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Livermore
Livermore
ZHEN

Lowe Wealth Advisors, LLC

SEC CIK
0001574010
Latest filing
Oct 16, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 23, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
305
−51 vs. Q2 2023
Portfolio value
$188.0M
−$9.08M (−4.6%) vs. Q2 2023
Filed
Oct 23, 2023
SEC
Holdings of Lowe Wealth Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Advanced Battery Technologies Inc00752H102COM30$00.0%00.0%Unchanged–
NBEVNewAge, Inc.COM100$00.0%00.0%UnchangedHistory
NVTnVent Electric plcSHS2$106<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM40$136<0.1%00.0%UnchangedHistory
KSSKOHLS CorpStock7$147<0.1%00.0%UnchangedHistory
VTRSViatris IncStock15$148<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W869EUROPE SMCP DV3$157<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V407INVESCO MSCI5$221<0.1%00.0%Unchanged–
SPBSpectrum Brands Holdings, Inc.COM3$235<0.1%00.0%UnchangedHistory
Schwab Strategic Tr808524789FUNDAMENTAL US B5$275<0.1%00.0%Unchanged–
SCORComscore, Inc.COM500$307<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock3$319<0.1%00.0%UnchangedHistory
VSHVishay Intertechnology IncCOM15$371<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF7$372<0.1%00.0%Unchanged–
JAZZJazz Pharmaceuticals plcSHS USD3$388<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2$416<0.1%+2New–
JCIJohnson Controls International plcStock9$479<0.1%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS10$483<0.1%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A75$502<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM455$514<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock10$580<0.1%−15−60.0%ReducedHistory
Schwab International Small-Cap Equity ETF808524888ETF21$677<0.1%−58−73.4%Reduced–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS68$693<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock9$705<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock14$722<0.1%00.0%UnchangedHistory
Vanguard S&P 500 Growth ETF921932505ETF3$741<0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF2$785<0.1%00.0%Unchanged–
TFCTruist Financial CorpCOM30$858<0.1%00.0%UnchangedHistory
Wheeler Real Estate Investment Trust, Inc.963025309CPR700$1.05K<0.1%−200−22.2%Reduced–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI50$1.11K<0.1%00.0%Unchanged–
Schwab Fundamental International Small Equity ETF808524748ETF35$1.13K<0.1%−101−74.3%Reduced–
TELTE Connectivity plcREG SHS10$1.24K<0.1%00.0%UnchangedHistory
Global X FDS37954Y715RBTCS ARTFL INTE50$1.24K<0.1%−330−86.8%Reduced–
SNAPSnap IncStock150$1.34K<0.1%00.0%UnchangedHistory
WHWyndham Hotels & Resorts, Inc.COM20$1.39K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF6$1.60K<0.1%00.0%Unchanged–
METMetlife IncStock26$1.64K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM200$1.92K<0.1%00.0%UnchangedHistory
LULUlululemon athletica inc.Stock5$1.93K<0.1%00.0%UnchangedHistory
RUMRUM Group Inc.Stock400$2.04K<0.1%00.0%UnchangedHistory
MNKDMannkind CorpCOM NEW500$2.06K<0.1%00.0%UnchangedHistory
TGTTarget CorpStock20$2.21K<0.1%−110−84.6%ReducedHistory
MEDMedifast IncCOM30$2.25K<0.1%00.0%UnchangedHistory
MMM3M CoStock25$2.34K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL40$2.35K<0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF40$2.89K<0.1%00.0%Unchanged–
GEHCGE HealthCare Technologies Inc.Stock43$2.93K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock20$2.98K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF44$3.03K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH25$3.06K<0.1%00.0%Unchanged–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF20$3.22K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM120$3.25K<0.1%−55−31.4%ReducedHistory
STWDStarwood Property Trust, Inc.COM180$3.48K<0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF14$3.49K<0.1%00.0%Unchanged–
AXSMAxsome Therapeutics, Inc.COM50$3.50K<0.1%+50NewHistory
MARMarriott International IncStock18$3.54K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock18$3.65K<0.1%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM180$3.75K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock566$3.88K<0.1%−432−43.3%ReducedHistory
UPSUnited Parcel Service IncStock25$3.90K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C639$4.08K<0.1%−632−49.7%ReducedHistory
AUPHAurinia Pharmaceuticals Inc.COM531$4.13K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock5$4.15K<0.1%−26−83.9%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT30$4.25K<0.1%−55−64.7%Reduced–
Vanguard Intl Equity Index F922042676GLB EX US ETF110$4.28K<0.1%−73−39.9%Reduced–
RQICohen & Steers Quality Income Realty Fund IncCEF444$4.49K<0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF63$4.74K<0.1%00.0%Unchanged–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF75$4.92K<0.1%00.0%Unchanged–
PNRPENTAIR plcSHS77$4.99K<0.1%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock112$5.09K<0.1%−188−62.7%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF85$5.10K<0.1%00.0%Unchanged–
GLDSPDR Gold TrustETF30$5.14K<0.1%00.0%UnchangedHistory
Schwab Emerging Markets Equity ETF808524706ETF221$5.29K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF50$5.48K<0.1%00.0%Unchanged–
