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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,086
−22 vs. Q4 2021
Portfolio value
$13.1B
−$263.3M (−2.0%) vs. Q4 2021
Filed
May 12, 2022
AmendedSEC
Holdings of Private Advisor Group, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$2.00K<0.1%00.0%Unchanged–
TYMETyme Technologies, Inc.COM10,000$4.00K<0.1%00.0%UnchangedHistory
AMPEAmpio Pharmaceuticals, Inc.COM10,000$5.00K<0.1%00.0%UnchangedHistory
NMTR9 Meters Biopharma, Inc.COM10,000$6.00K<0.1%00.0%UnchangedHistory
CARMCarisma Therapeutics Inc.COM10,000$6.00K<0.1%00.0%UnchangedHistory
XTNTXtant Medical Holdings, Inc.COM NEW10,000$7.00K<0.1%+10,000NewHistory
PTNPalatin Technologies IncCOM PAR $ .0114,707$7.00K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1–$11.0K<0.1%–––
ATOSAtossa Therapeutics, Inc.COM11,371$14.0K<0.1%+166+1.5%AddedHistory
STEXStreamex Corp.COM NEW11,870$14.0K<0.1%00.0%UnchangedHistory
DRRXDurect CorpCOM20,225$14.0K<0.1%−6,383−24.0%ReducedHistory
PRETQPennsylvania Real Estate Investment TrustSH BEN INT22,531$14.0K<0.1%−4,002−15.1%ReducedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$14.0K<0.1%–––
TOONKartoon Studios, Inc.COM14,255$15.0K<0.1%−950−6.2%ReducedHistory
BIORBiora Therapeutics, Inc.COM13,169$15.0K<0.1%00.0%UnchangedHistory
Hexo Corp428304307COM NEW27,260$17.0K<0.1%+7,500+38.0%Added–
GERNGeron CorpCOM12,940$18.0K<0.1%+12,940NewHistory
ADMAAdma Biologics, Inc.COM10,000$18.0K<0.1%+10,000NewHistory
IBIOiBio, Inc.COM NEW41,825$18.0K<0.1%+10,499+33.5%AddedHistory
EVGNEvogene Ltd.SHS14,013$18.0K<0.1%00.0%UnchangedHistory
MUXMcEwen Inc.COM24,350$20.0K<0.1%+150+0.6%AddedHistory
OIGOrion180 Insurance Group Inc.COM10,770$20.0K<0.1%+550+5.4%AddedHistory
SENSSenseonics Holdings, Inc.COM10,770$21.0K<0.1%−29,325−73.1%ReducedHistory
XWELXWELL, Inc.COM20,021$22.0K<0.1%00.0%UnchangedHistory
SLESuper League Enterprise, Inc.COM12,450$23.0K<0.1%+12,450NewHistory
SOLOElectrameccanica Vehicles Corp.COM NEW11,485$25.0K<0.1%+150+1.3%AddedHistory
SNDLSNDL Inc.COM36,354$25.0K<0.1%+1,455+4.2%AddedHistory
XXII22nd Century Group, Inc.COM11,100$26.0K<0.1%+600+5.7%AddedHistory
ATHXAthersys, IncCOM44,813$27.0K<0.1%+44,813NewHistory
Predictive Oncology Inc74039M200COM NEW27,805$27.0K<0.1%−4,000−12.6%Reduced–
VLDRVelodyne Lidar, Inc.COM10,362$27.0K<0.1%+343+3.4%AddedHistory
NCNANuCana plcSPONSORED ADR28,250$28.0K<0.1%−18,800−40.0%ReducedHistory
SEACSeachange International IncCOM24,445$28.0K<0.1%−724−2.9%ReducedHistory
SYRSSyros Pharmaceuticals, Inc.COM24,157$29.0K<0.1%+24,157NewHistory
SCORComscore, Inc.COM11,024$32.0K<0.1%+11+0.1%AddedHistory
SRNESorrento Therapeutics, Inc.COM NEW14,692$34.0K<0.1%−9,363−38.9%ReducedHistory
CYPHCypherpunk Technologies Inc.COM22,500$39.0K<0.1%+11,500+104.5%AddedHistory
GNWGenworth Financial IncCOM SHS10,632$40.0K<0.1%+10,632NewHistory
IAGIamgold CorpCOM11,834$41.0K<0.1%+11,834NewHistory
INSGInseego Corp.COM10,062$41.0K<0.1%−3,077−23.4%ReducedHistory
SNFIStark Novus Financial Inc.COM CL A12,304$42.0K<0.1%−2,361−16.1%ReducedHistory
IDID Auto, Inc.COM CL A20,000$42.0K<0.1%00.0%UnchangedHistory
PAVMPAVmed Inc.COM31,823$42.0K<0.1%+9,215+40.8%AddedHistory
Theravance Inc88338TAB0NOTE 2.125% 1/1–$44.0K<0.1%–––
TRUETrueCar, Inc.COM11,932$47.0K<0.1%+920+8.4%AddedHistory
New Gold Inc Cda644535106COM26,850$48.0K<0.1%+1,350+5.3%Added–
INFIInfinity Pharmaceuticals, Inc.COM42,600$49.0K<0.1%+9,100+27.2%AddedHistory
CLSDClearside Biomedical, Inc.COM21,900$50.0K<0.1%−1,100−4.8%ReducedHistory
SURFSurface Oncology, Inc.COM17,325$51.0K<0.1%+80+0.5%AddedHistory
ZVRAZevra Therapeutics, Inc.COM NEW10,790$54.0K<0.1%−136−1.2%ReducedHistory
Great Panther MNG Ltd39115V101COM215,000$54.0K<0.1%+215,000New–
VBIVVBI Vaccines Inc/BCCOM NEW33,565$56.0K<0.1%00.0%UnchangedHistory
SABASaba Capital Income & Opportunities Fund IICOM11,392$57.0K<0.1%00.0%UnchangedHistory
KOPNKopin CorpCOM23,425$59.0K<0.1%+1,067+4.8%AddedHistory
Arrival GroupL0423Q108SHS15,800$59.0K<0.1%+5,000+46.3%Added–
STKLSunOpta Inc.COM12,000$60.0K<0.1%+12,000NewHistory
AGFSAgroFresh Solutions, Inc.COM31,864$61.0K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF10,508$62.0K<0.1%+10,508NewHistory
EZPWEzcorp IncCL A NON VTG10,196$62.0K<0.1%+10,196NewHistory
HIXWestern Asset High Income Fund II Inc.COM10,605$64.0K<0.1%+10,605NewHistory
Adamas Trust, Inc.649604501COM PAR $.0217,669$64.0K<0.1%−1,446−7.6%Reduced–
MLSSMilestone Scientific Inc.COM NEW44,700$68.0K<0.1%−1,250−2.7%ReducedHistory
Two Harbors Investment Corp.90187B408COM NEW12,362$68.0K<0.1%+12,362New–
ADILAdial Pharmaceuticals, Inc.COM34,150$69.0K<0.1%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW13,118$70.0K<0.1%−17−0.1%Reduced–
HMYHarmony Gold Mining Co LtdADR14,122$71.0K<0.1%+14,122NewHistory
WKHSWorkhorse Group Inc.COM NEW14,191$71.0K<0.1%+14,191NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK16,500$73.0K<0.1%+1,000+6.5%AddedHistory
AWHLAspira Women's Health Inc.COM69,697$73.0K<0.1%+54,603+361.8%AddedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW40,714$73.0K<0.1%00.0%UnchangedHistory
SACHSachem Capital Corp.COM14,563$75.0K<0.1%+14,563NewHistory
HOSHornbeck Offshore Services, Inc.Stock15,978$76.0K<0.1%+15,978NewHistory
MMTAberdeen Multi-Market Income FundSH BEN INT14,384$76.0K<0.1%00.0%UnchangedHistory
PMMFranklin Managed Municipal Income TrustCOM10,752$76.0K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM15,521$77.0K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM11,804$78.0K<0.1%−979−7.7%ReducedHistory
GUTGabelli Utility TrustCOM10,945$78.0K<0.1%+320+3.0%AddedHistory
SCYXScynexis IncCOM NEW20,000$78.0K<0.1%00.0%UnchangedHistory
FTFFranklin Ltd Duration Income TrustCOM10,400$79.0K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM10,878$81.0K<0.1%−38,453−77.9%ReducedHistory
FATFat Brands, IncCOM10,928$81.0K<0.1%00.0%UnchangedHistory
CECOCeco Environmental CorpCOM15,180$83.0K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM40,555$85.0K<0.1%−2,536−5.9%ReducedHistory
OSUROrasure Technologies IncCOM13,129$89.0K<0.1%+475+3.8%AddedHistory
NWGNatWest Group plcSPONS ADR 2 ORD15,939$90.0K<0.1%+134+0.8%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM11,093$91.0K<0.1%+11,093NewHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,002$92.0K<0.1%+10,002NewHistory
RNLXYRenalytix plcADS13,242$92.0K<0.1%+13,242NewHistory
TCRRTCR2 Therapeutics Inc.COM33,631$93.0K<0.1%+22,608+205.1%AddedHistory
Transglobe Energy Corp893662106COM25,521$93.0K<0.1%−2,631−9.3%Reduced–
BKCCBlackRock Capital Investment CorpCOM22,211$94.0K<0.1%+4,370+24.5%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS18,033$95.0K<0.1%+227+1.3%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS15,619$97.0K<0.1%+15,619NewHistory
SVMSilvercorp Metals IncCOM27,015$98.0K<0.1%−1,657−5.8%ReducedHistory
TEITempleton Emerging Markets Income FundCOM14,350$99.0K<0.1%+4,350+43.5%AddedHistory
RYMRYTHM, Inc.COM21,831$101.0K<0.1%+21,831NewHistory
BFLYButterfly Network, Inc.COM CL A21,986$105.0K<0.1%+5,207+31.0%AddedHistory
THTarget Hospitality Corp.COM17,659$106.0K<0.1%−1,148−6.1%ReducedHistory
TELFYTelefonica S ASPONSORED ADR22,073$106.0K<0.1%−95−0.4%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS15,180$107.0K<0.1%−103−0.7%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q1 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$2.40M
SLViShares Silver TrustETF–$441.0K
BBBLACKBERRY LtdCOM–$3.00K

Sold out since Q4 2021 (221)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 221 by value last quarter.

Positions of Private Advisor Group, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Dimensional U.S. Core Equity 2 ETF25434V708ETF1,427,077$41.3M0.3%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF1,139,594$29.8M0.2%–
Motley Fool Small-Cap Growth ETF74933W874ETF273,809$10.0M0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS546,530$9.94M0.1%History
GEGeneral Electric CoStock91,522$8.65M0.1%History
IAUiShares Gold TrustETF220,507$7.68M0.1%History
MRVLMarvell Technology, Inc.COM80,703$7.06M0.1%History
PIMCO ETF Tr72201R718ENHNCD LW DUR AC64,816$6.52M<0.1%–
COINCoinbase Global, Inc.COM CL A25,768$6.50M<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B142,293$6.17M<0.1%–
Invesco Exchange Traded FD T46137V803DWA CYCLICALS41,913$3.83M<0.1%–
LGVLongview Acquisition Corp. IICOM CL A366,806$3.61M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH87,084$3.50M<0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,982$3.33M<0.1%–
EDREndeavor Group Holdings, Inc.CL A COM90,737$3.17M<0.1%History
Siren Nexgen Economy ETF829658202ETF69,795$2.97M<0.1%–
Dimensional ETF Trust25434V401US EQUI MARK ETF54,986$2.84M<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF40,154$2.41M<0.1%–
SOFISoFi Technologies, Inc.Stock126,563$2.00M<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA41,781$1.93M<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG71,983$1.91M<0.1%–
ZZillow Group, Inc.CL C CAP STK25,391$1.62M<0.1%History
XLNXXilinx IncCOM7,522$1.59M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A142,095$1.46M<0.1%History
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF26,125$1.43M<0.1%–
Vanguard World FD921910691ESG US CORP BD19,260$1.42M<0.1%–
WisdomTree Tr97717X628FLOATNG RAT TREA54,401$1.36M<0.1%–
STXSeagate Technology Holdings plcORD SHS11,811$1.33M<0.1%History
RIVNRivian Automotive, Inc.Stock12,844$1.33M<0.1%History
BMTCBryn Mawr Bank CorpCOM28,073$1.26M<0.1%History
iShares Tr46435G193ESG AWRE USD ETF46,219$1.26M<0.1%–
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund83,650$1.23M<0.1%History
Dimensional U.S. Targeted Value ETF25434V609ETF25,525$1.21M<0.1%–
iShares Tr46435U440USD GRN BOND ETF22,178$1.20M<0.1%–
Fidelity Covington Trust316092790QLTY FCTOR ETF20,781$1.17M<0.1%–
iShares Tr46436E619ESG ADVAN ETF23,184$1.15M<0.1%–
iShares Tr46434V449MSCI INTL MOMENT29,613$1.13M<0.1%–
BNEDBarnes & Noble Education, Inc.COM163,717$1.11M<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF9,067$1.10M<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF33,529$1.08M<0.1%–
LCIDLucid Group, Inc.COM27,995$1.06M<0.1%History
NUANNuance Communications, Inc.COM17,224$953.0K<0.1%History
