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Livermore
Livermore
ZHEN

Perigon Wealth Management, LLC

SEC CIK
0001575239
Latest filing
Aug 7, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 3, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
700
+14 vs. Q4 2022
Portfolio value
$1.76B
+$145.5M (+9.0%) vs. Q4 2022
Filed
May 3, 2023
SEC
Holdings of Perigon Wealth Management, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UPWheels Up Experience Inc.COMMON STOCK23,396$14.8K<0.1%00.0%UnchangedHistory
Nextnav Inc.65345N114*W EXP 10/28/20229,500$16.8K<0.1%+5,000+20.4%Added–
AMRSAmyris, Inc.COM NEW18,000$24.5K<0.1%00.0%UnchangedHistory
NXDRNextdoor Holdings, Inc.COM CL A13,000$27.9K<0.1%00.0%UnchangedHistory
SCLXWScilex Holding Co*W EXP 11/10/20227,301$28.7K<0.1%+27,301NewHistory
NNNextnav Inc.COMMON STOCK15,100$30.7K<0.1%+15,100NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST10,575$37.2K<0.1%+10,575New–
UECUranium Energy CorpCOM14,600$42.0K<0.1%+14,600NewHistory
NMRNomura Holdings IncSPONSORED ADR11,523$43.8K<0.1%+959+9.1%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR22,294$51.7K<0.1%+2,007+9.9%AddedHistory
SFIXStitch Fix, Inc.Stock12,162$62.1K<0.1%+62+0.5%AddedHistory
ESRTEmpire State Realty Trust, Inc.CL A10,299$66.8K<0.1%+10,299NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM24,764$76.3K<0.1%−6,000−19.5%ReducedHistory
SIRISirius XM Holdings Inc.COM20,924$83.1K<0.1%+2,779+15.3%AddedHistory
NCANuveen California Municipal Value FundCOM STK10,560$93.0K<0.1%00.0%UnchangedHistory
HLNHaleon plcADR11,504$93.6K<0.1%+11,504NewHistory
ECFEllsworth Growth & Income Fund LtdCOM11,895$96.5K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM15,214$98.3K<0.1%00.0%Unchanged–
KROKronos Worldwide IncCOM11,000$101.3K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM12,536$103.0K<0.1%+723+6.1%AddedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER20,311$109.7K<0.1%−135−0.7%ReducedHistory
AGNCAGNC Investment Corp.REIT10,931$110.2K<0.1%−16,971−60.8%ReducedHistory
VTRSViatris IncStock12,704$122.2K<0.1%−532−4.0%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM14,429$123.9K<0.1%+98+0.7%AddedHistory
LESLLeslie's, Inc.COM12,066$132.8K<0.1%+12,066NewHistory
GLADGladstone Capital CorpCOM16,000$150.4K<0.1%−300−1.8%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF14,158$166.8K<0.1%+2,943+26.2%AddedHistory
TFSLTFS Financial CORPCOM13,230$167.1K<0.1%−3,060−18.8%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM17,182$189.2K<0.1%+17,182NewHistory
CLFCleveland-Cliffs Inc.COM10,379$190.2K<0.1%+10,379NewHistory
TXTTextron IncCOM2,873$202.9K<0.1%+2,873NewHistory
CMGChipotle Mexican Grill IncCOM119$203.3K<0.1%−107−47.3%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF2,398$203.6K<0.1%00.0%Unchanged–
PPGPPG Industries IncStock1,540$205.8K<0.1%+1,540NewHistory
PODDInsulet CorpStock646$206.0K<0.1%+646NewHistory
iShares Tr464289867CORE 60 BALA ETF4,125$206.4K<0.1%+4,125New–
Dimensional U.S. Targeted Value ETF25434V609ETF4,646$206.7K<0.1%+4,646New–
HIGHartford Insurance Group, Inc.Stock2,973$207.2K<0.1%−137−4.4%ReducedHistory
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,848$207.5K<0.1%00.0%Unchanged–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF7,756$209.7K<0.1%−33,257−81.1%Reduced–
DGDollar General CorpCOM996$209.7K<0.1%−267−21.1%ReducedHistory
FHNFirst Horizon CorpCOM11,841$210.5K<0.1%−4,764−28.7%ReducedHistory
FISFidelity National Information Services, Inc.Stock3,878$210.7K<0.1%−7−0.2%ReducedHistory
Clearway Energy, Inc.18539C105CL A7,025$211.0K<0.1%00.0%Unchanged–
MKCMcCormick & Co IncStock2,537$211.1K<0.1%−365−12.6%ReducedHistory
SFStifel Financial CorpCOM3,572$211.1K<0.1%−1,137−24.1%ReducedHistory
iShares Semiconductor ETF464287523ETF476$211.7K<0.1%+476New–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF8,907$212.2K<0.1%+8,907New–
INGRIngredion IncCOM2,097$213.3K<0.1%−62−2.9%ReducedHistory
STAAStaar Surgical CoCOM PAR $0.013,346$214.0K<0.1%+3,346NewHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,330$214.2K<0.1%+2,330NewHistory
SPDR Series Trust78468R721STATE STREET SPD4,587$214.8K<0.1%+4,587New–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,194$216.1K<0.1%−259−7.5%Reduced–
COFCapital One Financial CorpStock2,282$219.4K<0.1%−190−7.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS5,036$221.9K<0.1%00.0%Unchanged–
SPLKSplunk IncCOM2,319$222.3K<0.1%−93−3.9%ReducedHistory
THOThor Industries IncCOM2,792$222.4K<0.1%+2,792NewHistory
IRMIron Mountain IncCOM4,227$223.6K<0.1%−350−7.6%ReducedHistory
Harbor ETF Trust41151J703DIVIDEND GTH LEA18,562$224.0K<0.1%00.0%Unchanged–
iShares Tr46434V381FUTU EXPO TE ETF4,257$224.3K<0.1%−100−2.3%Reduced–
KSSKOHLS CorpStock9,539$224.6K<0.1%+9,539NewHistory
MSIMotorola Solutions, Inc.Stock787$225.2K<0.1%−113−12.6%ReducedHistory
iShares S&P 100 ETF464287101ETF1,206$225.6K<0.1%00.0%Unchanged–
CDWCDW CorpCOM1,159$225.9K<0.1%−40−3.3%ReducedHistory
PWRQuanta Services, Inc.COM1,361$226.7K<0.1%+1,361NewHistory
iShares Tr464288844US OIL EQ&SV ETF11,737$226.8K<0.1%−9−0.1%Reduced–
SAPSAP SEADR1,795$227.2K<0.1%+1,795NewHistory
iShares Inc464286608MSCI EURZONE ETF5,066$228.4K<0.1%+5,066New–
iShares Tr46436E767ESG MSCI USA ETF6,940$229.5K<0.1%+6,940New–
FDSFactset Research Systems IncStock553$229.5K<0.1%−10−1.8%ReducedHistory
PGRProgressive CorpStock1,606$229.8K<0.1%+1,606NewHistory
MPWRMonolithic Power Systems, Inc.COM461$230.7K<0.1%+461NewHistory
iShares Tr464287127MORNINGSTR US EQ4,096$231.0K<0.1%−465−10.2%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF20,202$231.9K<0.1%+169+0.8%Added–
EQTEQT CorpStock7,310$233.3K<0.1%+7,310NewHistory
ZUOZuora IncCOM CL A23,828$235.4K<0.1%+177+0.7%AddedHistory
Victory Portfolios II92647N667VICSHS DV AC ETF5,203$235.4K<0.1%+10.0%Added–
UBERUber Technologies, IncStock7,428$235.5K<0.1%+7,428NewHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,573$236.3K<0.1%−527−17.0%Reduced–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,679$236.6K<0.1%+1,679New–
YUMYum Brands IncStock1,795$237.1K<0.1%+7+0.4%AddedHistory
AKAMAkamai Technologies IncCOM3,035$237.6K<0.1%−41−1.3%ReducedHistory
ENBEnbridge IncStock6,264$239.0K<0.1%−2,543−28.9%ReducedHistory
iShares Inc46434G855MSCI GBL GOLD MN9,500$239.1K<0.1%00.0%Unchanged–
WisdomTree Tr97717Y790US EFFIC CORE FD6,859$240.5K<0.1%−1,939−22.0%Reduced–
ATVIActivision Blizzard, Inc.COM2,813$240.8K<0.1%+146+5.5%AddedHistory
AIRCApartment Income REIT Corp.COM6,730$241.0K<0.1%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST2,650$241.8K<0.1%−35−1.3%Reduced–
