acquisition CorpG65305123 | *W EXP 10/06/202 | 547 | $1.00K | <0.1% | – | – | – |
| Pontem CorporationG71707122 | *W EXP 01/05/202 | 1,572 | $1.00K | <0.1% | – | – | – |
| Powerbridge Technlogies Co LG72007100 | ORD SHS | 407 | $1.00K | <0.1% | – | – | – |
| Powered BrandsG7209M116 | *W EXP 01/07/202 | 1,000 | $1.00K | <0.1% | – | – | – |
| Provident Acquisition Corp.G7282L126 | *W EXP 01/08/202 | 1,240 | $1.00K | <0.1% | – | – | – |
| Qell Acquisition CorpG7307X105 | CL A | 59 | $1.00K | <0.1% | – | – | – |
| Qell Acquisition CorpG7307X113 | *W EXP 10/01/202 | 498 | $1.00K | <0.1% | – | – | – |
| RCONRecon Technology, Ltd | SHS NEW | 118 | $1.00K | <0.1% | – | – | History |
| SCVX CorpG79448117 | *W EXP 01/24/202 | 914 | $1.00K | <0.1% | – | – | – |
| SVF Investment Corp 3G8601N108 | CL A SHS | 100 | $1.00K | <0.1% | – | – | – |
| Union Acquisition Corp. IIG9402Q118 | UNIT 99/99/9999 | 100 | $1.00K | <0.1% | – | – | – |
| Vickers Vantage Corp IG9440B107 | SHS | 80 | $1.00K | <0.1% | – | – | – |
| ELTKEltek Ltd | SHS | 162 | $1.00K | <0.1% | – | – | History |
| Navios Maritime Acquis CorpY62159143 | SHS | 210 | $1.00K | <0.1% | – | – | – |
| Seanergy Maritime Hldgs CorpY73760145 | *W EXP 11/10/202 | 15,008 | $1.00K | <0.1% | – | – | – |
| Seanergy Maritime Hldgs CorpY73760152 | *W EXP 05/13/202 | 9,437 | $1.00K | <0.1% | – | – | – |
| SPPPSprott Physical Platinum & Palladium Trust | PHYSICAL PLATINU | 83 | $2.00K | <0.1% | – | – | History |
| Ssga Active Tr78470P507 | ST STR SECTO ETF | 62 | $2.00K | <0.1% | – | – | – |
| iShares Tr46434V787 | YLD OPTIM BD | 78 | $2.00K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 34 | $2.00K | <0.1% | – | – | – |
| Principal Exchange Traded FD74255Y201 | QUALITY ETF | 33 | $2.00K | <0.1% | – | – | – |
| iShares Tr46436E593 | IBOND DEC 2030 | 88 | $2.00K | <0.1% | – | – | – |
| SPDR Series Trust78464A706 | ST STR GLB DOW | 21 | $2.00K | <0.1% | – | – | – |
| CAPRCapricor Therapeutics, Inc. | COM NEW | 375 | $2.00K | <0.1% | – | – | History |
| Unified Ser Tr90470L550 | BALLAST SMLMD CP | 60 | $2.00K | <0.1% | – | – | – |
| TRMDTORM plc | SHS CL A | 255 | $2.00K | <0.1% | – | – | History |
| BELFABel Fuse Inc | CL A | 101 | $2.00K | <0.1% | – | – | History |
| CVEOCiveo Corp | COM NEW | 122 | $2.00K | <0.1% | – | – | History |
| AKO.BAndina Bottling Co Inc | SPON ADR B | 102 | $2.00K | <0.1% | – | – | History |
| LTBRLIGHTBRIDGE Corp | COM | 249 | $2.00K | <0.1% | – | – | History |
| LOOPLoop Industries, Inc. | COM | 300 | $2.00K | <0.1% | – | – | History |
| NEPHNephros Inc | COM | 343 | $2.00K | <0.1% | – | – | History |
| RCMTRCM Technologies, Inc. | COM NEW | 655 | $2.00K | <0.1% | – | – | History |
| A H Belo Corp001282102 | COM CL A | 926 | $2.00K | <0.1% | – | – | – |
| AACGATA Creativity Global | SPONSORED ADS | 467 | $2.00K | <0.1% | – | – | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $2.00K | <0.1% | – | – | – |
| Air T FDG00919P112 | *W EXP 08/30/202 | 9,146 | $2.00K | <0.1% | – | – | – |
| Alpha Healthcare Acquistn Co020751202 | UNIT 09/21/2027 | 125 | $2.00K | <0.1% | – | – | – |
| Alta Equipment Group Inc.02128L114 | *W EXP 02/14/202 | 653 | $2.00K | <0.1% | – | – | – |
| Altitude Acquisition Corp.02156Y111 | *W EXP 11/30/202 | 1,370 | $2.00K | <0.1% | – | – | – |
| American Acquisition Oppt IN02369M201 | UNIT 05/28/2026 | 200 | $2.00K | <0.1% | – | – | – |
| American Vrtual Cloud Tech I030382113 | *W EXP 04/07/202 | 1,991 | $2.00K | <0.1% | – | – | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 1,000 | $2.00K | <0.1% | – | – | History |
| Aslan Pharmaceuticals Ltd04522R101 | ADS | 595 | $2.00K | <0.1% | – | – | – |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |