Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 8, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,265
- +64 vs. Q3 2023
- Portfolio value
- $6.16B
- +$589.9M (+10.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GMEGameStop Corp. | Stock | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| NIONIO Inc. | ADR | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 6 | $0 | 0.0% | 00.0% | Unchanged | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 1 | $0 | 0.0% | +1 | New | – |
| ZIMVZimVie Inc. | Stock | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| CHWYChewy, Inc. | CL A | 6 | $0 | 0.0% | −1,095−99.5% | Reduced | History |
| FUBOFuboTV Inc. | COM | 60 | $0 | 0.0% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q852 | INTL BD OPP ETF | 7 | $0 | 0.0% | +2+40.0% | Added | – |
| CBLCBL & Associates Properties Inc | COMMON STOCK | 17 | $0 | 0.0% | −116−87.2% | Reduced | History |
| FRMEFirst Merchants Corp | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| MANUManchester United plc | ORD CL A | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| BLNKBlink Charging Co. | COM | 25 | $0 | 0.0% | +25 | New | History |
| EVGOEVgo Inc. | CL A COM | 60 | $0 | 0.0% | +60 | New | History |
| QUBTQuantum Computing Inc. | COM | 225 | $0 | 0.0% | 00.0% | Unchanged | History |
| SANASana Biotechnology, Inc. | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| SDSandridge Energy Inc | COM NEW | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| UAUnder Armour, Inc. | CL C | 56 | $0 | 0.0% | 00.0% | Unchanged | History |
| VUZIVuzix Corp | COM NEW | 55 | $0 | 0.0% | +55 | New | History |
| American Power Corp02906T107 | com | 150 | $0 | 0.0% | 00.0% | Unchanged | – |
| AMWLAmerican Well Corp | CL A | 210 | $0 | 0.0% | +210 | New | History |
| ARDSAridis Pharmaceuticals, Inc. | COM | 150 | $0 | 0.0% | +150 | New | History |
| Cardia Inc14140R102 | COM | 5,702 | $0 | 0.0% | 00.0% | Unchanged | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 130 | $0 | 0.0% | +30+30.0% | Added | History |
| DRDDrdgold Ltd | SPON ADR REPSTG | 24 | $0 | 0.0% | 00.0% | Unchanged | History |
| Encorium Group Inc29257R208 | COM | 52 | $0 | 0.0% | 00.0% | Unchanged | – |
| First Rep BK San Francisco C33616C100 | COM | 91 | $0 | 0.0% | 00.0% | Unchanged | – |
| GULTUGulf Coast Ultra Deep Royalty Trust | UNIT BEN INT | 6 | $0 | 0.0% | +6 | New | History |
| Highlands REIT, Inc.43110A104 | COM | 1,250 | $0 | 0.0% | 00.0% | Unchanged | – |
| Nortel Networks Corp656568508 | COM | 24 | $0 | 0.0% | +24 | New | – |
| RHEPRegional Health Properties, Inc | COM | 137 | $0 | 0.0% | 00.0% | Unchanged | History |
| RINO International Corporation766883102 | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | – |
| RADNew Rite Aid, LLC | COM | 1 | $0 | 0.0% | +1 | New | History |
| SIVBSVB Financial Group | COM | 185 | $0 | 0.0% | 00.0% | Unchanged | History |
| Titan Med Inc88830X819 | COM NEW | 33 | $0 | 0.0% | 00.0% | Unchanged | – |
| VXRTVaxart, Inc. | COM NEW | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| Vasamed Inc92834L102 | COM | 24,613 | $0 | 0.0% | 00.0% | Unchanged | – |
| Wave Systems Co943526608 | Equities | 43 | $0 | 0.0% | 00.0% | Unchanged | – |
| Wichita Develpoment Corp967108101 | COM | 333 | $0 | 0.0% | 00.0% | Unchanged | – |
| Valaris PLC Shs Class AG9402V109 | Stock | 245 | $0 | 0.0% | 00.0% | Unchanged | – |
| UNRVUnrivaled Brands, Inc. | COM | 134 | $0 | 0.0% | 00.0% | Unchanged | History |
| Valaris LtdG9460G119 | *W EXP 04/29/202 | 4 | $0 | 0.0% | 00.0% | Unchanged | – |
| Regenicin Inc75887Q102 | COM | 7,600 | $0 | 0.0% | 00.0% | Unchanged | – |
| TSVT2seventy bio, Inc. | COMMON STOCK | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| BETRFBetterLife Pharma Inc. | COM | 4,000 | $0 | 0.0% | 00.0% | Unchanged | History |
| Prairie Shores Incratxxx Escrow Pending739ESC010 | EX TRD EQ FD | 19 | $0 | 0.0% | 00.0% | Unchanged | – |
| Quest Rare Minerals F74836T101 | COM | 449 | $0 | 0.0% | 00.0% | Unchanged | – |
