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Livermore
Livermore
ZHEN

Bollard Group LLC

SEC CIK
0001556218
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
430
+3 vs. Q2 2021
Portfolio value
$3.05B
−$100.7M (−3.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Bollard Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DXCDXC Technology CoStock13$00.0%00.0%UnchangedHistory
NVTnVent Electric plcSHS1$00.0%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW18$00.0%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS724$00.0%00.0%UnchangedHistory
MKCMcCormick & Co IncStock12$1.00K<0.1%00.0%UnchangedHistory
JXNJackson Financial Inc.COM CL A53$1.00K<0.1%+53NewHistory
Nabriva Therapeutics plcG63637113SHS1,007$1.00K<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock21$2.00K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM164$2.00K<0.1%+1+0.6%AddedHistory
Occidental Pete Corp WT Exp 080327674599162Stock216$3.00K<0.1%00.0%Unchanged–
VanEck ETF Trust92189H607OIL SERVICES ETF16$3.00K<0.1%00.0%Unchanged–
CNDTCONDUENT IncCOM530$3.00K<0.1%00.0%UnchangedHistory
TTOOT2 Biosystems, Inc.COM2,908$3.00K<0.1%00.0%UnchangedHistory
CTMXCytomX Therapeutics, Inc.COM712$4.00K<0.1%00.0%UnchangedHistory
HPQHP IncStock169$5.00K<0.1%+1+0.6%AddedHistory
ETTXEntasis Therapeutics Holdings Inc.COM1,448$5.00K<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock49$7.00K<0.1%00.0%UnchangedHistory
JNCEJounce Therapeutics, Inc.COM1,009$7.00K<0.1%00.0%UnchangedHistory
KRROKorro Bio, Inc.COM1,111$8.00K<0.1%00.0%UnchangedHistory
iShares Inc46434G822MSCI JAPAN ETF124$9.00K<0.1%00.0%Unchanged–
FLXNFlexion Therapeutics IncCOM1,406$9.00K<0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A200$10.0K<0.1%−200−50.0%ReducedHistory
PRTKParatek Pharmaceuticals, Inc.COM2,159$10.0K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM1,273$11.0K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock119$12.0K<0.1%00.0%UnchangedHistory
OTICOtonomy, Inc.COM6,442$12.0K<0.1%00.0%UnchangedHistory
KDPKeurig Dr Pepper Inc.COM371$13.0K<0.1%+2+0.5%AddedHistory
LABStandard Biotools Inc.COM1,975$13.0K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM1,121$14.0K<0.1%00.0%UnchangedHistory
UMCUnited Microelectronics CorpSPON ADR NEW1,276$15.0K<0.1%+26+2.1%AddedHistory
XRXXerox Holdings CorpCOM NEW762$15.0K<0.1%+7+0.9%AddedHistory
MCKMcKesson CorpStock85$17.0K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF213$17.0K<0.1%00.0%Unchanged–
CDTXCidara Therapeutics, Inc.COM7,733$17.0K<0.1%00.0%UnchangedHistory
NPTNNeophotonics CorpCOM1,958$17.0K<0.1%00.0%UnchangedHistory
SIENProject Sage Oldco, Inc.COM3,082$18.0K<0.1%00.0%UnchangedHistory
GAPGap IncCOM830$19.0K<0.1%+3+0.4%AddedHistory
MYOMyomo, Inc.COM NEW1,570$19.0K<0.1%00.0%UnchangedHistory
SRIStoneridge IncCOM910$19.0K<0.1%00.0%UnchangedHistory
MLKNMillerknoll, Inc.COM521$20.0K<0.1%+521NewHistory
NTUSNatus Medical IncCOM790$20.0K<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock588$22.0K<0.1%+4+0.7%AddedHistory
ENTAEnanta Pharmaceuticals IncCOM383$22.0K<0.1%00.0%UnchangedHistory
MPAAMotorcar Parts of America IncCOM1,169$23.0K<0.1%00.0%UnchangedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF557$25.0K<0.1%+3+0.5%Added–
VNTVontier CorpStock761$26.0K<0.1%+1+0.1%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW294$26.0K<0.1%+2+0.7%AddedHistory
UNITUniti Group Inc.COM2,112$26.0K<0.1%00.0%UnchangedHistory
PLOWDouglas Dynamics, IncCOM740$27.0K<0.1%+5+0.7%AddedHistory
US Ecology, Inc.91734M103COM820$27.0K<0.1%00.0%Unchanged–
