Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 8, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,265
- +64 vs. Q3 2023
- Portfolio value
- $6.16B
- +$589.9M (+10.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464288836 | U.S. PHARMA ETF | 30 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| SLVMSylvamo Corp | COMMON STOCK | 115 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| NBTBNBT Bancorp Inc | COM | 138 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| MODModine Manufacturing Co | COM | 100 | $6.00K | <0.1% | +100 | New | History |
| Invesco Exchange Traded FD T46137V191 | S&P MDCP400 VL | 52 | $6.00K | <0.1% | +50+2,500.0% | Added | – |
| DLTRDollar Tree, Inc. | COM | 44 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| Citigroup Inc172967358 | COM | 232 | $6.00K | <0.1% | −168−42.0% | Reduced | – |
| ORANYOrange | SPONSORED ADR | 500 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| SPLKSplunk Inc | COM | 40 | $6.00K | <0.1% | +40 | New | History |
| Foran MNG Corp F344911201 | COM | 2,000 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| MKLMarkel Group Inc. | COM | 5 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| AMEAmetek Inc | COM | 45 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| TAPMolson Coors Beverage Co | CL B | 122 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 90 | $7.00K | <0.1% | +90 | New | – |
| FIVEFive Below, Inc | COM | 34 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 72 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| AZEKAZEK Co Inc. | CL A | 170 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| WRB.PFBerkley W R Corp | Preferred Stock | 277 | $7.00K | <0.1% | +277 | New | History |
| CNL Healthcare Pptys Inc Com12612C108 | COM | 1,062 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| PHDPioneer Floating Rate Fund, Inc. | COM | 750 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| WWWW International, Inc. | COM | 800 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 130 | $8.00K | <0.1% | −43−24.9% | Reduced | History |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 366 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| RKTRocket Companies, Inc. | Stock | 500 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| ProShares Bitcoin ETF74347G440 | ETF | 403 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| CRUSCirrus Logic, Inc. | Stock | 100 | $8.00K | <0.1% | +50+100.0% | Added | History |
| ZMZoom Communications, Inc. | Stock | 110 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| SEICSEI Investments Co | COM | 131 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| AKRAcadia Realty Trust | COM SH BEN INT | 468 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| CVSACovista Inc. | COM | 132 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 165 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| Goldman Sachs Group in Dep 1/1000 Ser K38148B108 | PFD | 335 | $8.00K | <0.1% | +335 | New | – |
| Rolls-Royce Holdings PLC775781206 | ADR | 2,000 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| SKXSkechers USA Inc | CL A | 121 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W596 | US ESG FUND | 165 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| SNFIStark Novus Financial Inc. | CL A NEW | 6,666 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| HLNHaleon plc | ADR | 1,080 | $9.00K | <0.1% | −569−34.5% | Reduced | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 200 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| DVNDevon Energy Corp | Stock | 201 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| NWLNewell Brands Inc. | Stock | 1,000 | $9.00K | <0.1% | −4,500−81.8% | Reduced | History |
| SRESempra | Stock | 126 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| FWONALiberty Media Corp | COM LBTY ONE S A | 153 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 325 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| WSOWatsco Inc | COM | 20 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 331 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| PHINPhinia Inc. | COMMON STOCK | 300 | $9.00K | <0.1% | +260+650.0% | Added | History |