VICIVici Properties Inc.COM7,421$242.1K<0.1%+7,421NewHistory
BLBlackline, Inc.COM3,639$244.4K<0.1%−138−3.7%ReducedHistory
WECWec Energy Group, Inc.Stock2,581$244.7K<0.1%−172−6.2%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,754$245.9K<0.1%−45−2.5%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,411$245.9K<0.1%−203−5.6%Reduced–
NDAQNasdaq, Inc.COM4,509$246.5K<0.1%−1,041−18.8%ReducedHistory
OUNZVanEck Merk Gold ETFGOLD SHS13,018$248.6K<0.1%+13,018NewHistory
CHDChurch & Dwight Co IncCOM2,825$249.7K<0.1%−207−6.8%ReducedHistory
BOXBox IncCL A9,330$250.0K<0.1%−10,881−53.8%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,027$250.5K<0.1%−5−0.2%Reduced–
LNGCheniere Energy, Inc.COM NEW1,589$250.5K<0.1%−1,086−40.6%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF6,722$251.3K<0.1%−1,232−15.5%Reduced–

Sold out since Q4 2022 (43)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Perigon Wealth Management, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
TGTTarget CorpCOM11,340$1.69M0.1%History
First Rep BK San Francisco C33616C100COM9,557$1.16M0.1%–
iShares Tr46435G102CONV BD ETF12,425$863.1K0.1%–
EOGEOG Resources IncStock6,269$812.0K0.1%History
BHPBHP Group LtdADR12,359$766.9K<0.1%History
FTNTFortinet, Inc.COMMON15,488$757.2K<0.1%History
iShares Tr464288513IBOXX HI YD ETF7,659$563.9K<0.1%–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR44,455$473.4K<0.1%History
iShares Tr464287796U.S. ENERGY ETF9,607$446.6K<0.1%–
iShares Tr46435G474FALN ANGLS USD15,983$393.3K<0.1%–
DXCMDexcom IncCOM3,192$361.5K<0.1%History
NXPINXP Semiconductors N.V.COM2,284$360.9K<0.1%History
iShares Tr46435G243ESG AWRE 1 5 YR12,048$286.4K<0.1%–
TECKTeck Resources LtdCL B7,313$276.6K<0.1%History
CFGCitizens Financial Group IncCOM6,860$270.1K<0.1%History
iShares Tr46436E833IBONDS 28 TRM TS12,124$266.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,312$264.4K<0.1%History
NTRNutrien Ltd.COM3,492$255.0K<0.1%History
MTBM&T Bank CorpCOM1,757$254.9K<0.1%History
CEGConstellation Energy CorpStock2,920$251.7K<0.1%History
iShares Tr46436E445ESG MSCI USA MIN10,665$242.3K<0.1%–
KHCKraft Heinz CoStock5,892$239.9K<0.1%History
TMUST-Mobile US, Inc.Stock1,692$236.9K<0.1%History
URIUnited Rentals, Inc.COM666$236.7K<0.1%History
MROMarathon Oil CorpCOM8,648$234.1K<0.1%History
GRMNGarmin LtdSHS2,530$233.5K<0.1%History
SIVBSVB Financial GroupCOM989$227.6K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF3,175$225.6K<0.1%–
WTRGEssential Utilities, Inc.COM4,694$224.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,476$223.7K<0.1%–
OGNOrganon & Co.Stock7,804$218.0K<0.1%History
Vanguard Energy ETF92204A306ETF1,757$213.0K<0.1%–
WYNNWynn Resorts LtdCOM2,557$210.9K<0.1%History
ESEversource EnergyStock2,444$204.9K<0.1%History
iShares Tr464288786U.S. INSRNCE ETF2,237$204.5K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,089$200.4K<0.1%–
WEATTeucrium Commodity TrustWHEAT FD24,600$196.3K<0.1%History
LUMNLumen Technologies, Inc.Stock29,138$152.1K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK12,539$149.2K<0.1%History
CORZCore Scientific, Inc.COMMON STOCK1,747,494$131.2K<0.1%History
Flagstar Bank, National Association649445103COM12,579$108.2K<0.1%–
AMBPArdagh Metal Packaging S.A.SHS11,021$53.0K<0.1%History
ECORelectroCore, Inc.COM11,000$2.82K<0.1%History