REZIResideo Technologies, Inc.Stock1,116$28.0K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF534$28.0K<0.1%+3+0.6%Added–
EDITEditas Medicine, Inc.COM680$28.0K<0.1%00.0%UnchangedHistory
BMRNBiomarin Pharmaceutical IncCOM400$31.0K<0.1%00.0%UnchangedHistory
LINLinde PLCSHS107$31.0K<0.1%+1+0.9%AddedHistory
SLNOSoleno Therapeutics IncCOM NEW34,322$32.0K<0.1%00.0%UnchangedHistory
Westpac Banking Corp961214301SPONSORED ADR1,704$32.0K<0.1%+37+2.2%Added–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD4,836$33.0K<0.1%00.0%UnchangedHistory
Royal Dutch Shell PLC780259206SPONS ADR A752$34.0K<0.1%+7+0.9%Added–
SOHOSotherly Hotels Inc.COM13,679$35.0K<0.1%00.0%UnchangedHistory
CNICanadian National Railway CoStock313$36.0K<0.1%+2+0.6%AddedHistory
BNYBank of New York Mellon CorpStock715$37.0K<0.1%+4+0.6%AddedHistory
NTNXNutanix, Inc.Stock990$37.0K<0.1%00.0%UnchangedHistory
ASHAshland Inc.COM418$37.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF562$38.0K<0.1%+3+0.5%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF80$38.0K<0.1%00.0%UnchangedHistory
SXIStandex International CorpCOM402$40.0K<0.1%+1+0.2%AddedHistory
ALTGAlta Equipment Group Inc.COMMON STOCK2,939$40.0K<0.1%00.0%UnchangedHistory
SPROSpero Therapeutics, Inc.COM2,215$41.0K<0.1%00.0%UnchangedHistory
PUKPrudential PLCADR1,083$42.0K<0.1%+3+0.3%AddedHistory
MAGNMagnera CorpCOM2,984$42.0K<0.1%+28+0.9%AddedHistory
FISFidelity National Information Services, Inc.Stock353$43.0K<0.1%+1+0.3%AddedHistory
MKSIMKS IncCOM286$43.0K<0.1%+1+0.4%AddedHistory
VVVValvoline IncCOM1,414$44.0K<0.1%+4+0.3%AddedHistory
MNSTMonster Beverage CorpCOM510$45.0K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM272$45.0K<0.1%+4+1.5%AddedHistory
CTGComputer Task Group IncCOM5,877$47.0K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM317$47.0K<0.1%00.0%UnchangedHistory
OXMOxford Industries IncCOM535$48.0K<0.1%+3+0.6%AddedHistory
TITNTitan Machinery Inc.COM1,857$48.0K<0.1%00.0%UnchangedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR446$49.0K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM992$49.0K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR2,581$49.0K<0.1%+6+0.2%AddedHistory
OXYOccidental Petroleum CorpStock1,700$50.0K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM2,474$52.0K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoStock516$53.0K<0.1%00.0%UnchangedConverted for a 1-for-8 splitHistory
VCVisteon CorpCOM NEW560$53.0K<0.1%00.0%UnchangedHistory
KALUKaiser Aluminum CorpCOM PAR $0.01490$53.0K<0.1%00.0%UnchangedHistory
CMCOColumbus McKinnon CorpCOM1,088$53.0K<0.1%+2+0.2%AddedHistory
MGEEMge Energy IncCOM722$53.0K<0.1%+4+0.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF1,075$54.0K<0.1%+4+0.4%Added–
AZNAstraZeneca PLCSPONSORED ADR907$54.0K<0.1%+907NewHistory
CRICarters IncCOM564$55.0K<0.1%+2+0.4%AddedHistory
EGIOEdgio, Inc.COM23,235$55.0K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock771$56.0K<0.1%+4+0.5%AddedHistory
CPBCAMPBELL'S CoCOM1,333$56.0K<0.1%+11+0.8%AddedHistory
LZBLa-Z-Boy IncCOM1,744$56.0K<0.1%+8+0.5%AddedHistory
SPLKSplunk IncCOM385$56.0K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM100$57.0K<0.1%−100−50.0%ReducedHistory
MEIMethode Electronics IncCOM1,387$58.0K<0.1%+4+0.3%AddedHistory

Sold out since Q2 2021 (4)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Bollard Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
QTSQTS Realty Trust, Inc.COM CL A1,935$150.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM424$78.0K<0.1%History
KNLKnoll IncCOM NEW1,630$42.0K<0.1%History
KINKindred Biosciences, Inc.COM3,129$29.0K<0.1%History