| LILAKLiberty Latin America Ltd. | COM CL C | 1,174 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| AFGCAmerican Financial Group Inc | Preferred Stock | 400 | $9.00K | <0.1% | +400 | New | History |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 225 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| SIRISirius XM Holdings Inc. | COM | 1,692 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 4,000 | $9.00K | <0.1% | −1,000−20.0% | Reduced | History |
| BLDRBuilders FirstSource, Inc. | Stock | 60 | $10.0K | <0.1% | +60 | New | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 402 | $10.0K | <0.1% | −2,000−83.3% | Reduced | – |
| CCICrown Castle Inc. | REIT | 87 | $10.0K | <0.1% | −48−35.6% | Reduced | History |
| KEYSKeysight Technologies, Inc. | Stock | 65 | $10.0K | <0.1% | +65 | New | History |
| iShares Tr464288752 | US HOME CONS ETF | 100 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| RVTYRevvity, Inc. | COM | 93 | $10.0K | <0.1% | −400−81.1% | Reduced | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 97 | $10.0K | <0.1% | +97 | New | – |
| iShares Tr464289859 | CORE 80 20 ETF | 142 | $10.0K | <0.1% | +142 | New | – |
| Invesco Exch Traded FD Tr II46138E115 | S&P SMLCP INFO | 195 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 254 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| IQiQIYI, Inc. | SPONSORED ADS | 2,000 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| SCHW.PDSchwab Charles Corp | PFD | 405 | $10.0K | <0.1% | +405 | New | History |
| Wesco International Inc95082P303 | Common Stock | 381 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| TELTE Connectivity plc | REG SHS | 70 | $10.0K | <0.1% | +70 | New | History |
| HCXYHercules Capital, Inc. | Common Stock | 400 | $10.0K | <0.1% | +400 | New | History |
| Dayton & Mich RR Co PFD 8239649205 | PFD | 357 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| Vaneck ETF Trust Vaneck Rare E Arth/Strategic57060U472 | EX TRD EQ FD | 159 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| CRGOFreightos Ltd | ORD SHS | 3,035 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| Runway Growth Capi 8PFD Due 12/31/2778163D308 | PFD | 400 | $10.0K | <0.1% | +400 | New | – |
| MGMMGM Resorts International | Stock | 250 | $11.0K | <0.1% | +250 | New | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 969 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 1,094 | $11.0K | <0.1% | +594+118.8% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 1,000 | $11.0K | <0.1% | +1,000 | New | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 295 | $11.0K | <0.1% | −235−44.3% | Reduced | – |
| JLLJones Lang Lasalle Inc | COM | 60 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| HSTHost Hotels & Resorts, Inc. | COM | 543 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| NINisource Inc. | COM | 429 | $11.0K | <0.1% | −1,800−80.8% | Reduced | History |
| J P Morgan Exchange Traded F46641Q266 | ACTIVEBLDRS EMER | 308 | $11.0K | <0.1% | +298+2,980.0% | Added | – |
| CGNXCognex Corp | COM | 250 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| ANAutonation, Inc. | COM | 74 | $11.0K | <0.1% | +74 | New | History |
| KNKnowles Corp | COM | 600 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| MGEEMge Energy Inc | COM | 150 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| XAIRBeyond Air, Inc. | COM | 5,218 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| PSA.PQPublic Storage | Preferred Stock | 600 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| PAASPan American Silver Corp | Stock | 750 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| KTFDWS Municipal Income Trust | COM | 1,307 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 180 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| WTMWhite Mountains Insurance Group Ltd | COM | 8 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| RKLBRocket Lab Corp | COM | 2,100 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| TRIThomson Reuters Corp | COM NO PAR | 80 | $12.0K | <0.1% | +80 | New | History |
| OXLCMOxford Lane Capital Corp. | PFD | 500 | $12.0K | <0.1% | +500 | New | History |
| BABAAlibaba Group Holding Ltd | ADR | 160 | $13.0K | <0.1% | +130+433.3% | Added | History |
| CCChemours Co | Stock | 391 | $13.0K | <0.1% | −30−7.1% | Reduced | History |
| ATENA10 Networks, Inc. | Stock | 1,000 | $13.0K | <0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 240 | $13.0K | <0.1% | +240 | New | – |