| Sefe Inc XXX Registration Revoked BY815787106 | COM | 3,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Therma-Med Inc New88342Q203 | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| Total Apparel Group NXXX Registration Revoked BY89149H404 | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Icoa Inc449292309 | COM | 58 | $0 | 0.0% | 00.0% | Unchanged | – |
| AGMRFSilver Mountain Resources, Inc. | COM | 2,100 | $0 | 0.0% | 00.0% | Unchanged | History |
| Soligor Intl Com834224107 | EX TRD EQ FD | 105 | $0 | 0.0% | 00.0% | Unchanged | – |
| Three Sixty Solar Com88577D109 | COM | 200 | $0 | 0.0% | −3,000−93.8% | Reduced | – |
| Contra Abiomed Inc NPV003CVR016 | COM | 37 | $0 | 0.0% | 00.0% | Unchanged | – |
| AXDXAccelerate Diagnostics, Inc | COMM STK | 100 | $0 | 0.0% | −100−50.0% | Reduced | History |
| Fuqi Intl Inc New36102A207 | COM | 750 | $0 | 0.0% | 00.0% | Unchanged | – |
| Esc Gci Liberty Inc Sr361ESC049 | COM | 36 | $0 | 0.0% | 00.0% | Unchanged | – |
| GFASYGafisa S.A. | COM | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| Rebus HLDGS Inc Com75619J103 | COM | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| Reneuron Group PLC OrdfG7489A121 | COM | 1,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| CRKNCrown Electrokinetics Corp. | COM | 2,009 | $0 | 0.0% | 00.0% | Unchanged | History |
| Islet Sciences Inc46467R208 | COM | 46,723 | $0 | 0.0% | 00.0% | Unchanged | – |
| Icecure Medical LT OrdfM53071102 | COM | 250 | $0 | 0.0% | 00.0% | Unchanged | – |
| AEMDAethlon Medical Inc | COM NEW | 26 | $0 | 0.0% | +26 | New | History |
| ZIVOZivo Bioscience, Inc. | COM | 166 | $0 | 0.0% | +166 | New | History |
| LEGLeggett & Platt Inc | Stock | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TSNTyson Foods, Inc. | Stock | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 52 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| UAAUnder Armour, Inc. | Stock | 56 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| PTONPeloton Interactive, Inc. | CL A COM | 150 | $1.00K | <0.1% | −30−16.7% | Reduced | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 44 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| UNFIUnited Natural Foods Inc | COM | 77 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| RCIRogers Communications Inc | CL B | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 18 | $1.00K | <0.1% | +18 | New | – |
| TDYTeledyne Technologies Inc | COM | 2 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 105 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 43 | $1.00K | <0.1% | +43 | New | – |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 41 | $1.00K | <0.1% | +41 | New | – |
| ACCOAcco Brands Corp | COM | 188 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 23 | $1.00K | <0.1% | +23 | New | – |
| MMacy's, Inc. | COM | 48 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TWLOTwilio Inc | CL A | 15 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q167 | ACTIVE VALUE ETF | 21 | $1.00K | <0.1% | +21 | New | – |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 250 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ASIXAdvanSix Inc. | COM | 47 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DISHDISH Network CORP | CL A | 101 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| FNMAFederal National Mortgage Association Fannie Mae | COM | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Technip Energies N V Sponsored ADR87854Y109 | COM | 24 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 800 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SCE.PGSouthern California Edison Co | Preferred Stock | 69 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SNAPSnap Inc | Stock | 103 | $2.00K | <0.1% | +3+3.0% | Added | History |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 13 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| JWNNordstrom Inc | Stock | 100 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| AVNSAvanos Medical, Inc. | Stock | 87 | $2.00K | <0.1% | −125−59.0% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 30 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| SAPSAP SE | ADR | 14 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 21 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| SEESealed Air Corp | COM | 45 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| LCIDLucid Group, Inc. | COM | 540 | $2.00K | <0.1% | +40+8.0% | Added | History |
