UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BNY Mellon ETF Trust09661T800 | HIGH YIELD ETF | 10 | $1.00K | <0.1% | – | – | – |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 60 | $1.00K | <0.1% | – | – | – |
| Columbia ETF Tr II19762B707 | INDIA CONSMR ETF | 23 | $1.00K | <0.1% | – | – | – |
| Legg Mason ETF Invt524682309 | FRAN CLE ENH ETF | 37 | $1.00K | <0.1% | – | – | – |
| First Tr Exchng Traded FD VI33740U406 | FT VEST U.S. | 39 | $1.00K | <0.1% | – | – | – |
| GCMGGCM Grosvenor Inc. | COM CL A | 93 | $1.00K | <0.1% | – | – | History |
| WisdomTree Tr97717W547 | US VALUE FD | 9 | $1.00K | <0.1% | – | – | – |
| CHRDChord Energy Corp | COM NEW | 22 | $1.00K | <0.1% | – | – | History |
| AMRAlpha Metallurgical Resources, Inc. | COM | 101 | $1.00K | <0.1% | – | – | History |
| CRESYCresud Inc | SPONSORED ADR | 135 | $1.00K | <0.1% | – | – | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 150 | $1.00K | <0.1% | – | – | History |
| BBWBuild-A-Bear Workshop Inc | COM | 197 | $1.00K | <0.1% | – | – | History |
| CZWICitizens Community Bancorp Inc. | COM | 93 | $1.00K | <0.1% | – | – | History |
| CVUCpi Aerostructures Inc | COM NEW | 288 | $1.00K | <0.1% | – | – | History |
| ELDNEledon Pharmaceuticals, Inc. | COM | 55 | $1.00K | <0.1% | – | – | History |
| FTEKFuel Tech, Inc. | COM | 250 | $1.00K | <0.1% | – | – | History |
| JOBGEE Group Inc. | COM | 523 | $1.00K | <0.1% | – | – | History |
| GEGGreat Elm Group, Inc. | COM NEW | 433 | $1.00K | <0.1% | – | – | History |
| HQIHireQuest, Inc. | COM | 59 | $1.00K | <0.1% | – | – | History |
| LPTHLightpath Technologies Inc | COM CL A | 331 | $1.00K | <0.1% | – | – | History |
| OMEXOdyssey Marine Exploration Inc | COM NEW | 167 | $1.00K | <0.1% | – | – | History |
| OXBROxbridge Re Holdings Ltd | SHS | 264 | $1.00K | <0.1% | – | – | History |
| PHVSPharvaris N.V. | COM | 32 | $1.00K | <0.1% | – | – | History |
| TWINTwin Disc Inc | COM | 106 | $1.00K | <0.1% | – | – | History |
| XYFX Financial | SPONSORED ADS | 200 | $1.00K | <0.1% | – | – | History |
| Abraxas Pete Corp003830304 | COM NEW | 410 | $1.00K | <0.1% | – | – | – |
| Alpha Architect ETF Tr02072L854 | UPHOLDINGS COMPN | 25 | $1.00K | <0.1% | – | – | – |
| Amerant Bancorp Inc.023576200 | CL B | 39 | $1.00K | <0.1% | – | – | – |
| USASAmericas Gold & Silver Corp | COM | 397 | $1.00K | <0.1% | – | – | History |
| AMSTAmesite Inc. | COM | 257 | $1.00K | <0.1% | – | – | History |
| Amplify ETF Tr032108839 | PURE JR GLD MINE | 50 | $1.00K | <0.1% | – | – | – |
| ASXCAsensus Surgical, Inc. | COM | 210 | $1.00K | <0.1% | – | – | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 200 | $1.00K | <0.1% | – | – | History |
| Atlas Crest Invt Corp049284110 | *W EXP 01/30/202 | 723 | $1.00K | <0.1% | – | – | – |
