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Livermore
Livermore
ZHEN

Perigon Wealth Management, LLC

SEC CIK
0001575239
Latest filing
Aug 7, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 29, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
826
+49 vs. Q3 2023
Portfolio value
$3.06B
+$589.4M (+23.9%) vs. Q3 2023
Filed
Jan 29, 2024
SEC
Holdings of Perigon Wealth Management, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Nuscale PWR Corp67079K118*W EXP 05/02/20210,000$3.10K<0.1%00.0%Unchanged–
Markforged Holding Corporati57064N110*W EXP 07/14/20260,846$3.59K<0.1%00.0%Unchanged–
NUTXNutex Health Inc.COM20,648$3.72K<0.1%+4,204+25.6%AddedHistory
ICUSeaStar Medical Holding CorpCOMMON STOCK34,350$15.2K<0.1%+34,350NewHistory
Advisorshares Tr00768Y362PSYCHEDELICS ETF12,774$17.8K<0.1%00.0%Unchanged–
Nextnav Inc.65345N114*W EXP 10/28/20229,500$21.2K<0.1%00.0%Unchanged–
NXDRNextdoor Holdings, Inc.COM CL A13,000$24.6K<0.1%00.0%UnchangedHistory
VMEOVimeo, Inc.COMMON STOCK11,986$47.0K<0.1%+11,986NewHistory
TELFYTelefonica S ASPONSORED ADR12,426$48.5K<0.1%−5,046−28.9%ReducedHistory
ADMAAdma Biologics, Inc.COM11,249$50.8K<0.1%00.0%UnchangedHistory
DIBS1stdibs.com, Inc.COM11,000$51.5K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS11,730$61.2K<0.1%−500−4.1%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM19,764$63.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST26,353$85.1K<0.1%−1,463−5.3%Reduced–
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER16,696$88.0K<0.1%−765−4.4%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM13,312$90.0K<0.1%+13,312NewHistory
TSEOQTrinseo PLCCOM10,999$92.1K<0.1%+10,999NewHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM12,037$92.6K<0.1%−2,500−17.2%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR20,829$93.9K<0.1%+6,550+45.9%AddedHistory
NCANuveen California Municipal Value FundCOM STK10,560$94.6K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM18,464$101.0K<0.1%+920+5.2%AddedHistory
KROKronos Worldwide IncCOM11,000$109.3K<0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM10,269$110.9K<0.1%+10,269NewHistory
LYGLloyds Banking Group plcSPONSORED ADR46,691$111.6K<0.1%−5,585−10.7%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR14,354$130.8K<0.1%−364−2.5%ReducedHistory
QUREuniQure N.V.SHS20,792$140.8K<0.1%+43+0.2%AddedHistory
NNNextnav Inc.COMMON STOCK32,000$142.4K<0.1%+9,400+41.6%AddedHistory
FHNFirst Horizon CorpCOM10,716$151.7K<0.1%−2,112−16.5%ReducedHistory
GBDCGolub Capital BDC, Inc.COM10,307$155.6K<0.1%+10,307NewHistory
TAKTakeda Pharmaceutical Co LtdADR10,909$155.7K<0.1%−207−1.9%ReducedHistory
TFSLTFS Financial CORPCOM10,855$159.5K<0.1%+224+2.1%AddedHistory
VTRSViatris IncStock15,440$167.2K<0.1%+2,280+17.3%AddedHistory
PTONPeloton Interactive, Inc.CL A COM28,623$174.3K<0.1%+7,260+34.0%AddedHistory
NACNuveen California Quality Municipal Income FundCOM16,538$183.4K<0.1%00.0%UnchangedHistory
KEYKeycorpCOM13,051$187.9K<0.1%−4,151−24.1%ReducedHistory
AGNCAGNC Investment Corp.REIT20,422$200.3K<0.1%+8,703+74.3%AddedHistory
IVZInvesco Ltd.Stock11,243$200.6K<0.1%−316−2.7%ReducedHistory
RELXRELX PLCSPONSORED ADR5,060$200.7K<0.1%+5,060NewHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,350$200.9K<0.1%+2,350New–
Vanguard World FD921910816MEGA GRWTH IND775$201.1K<0.1%+775New–
WECWec Energy Group, Inc.Stock2,390$201.2K<0.1%+2,390NewHistory
Flexshares Tr33939L860QUALT DIVD IDX3,275$201.5K<0.1%+3,275New–
ELEstee Lauder Companies IncCL A1,382$202.2K<0.1%+1,382NewHistory
INGRIngredion IncCOM1,864$202.3K<0.1%+1,864NewHistory
TMToyota Motor CorpADS1,107$203.0K<0.1%−374−25.3%ReducedHistory