Sold out since Q3 2023 (56)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 65,882 | $7.62M | 0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 4,354 | $408.0K | <0.1% | History |
| Horizon Therapeutics Plc44047T109 | Equity | 3,000 | $347.0K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,577 | $280.0K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 4,400 | $112.0K | <0.1% | – |
| HUNHuntsman CORP | COM | 4,500 | $110.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 600 | $62.0K | <0.1% | – |
| NTCTNetscout Systems Inc | COM | 1,996 | $56.0K | <0.1% | History |
| VMWVmware LLC | CL A COM | 315 | $52.0K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 1,600 | $45.0K | <0.1% | History |
| Global X FDS37960A644 | EMERGING MKT GRT | 1,903 | $45.0K | <0.1% | – |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 1,296 | $34.0K | <0.1% | – |
| NEWRNew Relic, Inc. | COM | 348 | $30.0K | <0.1% | History |
| BEBloom Energy Corp | COM CL A | 1,750 | $23.0K | <0.1% | History |
| DXCDXC Technology Co | Stock | 1,000 | $21.0K | <0.1% | History |
| RTORentokil Initial PLC | SPONSORED ADR | 569 | $21.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 3,458 | $21.0K | <0.1% | – |
| UNMUnum Group | Stock | 392 | $19.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 1,197 | $18.0K | <0.1% | – |
| WDSWoodside Energy Group Ltd | ADR | 722 | $17.0K | <0.1% | History |
| NCANuveen California Municipal Value Fund | COM STK | 1,884 | $16.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 296 | $15.0K | <0.1% | History |
| MRCCMonroe Capital Corp | COM | 2,000 | $15.0K | <0.1% | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 1,120 | $12.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 225 | $9.00K | <0.1% | History |
| GSKGSK plc | SPONSORED ADR | 240 | $9.00K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 75 | $8.00K | <0.1% | History |
| FLSFlowserve Corp | COM | 200 | $8.00K | <0.1% | History |
| FFINFirst Financial Bankshares Inc | COM | 180 | $5.00K | <0.1% | History |
| VMware Inc XXX Submitted For Cash928CSH048 | COM | 30 | $5.00K | <0.1% | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 30 | $4.00K | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 148 | $4.00K | <0.1% | History |
| BHFBrighthouse Financial, Inc. | COM | 72 | $4.00K | <0.1% | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 364 | $4.00K | <0.1% | History |
| HPSJohn Hancock Preferred Income Fund III | COM | 300 | $4.00K | <0.1% | History |
| VRTVVeritiv Corp | COM | 24 | $4.00K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 128 | $3.00K | <0.1% | – |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 34 | $2.00K | <0.1% | – |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 26 | $2.00K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 500 | $2.00K | <0.1% | History |
| KVUEKenvue Inc. | Stock | 25 | $1.00K | <0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 15 | $1.00K | <0.1% | – |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 65 | $1.00K | <0.1% | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 26 | $1.00K | <0.1% | – |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 34 | $1.00K | <0.1% | – |
| GTBIFGreen Thumb Industries Inc. | COM | 100 | $1.00K | <0.1% | History |
| ZIVOZivo Bioscience, Inc. | COM NEW | 1,000 | $1.00K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 11 | $0 | 0.0% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 5 | $0 | 0.0% | – |
| Aethlon Med Inc00808Y307 | COM | 267 | $0 | 0.0% | – |
| L & L Energy Inc50162D100 | COM | 179 | $0 | 0.0% | – |
| SEELSeelos Therapeutics, Inc. | COM | 1,000 | $0 | 0.0% | History |
| PTRAQProterra Inc | COM | 1,000 | $0 | 0.0% | History |
| Pershing Square Tontine715ESC018 | COM | 10,000 | $0 | 0.0% | – |
| Pershing Square T 25 WTS Pending Receipt Of New715ESC026 | WT | 1,111 | $0 | 0.0% | – |
| Yuhe International Inc Com988432100 | COM | 1,000 | $0 | 0.0% | – |