| Benessere Capital Acqustn Co08179B129 | RIGHT 99/99/9999 | 4,160 | $1.00K | <0.1% | – | – | – |
| BGICFBirks Group Inc. | CL A COM | 190 | $1.00K | <0.1% | – | – | History |
| Cbre Acquisition Hldgs Inc12510J114 | *W EXP 99/99/999 | 1,004 | $1.00K | <0.1% | – | – | – |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 985 | $1.00K | <0.1% | – | – | – |
| Cellect Biotechnology Ltd15116C110 | *W EXP 08/03/202 | 2,848 | $1.00K | <0.1% | – | – | – |
| Cellectar Biosciences, Inc.15117F138 | *W EXP 04/20/202 | 1,596 | $1.00K | <0.1% | – | – | – |
| Churchill Capital Corp V17144T115 | *W EXP 10/29/202 | 898 | $1.00K | <0.1% | – | – | – |
| Climate Real Impact Slutins187171103 | COM CL A | 100 | $1.00K | <0.1% | – | – | – |
| CCMConcord Medical Services Holdings Ltd | SPON ADR CL A | 200 | $1.00K | <0.1% | – | – | History |
| Credit Suisse Nassau Branch22539T456 | ETN LKD 34 | 171 | $1.00K | <0.1% | – | – | – |
| CELPCypress Environmental Partners, L.P. | LTD PARTNER INT | 664 | $1.00K | <0.1% | – | – | History |
| DBX ETF Tr233051713 | XTRCK JP MRGN ES | 38 | $1.00K | <0.1% | – | – | – |
| DAREDare Bioscience, Inc. | COM | 500 | $1.00K | <0.1% | – | – | History |
| Delwinds Ins Acquisition Cor24803C110 | *W EXP 08/01/202 | 936 | $1.00K | <0.1% | – | – | – |
| Direxion Shs ETF Tr25460G716 | DAILY S&P BIOTEC | 66 | $1.00K | <0.1% | – | – | – |
| RRDRR Donnelley & Sons Co | COM | 311 | $1.00K | <0.1% | – | – | History |
| DVDDover Motorsports LLC | COM | 400 | $1.00K | <0.1% | – | – | History |
| Global Gas Corp265334102 | COM CL A | 70 | $1.00K | <0.1% | – | – | – |
| ETF Ser Solutions26922A669 | NATIONWIDE RSK | 41 | $1.00K | <0.1% | – | – | – |
| East Res Acquisition Co274681113 | *W EXP 07/01/202 | 739 | $1.00K | <0.1% | – | – | – |
| ELVTElevate Credit, Inc. | COM | 400 | $1.00K | <0.1% | – | – | History |
| Emles Tr291361103 | HOME ETF | 28 | $1.00K | <0.1% | – | – | – |
| Emles Tr291361871 | FEDERAL CONTRCTR | 41 | $1.00K | <0.1% | – | – | – |
| ENDRA Life Sciences Inc.29273B112 | *W EXP 05/08/202 | 1,376 | $1.00K | <0.1% | – | – | – |
| Equity Distr Acquisition Cor29465E114 | *W EXP 09/09/202 | 912 | $1.00K | <0.1% | – | – | – |
| EVKEver-Glory International Group, Inc. | COM NEW | 539 | $1.00K | <0.1% | – | – | History |
| Exfo Inc302046107 | SUB VTG SHS | 291 | $1.00K | <0.1% | – | – | – |
| Firstmark Horizon Acquisitio33765Y200 | UNIT 99/99/9999 | 51 | $1.00K | <0.1% | – | – | – |
| SVVCFirsthand Technology Value Fund, Inc. | COM | 255 | $1.00K | <0.1% | – | – | History |
| Fortress Value Acquis Corp I34964G115 | *W EXP 12/31/202 | 713 | $1.00K | <0.1% | – | – | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 144 | $1.00K | <0.1% | – | – | – |
| Franklin Templeton ETF Tr35473P470 | EXPONENTIAL DATA | 46 | $1.00K | <0.1% | – | – | – |
| Franklin Templeton ETF Tr35473P496 | LIBERTY ULRA SHR | 49 | $1.00K | <0.1% | – | – | – |
