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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,108
+103 vs. Q3 2021
Portfolio value
$13.3B
−$2.41B (−15.3%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Private Advisor Group, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PPLIPeople IncCOM NEW1,947$254.0K<0.1%+4+0.2%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD8,579$254.0K<0.1%+8,579NewHistory
NMFCNew Mountain Finance CorpCOM18,575$254.0K<0.1%−17,733−48.8%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM233,504$254.0K<0.1%−113,663−32.7%ReducedHistory
JLSNuveen Mortgage & Income FundCOM12,184$255.0K<0.1%+9+0.1%AddedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF6,329$255.0K<0.1%−18,652−74.7%Reduced–
SCOProShares Trust IIULSHT BLOOMB OIL20,007$255.0K<0.1%−5,969−23.0%ReducedHistory
SPDR Series Trust78464A490ST STR FTSE ETF4,759$256.0K<0.1%+999+26.6%Added–
Flexshares Tr33939L845QLT DIV DEF IDX4,348$257.0K<0.1%−805−15.6%Reduced–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM16,096$258.0K<0.1%−10,526−39.5%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR26,732$258.0K<0.1%+26,732New–
ProShares Tr74348A145PET CARE ETF3,264$258.0K<0.1%−61−1.8%Reduced–
Cambria ETF Tr132061201SHSHLD YIELD ETF4,015$259.0K<0.1%+4,015New–
RACEFerrari N.V.COM1,003$259.0K<0.1%+1,003NewHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM16,325$259.0K<0.1%+42+0.3%AddedHistory
COTYCoty Inc.COM CL A24,819$261.0K<0.1%+157+0.6%AddedHistory
NWLNewell Brands Inc.Stock11,974$262.0K<0.1%+186+1.6%AddedHistory
Flexshares Tr33939L803M STAR DEV MKT3,650$263.0K<0.1%00.0%Unchanged–
iShares Tr464288737GLB CNSM STP ETF4,056$263.0K<0.1%00.0%Unchanged–
VRTVertiv Holdings CoCOM CL A10,575$264.0K<0.1%+10,575NewHistory
NNNNNN REIT, Inc.REIT5,513$265.0K<0.1%−429−7.2%ReducedHistory
OHIOmega Healthcare Investors IncCOM8,942$265.0K<0.1%−5,928−39.9%ReducedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW69,531$265.0K<0.1%−36,291−34.3%ReducedHistory
PDMPiedmont Realty Trust, Inc.COM CL A14,456$266.0K<0.1%−2,720−15.8%ReducedHistory
ONTOOnto Innovation Inc.COM2,639$267.0K<0.1%−4,032−60.4%ReducedHistory
CPTCamden Property TrustREIT1,501$268.0K<0.1%−1−0.1%ReducedHistory
IARTIntegra Lifesciences Holdings CorpCOM NEW4,007$268.0K<0.1%−4,331−51.9%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A14,084$268.0K<0.1%+14,084NewHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF10,988$269.0K<0.1%−469,468−97.7%Reduced–
RBB FD Inc74933W627MOTLEY FOOL MID9,156$269.0K<0.1%+9,156New–
GMEDGlobus Medical IncStock3,737$270.0K<0.1%−3,566−48.8%ReducedHistory
IVTInvenTrust Properties Corp.COM NEW9,938$271.0K<0.1%+9,938NewHistory
ABMDAbiomed IncCOM754$271.0K<0.1%+22+3.0%AddedHistory
RGAReinsurance Group of America IncCOM NEW2,493$273.0K<0.1%−1,756−41.3%ReducedHistory
CFCF Industries Holdings, Inc.COM3,863$273.0K<0.1%+193+5.3%AddedHistory
ITTItt Inc.COM2,669$273.0K<0.1%−2,519−48.6%ReducedHistory
MYDBlackRock Muniyield Fund, Inc.COM18,590$273.0K<0.1%+106+0.6%AddedHistory
GLPIGaming & Leisure Properties, Inc.COM5,634$274.0K<0.1%−248−4.2%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF3,763$275.0K<0.1%−1,157−23.5%Reduced–
OMCLOmnicell, Inc.COM1,524$275.0K<0.1%−1,888−55.3%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW23,470$275.0K<0.1%−10,340−30.6%ReducedHistory
TYTRI-CONTINENTAL CorpCOM8,292$275.0K<0.1%−41−0.5%ReducedHistory
WisdomTree Tr97717W877GLB HIGH DIV FD5,501$275.0K<0.1%−515−8.6%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,973$276.0K<0.1%+4,973New–
JBHTHunt J B Transport Services IncCOM1,349$276.0K<0.1%+1,349NewHistory
SPDR Series Trust78468R770ST STR R1K YLD2,763$277.0K<0.1%+2,763New–
HPIJohn Hancock Preferred Income FundSH BEN INT13,326$277.0K<0.1%+26+0.2%AddedHistory
POWWOutdoor Holding CoCOM50,796$277.0K<0.1%−22,279−30.5%ReducedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT8,759$278.0K<0.1%+76+0.9%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,645$279.0K<0.1%−684−29.4%Reduced–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF12,738$280.0K<0.1%−71−0.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J593RUSL 2000 DYNM6,647$280.0K<0.1%+6,647New–
SPDR Ser Tr78464A532S&P TRANSN ETF2,967$280.0K<0.1%+269+10.0%Added–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,818$282.0K<0.1%−2,381−56.7%Reduced–
First Tr Exchange Traded FD33738R704RBA INDL ETF6,257$282.0K<0.1%−979−13.5%Reduced–
AMCAMC Entertainment Holdings, Inc.CL A COM10,367$282.0K<0.1%+473+4.8%AddedHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL3,500$283.0K<0.1%−116−3.2%Reduced–
STLSterling BancorpCOM10,968$283.0K<0.1%00.0%UnchangedHistory
NQPNuveen Pennsylvania Quality Municipal Income FundCOM19,082$284.0K<0.1%+1,659+9.5%AddedHistory
MNRLMNRL Sub Inc.CL A COM13,505$285.0K<0.1%−17,338−56.2%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG7,727$285.0K<0.1%−7,416−49.0%ReducedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN4,437$286.0K<0.1%−67−1.5%Reduced–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN10,237$286.0K<0.1%−10,237−50.0%Reduced–
PACWPacwest BancorpCOM6,325$286.0K<0.1%+6,325NewHistory
iShares Tr46434V696CORE MSCI PAC4,501$287.0K<0.1%+4,501New–
CSWCCapital Southwest CorpCOM11,394$288.0K<0.1%+11,394NewHistory
PHMPultegroup IncCOM5,069$290.0K<0.1%+5,069NewHistory
VanEck ETF Trust92189F684RETAIL ETF1,493$291.0K<0.1%+12+0.8%Added–
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,676$291.0K<0.1%−1,696−23.0%Reduced–
NSLNuveen Senior Income FundCOM49,254$291.0K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 241,350$291.0K<0.1%+3,027+7.9%AddedHistory
BOXDBoxed, Inc.COM21,250$291.0K<0.1%+21,250NewHistory
OCOwens CorningStock3,229$292.0K<0.1%+3,229NewHistory
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,811$292.0K<0.1%+184+1.9%Added–
First Tr Exchange-Traded FD33734G108COM8,958$292.0K<0.1%+8,958New–
MAAMid America Apartment Communities Inc.COM1,273$292.0K<0.1%−29−2.2%ReducedHistory
ALKAlaska Air Group, Inc.COM5,601$292.0K<0.1%+1,448+34.9%AddedHistory
ALKSAlkermes plc.SHS12,591$293.0K<0.1%−8,036−39.0%ReducedHistory
GDVGabelli Dividend & Income TrustCOM10,835$293.0K<0.1%−140−1.3%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF4,134$294.0K<0.1%−938−18.5%Reduced–
CHNChina Fund, Inc.COM16,105$294.0K<0.1%+16,105NewHistory
ARK ETF Tr00214Q609ISRAEL INOVATE10,329$295.0K<0.1%+44+0.4%Added–
CHKPCheck Point Software Technologies LtdORD2,532$295.0K<0.1%+711+39.0%AddedHistory
VMRKVivmark ResidentialSH BEN INT3,272$296.0K<0.1%+3,272NewHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW9,270$296.0K<0.1%+849+10.1%Added–
CHEChemed CorpCOM560$296.0K<0.1%−27−4.6%ReducedHistory
CBOECboe Global Markets, Inc.COM2,279$297.0K<0.1%+364+19.0%AddedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF7,185$298.0K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F460CEF MUNI INCOME10,059$298.0K<0.1%−16,493−62.1%Reduced–
CVECenovus Energy Inc.COM24,259$298.0K<0.1%−17,939−42.5%ReducedHistory
iShares Tr46434V274INTL EQTY FACTOR10,386$299.0K<0.1%+55+0.5%Added–
Chiron Real Estate Inc.37954A204COM NEW16,914$300.0K<0.1%+15+0.1%Added–
SSRMSSR Mining Inc.Stock17,001$301.0K<0.1%−11,968−41.3%ReducedHistory
American Centy ETF Tr025072703INTL EQT ETF4,747$301.0K<0.1%+520+12.3%Added–
EXRExtra Space Storage Inc.COM1,330$302.0K<0.1%+1,330NewHistory