iShares Inc464286749MSCI SWITZERLAND17,662$931.0K<0.1%–
INFOIHS Markit Ltd.SHS6,895$916.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A20,884$906.0K<0.1%–
TREXTrex Co IncCOM6,699$905.0K<0.1%History
APOApollo Global Management, Inc.COM CL A12,052$873.0K<0.1%History
PWPPerella Weinberg PartnersCLASS A COM66,950$861.0K<0.1%History
Invesco Exchange Traded FD T46137V167S&P SML600 VAL8,720$839.0K<0.1%–
BWABorgwarner IncCOM18,089$815.0K<0.1%History
NDPTortoise Energy Independence Fund, Inc.COM35,774$792.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,007$760.0K<0.1%History
iShares Inc464286806MSCI GERMANY ETF22,985$754.0K<0.1%–
SPDR Ser Tr78468R762RUSSELL MOMENTUM7,034$748.0K<0.1%–
Vanguard World FD921910709EXTENDED DUR5,243$734.0K<0.1%–
iShares Inc464286632MSCI ISRAEL ETF9,121$710.0K<0.1%–
Simplify US Eq Plus GBTC ETF82889N848ETP24,785$697.0K<0.1%–
XPEVXpeng Inc.ADS13,790$694.0K<0.1%History
DOCSDoximity, Inc.CL A13,786$691.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX12,077$679.0K<0.1%–
LKQLKQ CorpCOM11,078$665.0K<0.1%History
PIPRPiper Sandler CompaniesCOM3,727$665.0K<0.1%History
TBLDThornburg Income Builder Opportunities TrustCOM35,425$661.0K<0.1%History
RGENRepligen CorpCOM2,339$620.0K<0.1%History
American Centy ETF Tr025072802INTL SMCP VLU9,413$608.0K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF3,184$608.0K<0.1%–
CHRSCoherus Oncology, Inc.COM35,000$559.0K<0.1%History
ETF Ser Solutions26922A560CHANG FIN US LRG15,936$558.0K<0.1%–
CIONCION Investment CorpCOM41,350$540.0K<0.1%History
Dimensional ETF Trust25434V807INTERNATNAL VAL15,831$520.0K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock7,615$495.0K<0.1%History
Vanguard World FD921910725ESG INTL STK ETF7,730$479.0K<0.1%–
USOUnited States Oil Fund, LPUNITS8,754$476.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB21,930$473.0K<0.1%–
CIENCiena CorpCOM NEW6,146$473.0K<0.1%History
OGNOrganon & Co.Stock15,124$461.0K<0.1%History
NBXGNeuberger Next Generation Connectivity Fund Inc.COMMON STOCK26,282$455.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS4,464$454.0K<0.1%History
TYLTyler Technologies IncCOM836$449.0K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM5,078$449.0K<0.1%History
FRMEFirst Merchants CorpCOM10,712$448.0K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF8,072$441.0K<0.1%–
TPRTapestry, Inc.COM10,810$439.0K<0.1%History
CRNCCerence Inc.COM5,554$426.0K<0.1%History
First Tr Exchange Traded FD33734X770DJ INTL INTRNT11,675$421.0K<0.1%–
PUBMPubMatic, Inc.COM CL A12,261$418.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY8,470$414.0K<0.1%History
iShares Inc46434G814MSCI MLY ETF NEW16,426$411.0K<0.1%–
Listed FD Tr53656F417ROUNDHILL BALL26,857$408.0K<0.1%–
AVDXAvidXchange Holdings, Inc.COM26,932$406.0K<0.1%History
EVREvercore Inc.CLASS A2,947$400.0K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF9,750$399.0K<0.1%–
FCTFirst Trust Senior Floating Rate Income Fund IICOM32,825$396.0K<0.1%History
KSSKOHLS CorpStock7,985$394.0K<0.1%History
State Street SPDR S&P Software & Services ETF78464A599ETF2,316$383.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP5,018$374.0K<0.1%–
SRVNXG Cushing Midstream Energy FundCOM NEW12,225$373.0K<0.1%History
PATHUiPath, Inc.Stock8,626$372.0K<0.1%History
CZRCaesars Entertainment, Inc.COM3,971$372.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF13,119$371.0K<0.1%–