| GLBZGlen Burnie Bancorp | COM | 64 | $1.00K | <0.1% | – | – | History |
| Greenbrook TMS Inc.393704309 | COM NEW | 43 | $1.00K | <0.1% | – | – | – |
| Greenvision Acquisition Corp39678G129 | RIGHT 06/01/2021 | 1,081 | $1.00K | <0.1% | – | – | – |
| GIFIGulf Island Fabrication Inc | COM | 309 | $1.00K | <0.1% | – | – | History |
| Hall of Fame Resort & Entmt40619L110 | *W EXP 07/01/202 | 505 | $1.00K | <0.1% | – | – | – |
| SCPXScorpius Holdings, Inc. | COM | 71 | $1.00K | <0.1% | – | – | History |
| Hennessy Capital Invs Corp V42589T115 | *W EXP 01/20/202 | 605 | $1.00K | <0.1% | – | – | – |
| HFBLHome Federal Bancorp, Inc. of Louisiana | COM | 33 | $1.00K | <0.1% | – | – | History |
| Hudson Executive Invs Corp I443760202 | UNIT 01/31/2027 | 98 | $1.00K | <0.1% | – | – | – |
| Iconix Brand Group, Inc.451055305 | COM NEW | 398 | $1.00K | <0.1% | – | – | – |
| IMRNImmuron Ltd | SPONSORED ADR | 192 | $1.00K | <0.1% | – | – | History |
| Indexiq ETF Tr45409B396 | IQ CHAIKIN US | 19 | $1.00K | <0.1% | – | – | – |
| Innovator ETFs Tr45782C177 | DOUBLE STKR JAN | 33 | $1.00K | <0.1% | – | – | – |
| Invesco Actively Managed ETF46090A309 | CNSRTV MLT AST | 75 | $1.00K | <0.1% | – | – | – |
| iShares Tr46435U143 | MSCI USA MID CP | 40 | $1.00K | <0.1% | – | – | – |
| iShares Tr46436E783 | FACTORS US MID | 30 | $1.00K | <0.1% | – | – | – |
| CATXPerspective Therapeutics, Inc. | COM | 680 | $1.00K | <0.1% | – | – | History |
| John Hancock Exchange Traded47804J800 | MLTFACTR MATLS | 22 | $1.00K | <0.1% | – | – | – |
| Kraneshares Tr500767694 | SSE STAR MRKT 50 | 36 | $1.00K | <0.1% | – | – | – |
| Kraneshares Tr500767843 | CCBS CHINA CP | 19 | $1.00K | <0.1% | – | – | – |
| Legato Merger Corp.52473X106 | COM | 97 | $1.00K | <0.1% | – | – | – |
| Leisure Acquisition Corp52539T115 | *W EXP 99/99/999 | 824 | $1.00K | <0.1% | – | – | – |
| Leisure Acquisition Corp52539T206 | UNIT 99/99/9999 | 99 | $1.00K | <0.1% | – | – | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $1.00K | <0.1% | – | – | – |
| Listed FD Tr53656F631 | CHANGEBRIDGE SUS | 33 | $1.00K | <0.1% | – | – | – |
| LUBLub Liquidating Trust | COM | 234 | $1.00K | <0.1% | – | – | History |
| MLVFMalvern Bancorp, Inc. | COM | 56 | $1.00K | <0.1% | – | – | History |
| Medigus Ltd58471G128 | *W EXP 07/23/202 | 826 | $1.00K | <0.1% | – | – | – |
| The Music Acquisition Corp62752R209 | UNIT 99/99/9999 | 78 | $1.00K | <0.1% | – | – | – |
| MYSZMy Size, Inc. | COM NEW | 861 | $1.00K | <0.1% | – | – | History |
| NOACNatural Order Acquisition Corp. | COM | 98 | $1.00K | <0.1% | – | – | History |
| Navsight Hldgs Inc639358118 | *W EXP 01/01/203 | 747 | $1.00K | <0.1% | – | – | – |
| Newhold Investment Corp651448102 | COM CL A | 85 | $1.00K | <0.1% | – | – | – |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |