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Livermore
Livermore
ZHEN

Perigon Wealth Management, LLC

SEC CIK
0001575239
Latest filing
Aug 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 30, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
777
−1 vs. Q2 2023
Portfolio value
$2.47B
−$77.4M (−3.0%) vs. Q2 2023
Filed
Oct 30, 2023
SEC
Holdings of Perigon Wealth Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EGHT8X8 IncCOM25,000$1.88K<0.1%−2,244−8.2%ReducedHistory
NUTXNutex Health Inc.COM16,444$3.33K<0.1%+2,564+18.5%AddedHistory
Nuscale PWR Corp67079K118*W EXP 05/02/20210,000$6.60K<0.1%00.0%Unchanged–
Markforged Holding Corporati57064N110*W EXP 07/14/20260,846$7.36K<0.1%00.0%Unchanged–
Advisorshares Tr00768Y362PSYCHEDELICS ETF12,774$20.6K<0.1%00.0%Unchanged–
NXDRNextdoor Holdings, Inc.COM CL A13,000$23.7K<0.1%00.0%UnchangedHistory
Nextnav Inc.65345N114*W EXP 10/28/20229,500$36.9K<0.1%00.0%Unchanged–
DIBS1stdibs.com, Inc.COM11,000$40.0K<0.1%+11,000NewHistory
ADMAAdma Biologics, Inc.COM11,249$40.3K<0.1%−1,158−9.3%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM19,764$55.1K<0.1%−2,000−9.2%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR14,279$57.4K<0.1%+1,739+13.9%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS12,230$61.9K<0.1%+12,230NewHistory
TELFYTelefonica S ASPONSORED ADR17,472$71.1K<0.1%+17,472NewHistory
SIRISirius XM Holdings Inc.COM17,544$79.3K<0.1%−4,088−18.9%ReducedHistory
KROKronos Worldwide IncCOM11,000$85.3K<0.1%00.0%UnchangedHistory
NCANuveen California Municipal Value FundCOM STK10,560$86.7K<0.1%00.0%UnchangedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER17,461$87.1K<0.1%−1,650−8.6%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM14,464$89.2K<0.1%00.0%Unchanged–
HLNHaleon plcADR10,776$89.8K<0.1%−813−7.0%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST27,816$101.5K<0.1%+1,948+7.5%Added–
ASXASE Technology Holding Co., Ltd.SPONSORED ADS13,915$104.6K<0.1%+652+4.9%AddedHistory
PTONPeloton Interactive, Inc.CL A COM21,363$107.9K<0.1%−42,282−66.4%ReducedHistory
AGNCAGNC Investment Corp.REIT11,719$110.6K<0.1%+144+1.2%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM14,537$110.6K<0.1%00.0%UnchangedHistory
HNNAHennessy Advisors IncCOM16,308$110.9K<0.1%−1,064−6.1%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR52,276$111.3K<0.1%+26,270+101.0%AddedHistory
NNNextnav Inc.COMMON STOCK22,600$116.2K<0.1%00.0%UnchangedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR14,718$118.5K<0.1%+14,718NewHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT25,095$124.0K<0.1%00.0%UnchangedHistory
TFSLTFS Financial CORPCOM10,631$125.7K<0.1%+79+0.7%AddedHistory
VTRSViatris IncStock13,160$129.8K<0.1%+349+2.7%AddedHistory
QUREuniQure N.V.SHS20,749$139.2K<0.1%+292+1.4%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,683$141.1K<0.1%+25+0.2%AddedHistory
FHNFirst Horizon CorpCOM12,828$141.4K<0.1%−2,473−16.2%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM16,538$159.6K<0.1%−661−3.8%ReducedHistory
IVZInvesco Ltd.Stock11,559$167.8K<0.1%−66−0.6%ReducedHistory
TAKTakeda Pharmaceutical Co LtdADR11,116$172.0K<0.1%+11,116NewHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM18,497$174.8K<0.1%+18,497NewHistory
iShares Global Clean Energy ETF464288224ETF12,608$184.3K<0.1%+347+2.8%Added–
KEYKeycorpCOM17,202$185.1K<0.1%−2,962−14.7%ReducedHistory
ZUOZuora IncCOM CL A23,651$194.9K<0.1%−340−1.4%ReducedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF20,723$198.1K<0.1%−18,987−47.8%ReducedHistory