INVHInvitation Homes Inc.COM6,650$302.0K<0.1%−164−2.4%ReducedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH9,248$302.0K<0.1%+115+1.3%Added–
SPLKSplunk IncCOM2,614$302.0K<0.1%−5,044−65.9%ReducedHistory
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV11,581$303.0K<0.1%+11,581New–
Northern LTS FD Tr III66538R730HCM DEFEN 5006,607$305.0K<0.1%+916+16.1%Added–

Options (33)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q4 2021
SecurityClassPutsCalls
SLViShares Silver TrustETF–$12.8M
Invesco QQQ Trust Series I46090E103ETF$539.0K–
PYPLPayPal Holdings, Inc.Stock–$481.0K
TSLATesla, Inc.Stock$276.0K–
WFCWells Fargo & CompanyStock–$241.0K
AAPLApple Inc.Stock$122.0K$17.0K
ARK Innovation ETF00214Q104ETF$129.0K$0
VanEck ETF Trust92189F106GOLD MINERS ETF–$79.0K
MSFTMicrosoft CorpStock$61.0K–
MSCIMSCI Inc.Stock$55.0K–
BFXBowflex Inc.COM–$54.0K
SPYSPDR S&P 500 ETF TrustETF$45.0K–
ProShares Tr74348A210SHRT RUSSELL2000$45.0K–
PENNPENN Entertainment, Inc.COM–$38.0K
DDOGDatadog, Inc.CL A COM–$30.0K
VanEck Semiconductor ETF92189F676ETF$28.0K–
AMDAdvanced Micro Devices IncStock$13.0K$13.0K
NVDANVIDIA CorpStock$25.0K–
ZZillow Group, Inc.CL C CAP STK–$24.0K
Advisorshares Tr00768Y453PURE US CANN ETF–$23.0K
SSRMSSR Mining Inc.Stock–$17.0K
INTCIntel CorpStock–$14.0K
FFord Motor CoStock–$13.0K
SCHWSchwab Charles CorpStock–$9.00K
CRWDCrowdStrike Holdings, Inc.Stock–$7.00K
BNYBank of New York Mellon CorpStock–$6.00K
EPDEnterprise Products Partners L.P.Stock–$4.00K
METAMeta Platforms, Inc.Stock–$4.00K
ENBEnbridge IncStock–$4.00K
ATVIActivision Blizzard, Inc.COM–$4.00K
VRTVertiv Holdings CoCOM CL A–$2.00K
PCTPureCycle Technologies, Inc.COM–$1.00K
INFIInfinity Pharmaceuticals, Inc.COM–$1.00K

Sold out since Q3 2021 (96)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46435G789IBONDS DEC2021213,659$5.46M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB212,929$4.49M<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF170,603$4.22M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS162,105$3.42M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund97,330$2.24M<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K176,484$2.15M<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF54,907$1.67M<0.1%–
iShares Inc464286814MSCI NETHERL ETF28,598$1.41M<0.1%–
iShares Inc464286624MSCI THAILND ETF18,374$1.37M<0.1%–
iShares Inc464286509MSCI CDA ETF36,957$1.34M<0.1%–
DECKDeckers Outdoor CorpCOM3,613$1.30M<0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR106,036$1.25M<0.1%–
MORNMorningstar, Inc.COM4,512$1.17M<0.1%History
KSUKansas City SouthernCOM NEW4,281$1.16M<0.1%History
SESea LtdSPONSORD ADS2,982$950.0K<0.1%History
Global X FDS37954Y467E COMMERCE ETF27,174$820.0K<0.1%–
LEOBNY Mellon Strategic Municipals, Inc.COM86,798$756.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW9,295$638.0K<0.1%History
OBTOrange County Bancorp, Inc.COM18,000$632.0K<0.1%History
EMEEMCOR Group, Inc.Stock5,276$609.0K<0.1%History
FLFoot Locker, Inc.COM12,792$584.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ7,850$572.0K<0.1%–
TLSTelos CorpCOM19,860$564.0K<0.1%History
XECCimarex Energy CoCOM6,343$554.0K<0.1%History
VTAInvesco Dynamic Credit Opportunities FundCOM45,687$534.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM20,678$533.0K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN3617,806$521.0K<0.1%History
XLRNAcceleron Pharma IncCOM2,974$512.0K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT13,926$508.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL5,542$501.0K<0.1%–
CVNACarvana Co.CL A1,600$482.0K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,135$478.0K<0.1%–
MSONMisonix IncCOM18,500$468.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW58,773$450.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT14,482$436.0K<0.1%–
KLICKulicke & Soffa Industries IncCOM7,441$434.0K<0.1%History
COUPCoupa Software IncCOM1,961$430.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW22,474$427.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,200$426.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A9,915$407.0K<0.1%History
VXXBarclays Bank PLCETF14,510$404.0K<0.1%History
RNGRingCentral, Inc.CL A1,855$403.0K<0.1%History
RMR Mortgage Tr76970B101COM36,600$378.0K<0.1%–
LMNDLemonade, Inc.Stock5,459$366.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI13,465$340.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY5,011$330.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM31,800$329.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH464$326.0K<0.1%–
APAMArtisan Partners Asset Management Inc.CL A6,581$322.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM23,809$305.0K<0.1%History
ROICRetail Opportunity Investments CorpCOM16,496$287.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF13,577$284.0K<0.1%–
EDITEditas Medicine, Inc.COM6,296$259.0K<0.1%History
Nushares ETF Tr67092P854ESG HI TLD CRP10,173$251.0K<0.1%–
WENWendy's CoStock11,508$250.0K<0.1%History
DBLDoubleLine Opportunistic Credit FundCOM12,439$245.0K<0.1%History
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN11,402$238.0K<0.1%–
GRWGGrowGeneration Corp.COM9,660$238.0K<0.1%History
CoreSite Realty Corp21870Q105COM1,632$226.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,230$225.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,832$218.0K<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,959$217.0K<0.1%–
TUTelus CorpCOM9,837$216.0K<0.1%History
CANGCango Inc.ADS53,000$213.0K<0.1%History
INMDInMode Ltd.SHS1,324$211.0K<0.1%History
VERVEREIT, Inc.COM4,653$210.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT2,418$207.0K<0.1%–
First Tr Exchng Traded FD VI33740F706EQTCOMPAS TACT9,570$205.0K<0.1%–
CHMGChemung Financial CorpCOM4,485$203.0K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD29,794$203.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,623$203.0K<0.1%–
AVNWAviat Networks, Inc.COM NEW6,110$201.0K<0.1%History
UAUnder Armour, Inc.CL C10,498$184.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT12,095$178.0K<0.1%History
FSMFortuna Mining Corp.COM45,256$178.0K<0.1%History
DHTDHT Holdings, Inc.SHS NEW26,655$174.0K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM11,052$162.0K<0.1%History
AMRSAmyris, Inc.COM NEW11,700$161.0K<0.1%History
APRNBlue Apron Holdings, Inc.CL A NEW21,400$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A11,189$144.0K<0.1%History
RESRPC IncCOM28,223$138.0K<0.1%History
NKLANikola CorpCOM10,481$112.0K<0.1%History
MEHCQChrome Holding Co.CLASS A COM12,250$111.0K<0.1%History
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$102.0K<0.1%–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$86.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,418$83.0K<0.1%History
APPHAppHarvest, Inc.COM12,477$81.0K<0.1%History
UWMCUWM Holdings CorpCOM CL A10,563$73.0K<0.1%History
Maverix Metals Inc57776F405COM NEW16,000$72.0K<0.1%–
MCFContango Oil & Gas CoCOM NEW14,012$64.0K<0.1%History
Camber Energy Inc13200M508COM14,600$56.0K<0.1%–
ELOXEloxx Pharmaceuticals, Inc.COM32,510$52.0K<0.1%History
ATHXAthersys, IncCOM29,860$41.0K<0.1%History
RIGLRigel Pharmaceuticals IncCOM NEW10,000$36.0K<0.1%History
Naked Brand Group LimitedQ6519T117SHS NEW29,417$21.0K<0.1%–
Advaxis Inc007624307COM NEW17,046$9.00K<0.1%–