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Livermore
Livermore
ZHEN

Lowe Wealth Advisors, LLC

SEC CIK
0001574010
Latest filing
Oct 16, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
299
+7 vs. Q2 2021
Portfolio value
$210.9M
+$2.02M (+1.0%) vs. Q2 2021
Filed
Oct 5, 2021
SEC
Holdings of Lowe Wealth Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF2$00.0%00.0%Unchanged–
SLBSLB LimitedStock15$00.0%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock1$00.0%00.0%UnchangedHistory
KSSKOHLS CorpStock7$00.0%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT4$00.0%00.0%UnchangedHistory
Schwab Strategic Tr808524789FUNDAMENTAL US B5$00.0%00.0%Unchanged–
NMINuveen Municipal Income Fund IncCOM7$00.0%+7NewHistory
VSHVishay Intertechnology IncCOM15$00.0%00.0%UnchangedHistory
JAZZJazz Pharmaceuticals plcSHS USD3$00.0%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS1$00.0%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V407INVESCO MSCI5$00.0%00.0%Unchanged–
NOKNokia CorpSPONSORED ADR1$00.0%00.0%UnchangedHistory
NVTnVent Electric plcSHS2$00.0%00.0%UnchangedHistory
GRPNGroupon, Inc.COM NEW4$00.0%00.0%UnchangedHistory
Advanced Battery Technologies Inc00752H102COM30$00.0%00.0%Unchanged–
CFMSConformis IncCOM140$00.0%00.0%UnchangedHistory
DSDrive Shack Inc.COM100$00.0%00.0%UnchangedHistory
NBEVNewAge, Inc.COM100$00.0%00.0%UnchangedHistory
MNKTQKeenova Therapeutics plcStock1$00.0%00.0%UnchangedHistory
MDTMedtronic plcStock9$1.00K<0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock10$1.00K<0.1%00.0%UnchangedHistory
BHCBausch Health Companies Inc.Stock50$1.00K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock14$1.00K<0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock45$1.00K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock9$1.00K<0.1%00.0%UnchangedHistory
JWNNordstrom IncStock45$1.00K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS68$1.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI50$1.00K<0.1%00.0%Unchanged–
NTRNutrien Ltd.COM12$1.00K<0.1%00.0%UnchangedHistory
ARNCArconic CorpCOM25$1.00K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST57$1.00K<0.1%00.0%Unchanged–
Royal Dutch Shell PLC780259107SPON ADR B15$1.00K<0.1%00.0%Unchanged–
TELTE Connectivity plcREG SHS10$1.00K<0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock25$2.00K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock24$2.00K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR21$2.00K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock30$2.00K<0.1%00.0%UnchangedHistory
Fidelity MSCI Energy Index ETF316092402ETF110$2.00K<0.1%00.0%Unchanged–
LULUlululemon athletica inc.Stock5$2.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF49$2.00K<0.1%00.0%Unchanged–
AOUTAmerican Outdoor Brands, Inc.COM99$2.00K<0.1%00.0%UnchangedHistory
WHWyndham Hotels & Resorts, Inc.COM20$2.00K<0.1%+20NewHistory
TFCTruist Financial CorpCOM30$2.00K<0.1%00.0%UnchangedHistory
MNKDMannkind CorpCOM NEW500$2.00K<0.1%00.0%UnchangedHistory
SCORComscore, Inc.COM500$2.00K<0.1%+300+150.0%AddedHistory
GNOGGolden Nugget Online Gaming, Inc.COM CL A100$2.00K<0.1%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM36$2.00K<0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock25$3.00K<0.1%00.0%UnchangedHistory
MARMarriott International IncStock18$3.00K<0.1%00.0%UnchangedHistory
CSXCSX CorpStock96$3.00K<0.1%00.0%UnchangedHistory
BF.BBrown Forman CorpStock45$3.00K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Growth ETF922908736ETF11$3.00K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock30$3.00K<0.1%−1−2.0%ReducedConverted for a 1-for-8 splitHistory
Fidelity MSCI Health Care Index ETF316092600ETF50$3.00K<0.1%00.0%Unchanged–
AXPAmerican Express CoStock20$3.00K<0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock70$3.00K<0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock100$3.00K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF44$3.00K<0.1%00.0%Unchanged–
ACADAcadia Pharmaceuticals IncCOM180$3.00K<0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.COM32$3.00K<0.1%00.0%UnchangedHistory
JOANJOANN Inc.COM265$3.00K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock75$4.00K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock28$4.00K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF13$4.00K<0.1%00.0%Unchanged–
NIONIO Inc.ADR100$4.00K<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock50$4.00K<0.1%00.0%UnchangedHistory
PFEPfizer IncStock100$4.00K<0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF14$4.00K<0.1%00.0%Unchanged–
BAHBooz Allen Hamilton Holding CorpCL A51$4.00K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH25$4.00K<0.1%00.0%Unchanged–
iShares Tr464288174GL TIMB FORE ETF50$4.00K<0.1%00.0%Unchanged–
STWDStarwood Property Trust, Inc.COM180$4.00K<0.1%00.0%UnchangedHistory
iShares Inc464286350MSCI AGR PRO ETF96$4.00K<0.1%00.0%Unchanged–
AMCAMC Entertainment Holdings, Inc.CL A COM100$4.00K<0.1%+20+25.0%AddedHistory
BGTBlackRock Floating Rate Income TrustCOM333$4.00K<0.1%+333NewHistory
LLLL Flooring Holdings, Inc.COM200$4.00K<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock25$5.00K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock18$5.00K<0.1%+10+125.0%AddedHistory
NOCNorthrop Grumman CorpStock15$5.00K<0.1%−60−80.0%ReducedHistory
IBMInternational Business Machines CorpStock33$5.00K<0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF63$5.00K<0.1%00.0%Unchanged–
iShares Global Clean Energy ETF464288224ETF220$5.00K<0.1%00.0%Unchanged–
Guggenheim Enhanced Equity I40167B100COM500$5.00K<0.1%+500New–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF75$6.00K<0.1%+75New–
iShares Core MSCI Total International Stock ETF46432F834ETF85$6.00K<0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF72$6.00K<0.1%00.0%Unchanged–
PNRPENTAIR plcSHS77$6.00K<0.1%00.0%UnchangedHistory
MEDMedifast IncCOM30$6.00K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR100$6.00K<0.1%00.0%UnchangedHistory
SPLKSplunk IncCOM40$6.00K<0.1%00.0%UnchangedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF100$7.00K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF50$7.00K<0.1%00.0%Unchanged–
BABAAlibaba Group Holding LtdADR50$7.00K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF444$7.00K<0.1%+444NewHistory
MASIMasimo CorpCOM25$7.00K<0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock50$8.00K<0.1%−50−50.0%ReducedHistory
BMYBristol Myers Squibb CoStock140$8.00K<0.1%00.0%UnchangedHistory
NTNXNutanix, Inc.Stock200$8.00K<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM400$8.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W869EUROPE SMCP DV115$8.00K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (9)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Lowe Wealth Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
FDXFedEx CorpStock100$30.0K<0.1%History
SOHOSotherly Hotels Inc.COM5,291$16.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP300$15.0K<0.1%History
ZNGAZynga IncCL A1,333$14.0K<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV132$9.00K<0.1%–
CMECME Group Inc.COM12$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A100$3.00K<0.1%–
SRESempraStock11$1.00K<0.1%History
LACLithium Americas Corp.COM NEW100$1.00K<0.1%History