OBDCBlue Owl Capital CorpCOM14,337$198.6K<0.1%+294+2.1%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L180$200.2K<0.1%00.0%Unchanged–
RSReliance, Inc.COM765$200.7K<0.1%−125−14.0%ReducedHistory
PPGPPG Industries IncStock1,554$201.7K<0.1%−28−1.8%ReducedHistory
iShares Tr464288786U.S. INSRNCE ETF2,212$202.7K<0.1%+2,212New–
iShares Tr464287739U.S. REAL ES ETF2,600$203.2K<0.1%−2,495−49.0%Reduced–
SPDR Series Trust78468R556SP O&G EXPL PRO1,375$203.4K<0.1%+1,375New–
DEODiageo PLCSPON ADR NEW1,372$204.7K<0.1%+91+7.1%AddedHistory
American Centy ETF Tr025072802INTL SMCP VLU3,560$205.9K<0.1%+3,560New–
ALBAlbemarle CorpStock1,213$206.3K<0.1%+1,213NewHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF8,919$206.4K<0.1%+6+0.1%Added–
Dimensional U.S. Small Cap ETF25434V500ETF3,947$207.2K<0.1%−672−14.5%Reduced–
BUDAnheuser-Busch InBev SA/NVADR3,771$208.5K<0.1%+3,771NewHistory
MSIMotorola Solutions, Inc.Stock768$209.1K<0.1%−183−19.2%ReducedHistory
IRMIron Mountain IncCOM3,520$209.2K<0.1%+3,520NewHistory
SWKSSkyworks Solutions, Inc.Stock2,126$209.6K<0.1%+3+0.1%AddedHistory
iShares Tr46435G268RUSEL 2500 ETF3,853$210.0K<0.1%−1,174−23.4%Reduced–
ULTAUlta Beauty, Inc.Stock527$210.5K<0.1%+9+1.7%AddedHistory
DASHDoorDash, Inc.Stock2,659$211.3K<0.1%−322−10.8%ReducedHistory
iShares Tr46428865310-20 YR TRS ETF2,147$211.4K<0.1%−10,484−83.0%Reduced–
ONOn Semiconductor CorpStock2,286$212.5K<0.1%−104−4.4%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM460$212.5K<0.1%+59+14.7%AddedHistory
OCSLOaktree Specialty Lending CorpCOM10,574$212.7K<0.1%+10,574NewHistory
STTState Street CorpCOM3,202$214.4K<0.1%+45+1.4%AddedHistory
DGDollar General CorpCOM2,027$214.5K<0.1%+481+31.1%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE6,658$214.6K<0.1%+6,658New–
IDXXIDEXX Laboratories IncCOM493$215.6K<0.1%+493NewHistory
FNVFranco Nevada CorpStock1,616$215.7K<0.1%−1,533−48.7%ReducedHistory
LPLALPL Financial Holdings Inc.COM909$216.0K<0.1%+909NewHistory
HIGHartford Insurance Group, Inc.Stock3,061$217.0K<0.1%−5−0.2%ReducedHistory
KVUEKenvue Inc.Stock10,809$217.0K<0.1%+10,809NewHistory
FISVFiserv IncStock1,926$217.6K<0.1%+188+10.8%AddedHistory
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS5,036$219.2K<0.1%00.0%Unchanged–
AMPHAmphastar Pharmaceuticals, Inc.COM4,783$220.0K<0.1%+12+0.3%AddedHistory
NWNNorthwest Natural Holding CoCOM5,775$220.4K<0.1%+292+5.3%AddedHistory
SDGRSchrodinger, Inc.COM7,811$220.8K<0.1%+964+14.1%AddedHistory
TFCTruist Financial CorpCOM7,767$222.2K<0.1%−599−7.2%ReducedHistory
iShares Tr46434V381FUTU EXPO TE ETF4,287$223.8K<0.1%+192+4.7%Added–
Agf Invts Tr00110G408US MARKET NETRL11,334$225.1K<0.1%−63,812−84.9%Reduced–
FFINFirst Financial Bankshares IncCOM9,000$226.1K<0.1%−67−0.7%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,815$226.1K<0.1%+3,815New–
COFCapital One Financial CorpStock2,332$226.3K<0.1%−68−2.8%ReducedHistory
ENBEnbridge IncStock6,785$227.0K<0.1%−469−6.5%ReducedHistory
Harbor ETF Trust41151J703DIVIDEND GTH LEA18,721$227.5K<0.1%+75+0.4%Added–
PAYXPaychex IncStock1,977$228.0K<0.1%−1,135−36.5%ReducedHistory
MRNAModerna, Inc.Stock2,220$229.3K<0.1%−190−7.9%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,600$230.0K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock1,817$230.3K<0.1%−343−15.9%ReducedHistory
LBAILakeland Bancorp IncCOM18,270$230.6K<0.1%+61+0.3%AddedHistory
FERGFerguson Enterprises Inc.SHS1,402$230.6K<0.1%+38+2.8%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM2,509$231.2K<0.1%−457−15.4%ReducedHistory
FISFidelity National Information Services, Inc.Stock4,189$231.5K<0.1%+4,189NewHistory
