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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 6, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,079
−38 vs. Q4 2022
Portfolio value
$5.18B
+$206.5M (+4.2%) vs. Q4 2022
Filed
Apr 6, 2023
SEC
Holdings of Bartlett & Co. LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTYPIMCO Corporate & Income Opportunity FundCOM2,000$25.0K<0.1%00.0%UnchangedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS1,900$25.0K<0.1%00.0%UnchangedHistory
MLKNMillerknoll, Inc.COM1,200$25.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF325$25.0K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM210$25.0K<0.1%00.0%UnchangedHistory
iShares Tr464287549EXPND TEC SC ETF75$25.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733B100WTR ETF300$25.0K<0.1%00.0%Unchanged–
RMBSRambus IncCOM500$26.0K<0.1%00.0%UnchangedHistory
MBCMasterBrand, Inc.COMMON STOCK3,175$26.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM300$26.0K<0.1%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM186$26.0K<0.1%+71+61.7%AddedHistory
WTKWYWolters Kluwer N VADR207$26.0K<0.1%00.0%UnchangedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF3,000$27.0K<0.1%−5−0.2%ReducedHistory
AALAmerican Airlines Group Inc.Stock1,800$27.0K<0.1%+1,800NewHistory
Schwab Fundamental International Small Equity ETF808524748ETF811$27.0K<0.1%00.0%Unchanged–
HUMHumana IncStock55$27.0K<0.1%00.0%UnchangedHistory
iShares Core S&P US Value ETF464287663ETF365$27.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R7830-5 HIGH YIELD300$27.0K<0.1%00.0%Unchanged–
SMGScotts Miracle-Gro CoStock400$28.0K<0.1%00.0%UnchangedHistory
HALHalliburton CoStock900$28.0K<0.1%00.0%UnchangedHistory
CTA.PBEIDP, Inc.Preferred300$28.0K<0.1%−192−39.0%ReducedHistory
Siemens A G Sponsored ADR826197501COM343$28.0K<0.1%00.0%Unchanged–
CNCCentene CorpStock452$29.0K<0.1%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock300$29.0K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock2,500$29.0K<0.1%00.0%UnchangedHistory
MTZMastec IncCOM305$29.0K<0.1%00.0%UnchangedHistory
iShares Tr46436E551ESG SELECT SCRE850$29.0K<0.1%−1,060−55.5%Reduced–
First Tr Exchange-Traded FD33738D309SENIOR LN FD645$29.0K<0.1%+100+18.3%Added–
SNYSanofiSPONSORED ADR540$29.0K<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR200$30.0K<0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock800$30.0K<0.1%00.0%UnchangedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW300$30.0K<0.1%00.0%UnchangedHistory
PCTYPaylocity Holding CorpCOM150$30.0K<0.1%00.0%UnchangedHistory
MVFBlackRock Munivest Fund, Inc.COM4,303$30.0K<0.1%00.0%UnchangedHistory
Atlantica Sustainable Infr PG0751N103SHS1,000$30.0K<0.1%00.0%Unchanged–
EMNEastman Chemical CoStock360$31.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V464LOW CA OP MS ETF210$31.0K<0.1%00.0%Unchanged–
iShares Tr46435U663ESG AWARE MSCI915$31.0K<0.1%00.0%Unchanged–
Invesco Nasdaq 100 ETF46138G649ETF244$32.0K<0.1%+244New–
TDCTeradata CorpStock800$32.0K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock766$32.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH300$32.0K<0.1%00.0%Unchanged–
PLXSPlexus CorpCOM330$32.0K<0.1%00.0%UnchangedHistory
iShares Core High Dividend ETF46429B663ETF325$33.0K<0.1%00.0%Unchanged–
RSGRepublic Services, Inc.COM244$33.0K<0.1%00.0%UnchangedHistory
iShares Tr464287697U.S. UTILITS ETF400$33.0K<0.1%00.0%Unchanged–
APPNAppian CorpCL A750$33.0K<0.1%00.0%UnchangedHistory
TSITCW Strategic Income Fund IncCOM7,000$33.0K<0.1%00.0%UnchangedHistory
RC.PCReady Capital Corp6.25 CNV PFD C1,800$33.0K<0.1%00.0%UnchangedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF500$34.0K<0.1%00.0%Unchanged–
HUBSHubSpot IncCOM80$34.0K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM1,795$34.0K<0.1%00.0%UnchangedHistory
Goldman Sachs GP Div 5.5 PFD38145G308DEP REP 1/1000 PRF SERJ1,375$34.0K<0.1%00.0%Unchanged–
PKGPackaging Corp of AmericaStock250$35.0K<0.1%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF320$35.0K<0.1%00.0%Unchanged–
Schwab Fundamental International Equity ETF808524755ETF1,114$35.0K<0.1%00.0%Unchanged–
WSMWilliams Sonoma IncCOM289$35.0K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P888NUVEEN ESG EMRGN1,296$35.0K<0.1%00.0%Unchanged–
CVECenovus Energy Inc.COM2,000$35.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF350$35.0K<0.1%00.0%Unchanged–
BEBloom Energy CorpCOM CL A1,750$35.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN1,430$35.0K<0.1%00.0%Unchanged–
TTTrane Technologies plcSHS189$35.0K<0.1%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM5,218$35.0K<0.1%00.0%UnchangedHistory
METMetlife IncStock620$36.0K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF3,000$36.0K<0.1%00.0%UnchangedHistory