APAAPA CorpStock5,660$203.1K<0.1%−514−8.3%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF3,349$203.8K<0.1%+3,349New–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,265$203.8K<0.1%+4,265New–
iShares S&P Small-Cap 600 Value ETF464287879ETF1,995$205.6K<0.1%+1,995New–
ONOn Semiconductor CorpStock2,463$205.7K<0.1%+177+7.7%AddedHistory
XELXcel Energy IncStock3,346$207.2K<0.1%+3,346NewHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE5,485$207.9K<0.1%−1,173−17.6%Reduced–
MTDMettler Toledo International IncCOM172$208.6K<0.1%+172NewHistory
CALBCalifornia BanCorpCOM8,484$210.1K<0.1%+8,484NewHistory
FASTFastenal CoStock3,248$210.4K<0.1%−2,371−42.2%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM18,265$210.8K<0.1%−6,488−26.2%ReducedHistory
SPDR Index Shs FDS78463X855S&P GBLINF ETF3,950$211.3K<0.1%+3,950New–
RBB FD Inc74933W460US TRSRY 6 MNTH4,250$212.4K<0.1%+4,250New–
WBSWebster Financial CorpCOM4,194$212.9K<0.1%+4,194NewHistory
Dimensional ETF Trust25434V815US SMALL CAP ETF7,314$213.0K<0.1%+7,314New–
ETF Ser Solutions26922A222APTUS COLLRD INV6,434$213.4K<0.1%+6,434New–
TEAMAtlassian CorpCL A901$214.3K<0.1%+901NewHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL1,586$216.6K<0.1%+1,586New–
Bank of Amer Corp0605056827.25%CNV PFD L180$216.9K<0.1%00.0%Unchanged–
State Street SPDR S&P Semiconductor ETF78464A862ETF966$217.2K<0.1%+966New–
PKGPackaging Corp of AmericaStock1,337$217.8K<0.1%+1,337NewHistory
LNGCheniere Energy, Inc.COM NEW1,278$218.1K<0.1%+1,278NewHistory
iShares Tr464288786U.S. INSRNCE ETF2,205$220.8K<0.1%−7−0.3%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD5,650$222.0K<0.1%+5,650New–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5004,308$222.6K<0.1%+4,308New–
iShares Tr46428865310-20 YR TRS ETF2,061$223.1K<0.1%−86−4.0%Reduced–
NWNNorthwest Natural Holding CoCOM5,758$224.2K<0.1%−17−0.3%ReducedHistory
ROSTRoss Stores, Inc.COM1,622$224.5K<0.1%+1,622NewHistory
iShares Tr46435U663ESG AWARE MSCI5,908$224.5K<0.1%−16,456−73.6%Reduced–
PHMPultegroup IncCOM2,181$225.1K<0.1%+2,181NewHistory
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF8,765$225.3K<0.1%+8,765New–
ZUOZuora IncCOM CL A23,991$225.5K<0.1%+340+1.4%AddedHistory
STAAStaar Surgical CoCOM PAR $0.017,288$227.5K<0.1%+703+10.7%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT10,423$229.7K<0.1%−11,835−53.2%ReducedHistory
XYLXylem Inc.COM2,012$230.0K<0.1%+2,012NewHistory
SPDR Series Trust78468R200ST STR RATE ETF7,532$230.4K<0.1%+7,532New–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF20,723$230.6K<0.1%00.0%UnchangedHistory
QDELQuidelOrtho CorpCOM3,149$232.1K<0.1%+3,149NewHistory
iShares Inc46434G855MSCI GBL GOLD MN9,500$233.5K<0.1%+9,500New–
WYNNWynn Resorts LtdCOM2,563$233.5K<0.1%−467−15.4%ReducedHistory
iShares Tr464287515EXPANDED TECH577$234.1K<0.1%+577New–
SONYSony Group CorpSPONSORED ADR2,487$235.5K<0.1%+2,487NewHistory
ALCAlcon IncStock3,037$237.3K<0.1%+4+0.1%AddedHistory
LTHMLivent Corp.COM13,209$237.5K<0.1%+13,209NewHistory
FISFidelity National Information Services, Inc.Stock3,960$237.9K<0.1%−229−5.5%ReducedHistory
ULTAUlta Beauty, Inc.Stock486$238.1K<0.1%−41−7.8%ReducedHistory
PLPlanet Labs PBCCOM CL A97,000$239.6K<0.1%−16,100−14.2%ReducedHistory
DEODiageo PLCSPON ADR NEW1,654$241.0K<0.1%+282+20.6%AddedHistory
KSSKOHLS CorpStock8,477$243.1K<0.1%−2,779−24.7%ReducedHistory
NXPINXP Semiconductors N.V.COM1,059$243.2K<0.1%−499−32.0%ReducedHistory
PWRQuanta Services, Inc.COM1,134$244.7K<0.1%−155−12.0%ReducedHistory
NYTNew York Times CoCL A5,006$245.2K<0.1%+5,006NewHistory
CBOECboe Global Markets, Inc.COM1,375$245.6K<0.1%+1,375NewHistory