BAHBooz Allen Hamilton Holding CorpCL A51$5.57K<0.1%00.0%UnchangedHistory
SPLKSplunk IncCOM40$5.85K<0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF180$5.97K<0.1%00.0%Unchanged–
CAHCardinal Health IncStock70$6.08K<0.1%00.0%UnchangedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF131$6.35K<0.1%00.0%Unchanged–
TAPMolson Coors Beverage CoCL B100$6.36K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock17$6.42K<0.1%−20−54.1%ReducedHistory
RRCRange Resources CorpCOM204$6.61K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR100$6.77K<0.1%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR79$6.85K<0.1%+79NewHistory
PAASPan American Silver CorpStock479$6.94K<0.1%−799−62.5%ReducedHistory
NTNXNutanix, Inc.Stock200$6.98K<0.1%00.0%UnchangedHistory
CLColgate Palmolive CoStock100$7.11K<0.1%00.0%UnchangedHistory
Schwab Fundamental International Equity ETF808524755ETF227$7.19K<0.1%00.0%Unchanged–
KMBKimberly Clark CorpStock60$7.25K<0.1%00.0%UnchangedHistory
LOWLowes Companies IncStock35$7.31K<0.1%00.0%UnchangedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF281$7.37K<0.1%00.0%Unchanged–
State Street Technology Select Sector SPDR ETF81369Y803ETF46$7.54K<0.1%00.0%Unchanged–
PFEPfizer IncStock229$7.60K<0.1%+54+30.9%AddedHistory
ADBEAdobe Inc.Stock15$7.65K<0.1%+15NewHistory
BDXBecton Dickinson & CoStock30$7.76K<0.1%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF52$8.08K<0.1%00.0%Unchanged–
iShares Tr464288604MRGSTR SM CP GR210$8.14K<0.1%00.0%Unchanged–
Vanguard Ftse Developed Markets ETF921943858ETF194$8.48K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock80$8.84K<0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock80$8.88K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Lowe Wealth Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr464287572GLOBAL 100 ETF4,275$325.2K0.2%–
Kraneshares Trust500767678GLOBAL CARB STRA3,090$117.2K0.1%–
iShares Inc46434G855MSCI GBL GOLD MN1,663$38.7K<0.1%–
CEGConstellation Energy CorpStock288$26.4K<0.1%History
CMGChipotle Mexican Grill IncCOM11$23.5K<0.1%History
ProShares Tr74348A210SHRT RUSSELL20001,000$22.8K<0.1%–
GOOGLAlphabet Inc.Stock180$21.5K<0.1%History
iShares Tr464288752US HOME CONS ETF250$21.4K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF450$20.7K<0.1%–
CORCencora, Inc.Stock97$18.7K<0.1%History
JOEST JOE CoCOM345$16.7K<0.1%History
SLBSLB LimitedStock325$16.0K<0.1%History
CTVACorteva, Inc.Stock271$15.5K<0.1%History
BALLBALL CorpCOM220$12.8K<0.1%History
DEDeere & CoStock29$11.8K<0.1%History
AMDAdvanced Micro Devices IncStock100$11.4K<0.1%History
Global X Uranium ETF37954Y871ETF500$10.8K<0.1%–
VanEck ETF Trust92189F791JUNIOR GOLD MINE300$10.7K<0.1%–
NVDANVIDIA CorpStock25$10.6K<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF165$10.2K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36310$9.48K<0.1%History
DPZDominos Pizza IncCOM27$9.10K<0.1%History
MSMorgan StanleyStock100$8.54K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF115$8.21K<0.1%–
INVHInvitation Homes Inc.COM225$7.74K<0.1%History
iShares Tr46428743220 YR TR BD ETF75$7.72K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF100$7.42K<0.1%–
iShares Inc46434G780MSCI SINGPOR ETF400$7.40K<0.1%–
CCLCarnival Corp Ltd.UNIT 99/99/9999380$7.16K<0.1%History
NKENIKE, Inc.Stock62$6.86K<0.1%History
First Trust Cloud Computing ETF33734X192ETF70$5.32K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.31K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG190$5.28K<0.1%–
SWBISmith & Wesson Brands, Inc.COM400$5.22K<0.1%History
HWMHowmet Aerospace Inc.Stock100$4.96K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF120$4.90K<0.1%–
DGDollar General CorpCOM25$4.25K<0.1%History
iShares Global Clean Energy ETF464288224ETF220$4.05K<0.1%–
iShares Inc464286350MSCI AGR PRO ETF96$3.79K<0.1%–
iShares Tr464288174GL TIMB FORE ETF50$3.58K<0.1%–
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF200$3.49K<0.1%–
Fidelity MSCI Health Care Index ETF316092600ETF50$3.16K<0.1%–
BF.BBrown Forman CorpStock45$3.00K<0.1%History
RGRSturm Ruger & Co IncStock50$2.65K<0.1%History
Fidelity MSCI Energy Index ETF316092402ETF110$2.44K<0.1%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF49$1.59K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM401$1.56K<0.1%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF41$1.32K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM39$1.11K<0.1%History
NIONIO Inc.ADR100$969<0.1%History
JWNNordstrom IncStock45$921<0.1%History
AOUTAmerican Outdoor Brands, Inc.COM99$859<0.1%History
SOFISoFi Technologies, Inc.Stock100$834<0.1%History
AALAmerican Airlines Group Inc.Stock45$807<0.1%History
LLLL Flooring Holdings, Inc.COM200$766<0.1%History
ARNCArconic CorpCOM25$740<0.1%History
NTRNutrien Ltd.COM12$709<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM100$440<0.1%History
BHCBausch Health Companies Inc.Stock50$400<0.1%History
EVGOEVgo Inc.CL A COM100$400<0.1%History
JOANJOANN Inc.COM265$232<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT4$225<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF2$75<0.1%–
NMINuveen Municipal Income Fund IncCOM7$66<0.1%History
GRPNGroupon, Inc.COM NEW4$24<0.1%History
CFMSConformis IncCOM NEW5$11<0.1%History