| TECHBIO-TECHNE Corp | COM | 172 | $13.0K | <0.1% | +172 | New | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 1,313 | $13.0K | <0.1% | +1,313 | New | History |
| HHyatt Hotels Corp | COM CL A | 100 | $13.0K | <0.1% | 00.0% | Unchanged | History |
| MVTBlackRock Munivest Fund II, Inc. | COM | 1,167 | $13.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2023 (56)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 65,882 | $7.62M | 0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 4,354 | $408.0K | <0.1% | History |
| Horizon Therapeutics Plc44047T109 | Equity | 3,000 | $347.0K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,577 | $280.0K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 4,400 | $112.0K | <0.1% | – |
| HUNHuntsman CORP | COM | 4,500 | $110.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 600 | $62.0K | <0.1% | – |
| NTCTNetscout Systems Inc | COM | 1,996 | $56.0K | <0.1% | History |
| VMWVmware LLC | CL A COM | 315 | $52.0K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 1,600 | $45.0K | <0.1% | History |
| Global X FDS37960A644 | EMERGING MKT GRT | 1,903 | $45.0K | <0.1% | – |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 1,296 | $34.0K | <0.1% | – |
| NEWRNew Relic, Inc. | COM | 348 | $30.0K | <0.1% | History |
| BEBloom Energy Corp | COM CL A | 1,750 | $23.0K | <0.1% | History |
| DXCDXC Technology Co | Stock | 1,000 | $21.0K | <0.1% | History |
| RTORentokil Initial PLC | SPONSORED ADR | 569 | $21.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 3,458 | $21.0K | <0.1% | – |
| UNMUnum Group | Stock | 392 | $19.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 1,197 | $18.0K | <0.1% | – |
| WDSWoodside Energy Group Ltd | ADR | 722 | $17.0K | <0.1% | History |
| NCANuveen California Municipal Value Fund | COM STK | 1,884 | $16.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 296 | $15.0K | <0.1% | History |
| MRCCMonroe Capital Corp | COM | 2,000 | $15.0K | <0.1% | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 1,120 | $12.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 225 | $9.00K | <0.1% | History |
| GSKGSK plc | SPONSORED ADR | 240 | $9.00K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 75 | $8.00K | <0.1% | History |
| FLSFlowserve Corp | COM | 200 | $8.00K | <0.1% | History |
| FFINFirst Financial Bankshares Inc | COM | 180 | $5.00K | <0.1% | History |
| VMware Inc XXX Submitted For Cash928CSH048 | COM | 30 | $5.00K | <0.1% | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 30 | $4.00K | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 148 | $4.00K | <0.1% | History |
| BHFBrighthouse Financial, Inc. | COM | 72 | $4.00K | <0.1% | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 364 | $4.00K | <0.1% | History |
| HPSJohn Hancock Preferred Income Fund III | COM | 300 | $4.00K | <0.1% | History |
| VRTVVeritiv Corp | COM | 24 | $4.00K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 128 | $3.00K | <0.1% | – |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 34 | $2.00K | <0.1% | – |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 26 | $2.00K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 500 | $2.00K | <0.1% | History |
| KVUEKenvue Inc. | Stock | 25 | $1.00K | <0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 15 | $1.00K | <0.1% | – |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 65 | $1.00K | <0.1% | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 26 | $1.00K | <0.1% | – |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 34 | $1.00K | <0.1% | – |
| GTBIFGreen Thumb Industries Inc. | COM | 100 | $1.00K | <0.1% | History |
| ZIVOZivo Bioscience, Inc. | COM NEW | 1,000 | $1.00K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 11 | $0 | 0.0% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 5 | $0 | 0.0% | – |
| Aethlon Med Inc00808Y307 | COM | 267 | $0 | 0.0% | – |
| L & L Energy Inc50162D100 | COM | 179 | $0 | 0.0% | – |
| SEELSeelos Therapeutics, Inc. | COM | 1,000 | $0 | 0.0% | History |
| PTRAQProterra Inc | COM | 1,000 | $0 | 0.0% | History |
| Pershing Square Tontine715ESC018 | COM | 10,000 | $0 | 0.0% | – |
| Pershing Square T 25 WTS Pending Receipt Of New715ESC026 | WT | 1,111 | $0 | 0.0% | – |
| Yuhe International Inc Com988432100 | COM | 1,000 | $0 | 0.0% | – |