ALCAlcon IncStock3,033$233.7K<0.1%−130−4.1%ReducedHistory
iShares Inc464286608MSCI EURZONE ETF5,548$234.3K<0.1%−519−8.6%Reduced–
APOApollo Global Management, Inc.COM2,620$235.1K<0.1%−36−1.4%ReducedHistory
iShares Tr46436E510INTL DEV SML CP7,657$235.2K<0.1%−10.0%Reduced–
KSSKOHLS CorpStock11,256$235.9K<0.1%−484−4.1%ReducedHistory
WOLFWolfspeed, Inc.Stock6,194$236.0K<0.1%+1,579+34.2%AddedHistory

Sold out since Q2 2023 (54)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Perigon Wealth Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
OUNZVanEck Merk Gold ETFGOLD SHS79,828$1.48M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP20,430$1.27M0.1%History
iShares Core Dividend Growth ETF46434V621ETF11,657$600.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD30,675$577.0K<0.1%History
XELXcel Energy IncStock9,270$576.3K<0.1%History
TECKTeck Resources LtdCL B11,293$475.4K<0.1%History
CALMCal-Maine Foods IncCOM NEW10,271$462.2K<0.1%History
Dimensional U.S. Targeted Value ETF25434V609ETF8,750$405.9K<0.1%–
Barrick Gold Corp067901108COM39,075$395.3K<0.1%–
MOSMosaic CoCOM10,709$374.8K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS14,982$327.4K<0.1%History
WisdomTree Tr97717W604US SMALLCAP DIVD11,252$323.9K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD6,674$311.3K<0.1%–
ELEstee Lauder Companies IncCL A1,584$311.1K<0.1%History
MTDMettler Toledo International IncCOM234$306.9K<0.1%History
SHWSherwin Williams CoCOM1,137$302.0K<0.1%History
AMHAmerican Homes 4 RentCL A8,433$299.0K<0.1%History
ALGMAllegro Microsystems, Inc.COM6,291$284.0K<0.1%History
MKCMcCormick & Co IncStock3,141$274.0K<0.1%History
iShares Tr46432F388MSCI USA VALUE2,815$264.0K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF10,081$261.9K<0.1%–
XYLXylem Inc.COM2,264$254.9K<0.1%History
WisdomTree Tr97717Y790US EFFIC CORE FD6,750$250.2K<0.1%–
LNGCheniere Energy, Inc.COM NEW1,625$247.6K<0.1%History
Victory Portfolios II92647N667VICSHS DV AC ETF5,204$240.7K<0.1%–
DXCMDexcom IncCOM1,853$238.1K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,592$231.9K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST2,412$227.4K<0.1%–
DDominion Energy, IncStock4,382$227.0K<0.1%History
Advisorshares Tr00768Y412RANGER EQUITY BE10,000$226.1K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,842$224.3K<0.1%–
BIIBBiogen Inc.COM787$224.2K<0.1%History
WECWec Energy Group, Inc.Stock2,517$222.1K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN9,500$221.3K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF1,495$215.7K<0.1%–
iShares Tr464289867CORE 60 BALA ETF4,125$212.2K<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF3,950$210.8K<0.1%–
TTEKTetra Tech IncCOM1,279$209.4K<0.1%History
APHAmphenol CorpCL A2,434$206.8K<0.1%History
DELLDell Technologies Inc.Stock3,783$204.7K<0.1%History
VICIVici Properties Inc.COM6,471$203.4K<0.1%History
iShares Tr464287515EXPANDED TECH579$200.3K<0.1%–
ETF Ser Solutions26922A222APTUS COLLRD INV6,434$200.2K<0.1%–
GLADGladstone Capital CorpCOM15,000$146.4K<0.1%History
EVAEnviva, LLCCOM11,016$119.5K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,975$115.5K<0.1%History
LUNALuna Innovations IncCOM11,600$105.8K<0.1%History
ECFEllsworth Growth & Income Fund LtdCOM11,895$102.3K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A10,299$77.1K<0.1%History
SFIXStitch Fix, Inc.Stock12,100$46.6K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT13,000$41.1K<0.1%History
AMRSAmyris, Inc.COM NEW35,700$36.8K<0.1%History
SCLXWScilex Holding Co*W EXP 11/10/20211,092$15.4K<0.1%History
WeWork Inc.96209A112EQUITY WRT17,500$295<0.1%–