AJGArthur J. Gallagher & Co.COM1,094$246.0K<0.1%+6+0.6%AddedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST14,553$246.4K<0.1%−9,709−40.0%Reduced–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Perigon Wealth Management, LLC in Q4 2023
SecurityClassPutsCalls
NVIDIA Corporation67066G904CALL–$554.5K
UBS Group AGH42097907CALL–$250.5K
Palo Alto Networks Inc697435905CALL–$230.8K
Wynn Resorts Ltd983134907CALL–$102.1K
Barrick Gold Corp067901908CALL–$37.8K
8X8 Inc New282914900CALL–$343

Sold out since Q3 2023 (52)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Perigon Wealth Management, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
DBX ETF Tr233051879XTRACK HRVST CSI109,042$2.84M0.1%–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL47,876$1.34M0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD36,021$1.07M<0.1%History
RIGTransocean Ltd.REGISTERED SHS83,299$683.9K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S40,500$484.0K<0.1%–
ATKRAtkore Inc.COM2,732$407.6K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN17,350$394.4K<0.1%–
VanEck ETF Trust92189Y204GREEN METALS ETF15,582$389.2K<0.1%–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,781$388.6K<0.1%–
MNSOMINISO Group Holding LtdSPONSORED ADS13,247$343.1K<0.1%History
APTVAptiv PLCSHS3,363$331.6K<0.1%History
CGTXCognition Therapeutics IncCOM223,500$321.8K<0.1%History
CTRACoterra Energy Inc.Stock11,603$313.9K<0.1%History
SPDR Series Trust78464A672ST INTER ETF10,716$295.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,260$289.7K<0.1%–
MLIMueller Industries IncCOM3,841$288.7K<0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 38,284$278.7K<0.1%History
Abrdn ETFs003261104BBRG ALL COMD K112,881$271.9K<0.1%–
ATVIActivision Blizzard, Inc.COM2,902$271.8K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,830$267.8K<0.1%–
JCIJohnson Controls International plcStock5,021$267.2K<0.1%History
Schwab Intermediate-Term US Treasury ETF808524854ETF5,566$266.8K<0.1%–
HALHalliburton CoStock6,572$266.2K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,902$260.3K<0.1%–
MROMarathon Oil CorpCOM9,652$258.2K<0.1%History
AIRCApartment Income REIT Corp.COM8,357$256.6K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY7,725$255.5K<0.1%–
ADCAgree Realty CorpCOM4,511$249.2K<0.1%History
TXTTextron IncCOM3,092$241.6K<0.1%History
VALEVale S.A.SPONSORED ADS17,689$237.0K<0.1%History
EGEverest Group, Ltd.COM637$236.6K<0.1%History
iShares Inc464286608MSCI EURZONE ETF5,548$234.3K<0.1%–
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,600$230.0K<0.1%History
MRNAModerna, Inc.Stock2,220$229.3K<0.1%History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,815$226.1K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL11,334$225.1K<0.1%–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS5,036$219.2K<0.1%–
LPLALPL Financial Holdings Inc.COM909$216.0K<0.1%History
FNVFranco Nevada CorpStock1,616$215.7K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,574$212.7K<0.1%History
iShares Tr46435G268RUSEL 2500 ETF3,853$210.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,771$208.5K<0.1%History
Dimensional U.S. Small Cap ETF25434V500ETF3,947$207.2K<0.1%–
ALBAlbemarle CorpStock1,213$206.3K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO1,375$203.4K<0.1%–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM18,497$174.8K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,683$141.1K<0.1%History
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT25,095$124.0K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS13,915$104.6K<0.1%History
HLNHaleon plcADR10,776$89.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM14,464$89.2K<0.1%–
EGHT8X8 IncCOM25,000$1.88K<0.1%History