HQHabrdn Healthcare InvestorsSH BEN INT2,024$36.0K<0.1%−175−8.0%ReducedHistory
WENWendy's CoStock1,700$37.0K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock172$38.0K<0.1%00.0%UnchangedHistory
GNTXGentex CorpCOM1,350$38.0K<0.1%00.0%UnchangedHistory
LNCLincoln National CorpCOM1,685$38.0K<0.1%−210−11.1%ReducedHistory
BIIBBiogen Inc.COM140$39.0K<0.1%00.0%UnchangedHistory
MKTXMarketaxess Holdings IncCOM100$39.0K<0.1%00.0%UnchangedHistory
SMSM Energy CoCOM1,400$39.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF1,545$40.0K<0.1%00.0%Unchanged–
Vanguard Intermediate-Term Bond ETF921937819ETF525$40.0K<0.1%00.0%Unchanged–
RPMRPM International IncCOM459$40.0K<0.1%00.0%UnchangedHistory
PNWPinnacle West Capital CorpCOM500$40.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH1,113$40.0K<0.1%00.0%Unchanged–
Powershares739371813CEF278$40.0K<0.1%00.0%Unchanged–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF390$41.0K<0.1%00.0%Unchanged–
FULFuller H B CoStock600$41.0K<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT313$42.0K<0.1%−82−20.8%ReducedHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP1,225$42.0K<0.1%00.0%UnchangedHistory
iShares U.S. Treasury Bond ETF46429B267ETF1,852$43.0K<0.1%−4,529−71.0%Reduced–
INGING Groep NVSPONSORED ADR3,656$43.0K<0.1%00.0%UnchangedHistory
TRPTC Energy CorpCOM1,113$43.0K<0.1%+1,000+885.0%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR623$43.0K<0.1%00.0%UnchangedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF299$44.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS574$44.0K<0.1%00.0%Unchanged–
DGXQuest Diagnostics IncCOM309$44.0K<0.1%00.0%UnchangedHistory
TDFTempleton Dragon Fund IncCOM4,200$44.0K<0.1%−350−7.7%ReducedHistory
First Trust Financials Alphadex Fund33734X135ETF1,210$45.0K<0.1%00.0%Unchanged–
CWKCushman & Wakefield Ltd.SHS4,270$45.0K<0.1%00.0%UnchangedHistory
CORCencora, Inc.Stock286$46.0K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock4,792$46.0K<0.1%−3,252−40.4%ReducedHistory
WEXWEX Inc.COM250$46.0K<0.1%+250NewHistory
FFord Motor CoStock3,705$47.0K<0.1%−5,312−58.9%ReducedHistory
GSKGSK plcADR1,319$47.0K<0.1%00.0%UnchangedHistory
NINisource Inc.COM1,694$47.0K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (64)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Bartlett & Co. LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SCHW.PDSchwab Charles CorpPFD8,705$205.0K<0.1%History
ETF Opportunities Trust26923N504Cmn7,372$174.0K<0.1%–
SPDR Index Shs FDS78463X509ST PORT MARK ETF2,895$95.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF1,942$88.0K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,541$78.0K<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,920$75.0K<0.1%–
ETF Opportunities Trust26923N306COM2,622$61.0K<0.1%–
ASMLASML Holding NVADR100$55.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF876$43.0K<0.1%–
UMBFUmb Financial CorpCOM434$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE493$36.0K<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED1,030$26.0K<0.1%–
LACLithium Americas Corp.COM NEW1,150$22.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS357$21.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM4,748$20.0K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF380$18.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF137$11.0K<0.1%–
Nano One Materials Corp.63010A103COM6,000$11.0K<0.1%–
CINCCinCor Pharma, Inc.COM800$10.0K<0.1%History
NEMNEWMONT CorpStock200$9.00K<0.1%History
Basf SE055262505ADR700$9.00K<0.1%–
TELTE Connectivity plcREG SHS75$9.00K<0.1%History
WPMWheaton Precious Metals Corp.COM215$8.00K<0.1%History
FLUXFlux Power Holdings, Inc.COM NEW1,900$8.00K<0.1%History
UBCPUnited Bancorp IncCOM546$8.00K<0.1%History
Groupe DanoneF12033134COM150$8.00K<0.1%–
AIRCApartment Income REIT Corp.COM200$7.00K<0.1%History
EFXEquifax IncCOM30$6.00K<0.1%History
MGAMagna International IncCOM100$6.00K<0.1%History
LANDGladstone Land CorpCOM300$6.00K<0.1%History
ARCCAres Capital CorpCEF292$5.00K<0.1%History
GDDYGoDaddy Inc.CL A71$5.00K<0.1%History
PEverpure, Inc.CL A200$5.00K<0.1%History
DOCUDocuSign, Inc.Stock80$4.00K<0.1%History
Invesco Exchange Traded FD T46137V175S&P SML600 GWT34$4.00K<0.1%–
Pacer US Cash Cows 100 ETF69374H881ETF70$3.00K<0.1%–
WDSWoodside Energy Group LtdADR112$3.00K<0.1%History
DRSLeonardo DRS, Inc.Stock200$3.00K<0.1%History
iShares Tr46428743220 YR TR BD ETF28$3.00K<0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF50$3.00K<0.1%–
EQIXEquinix IncCOM4$3.00K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF100$3.00K<0.1%–
LPLALPL Financial Holdings Inc.COM12$3.00K<0.1%History
PBI.PBPitney Bowes IncPFDs, REITs,200$3.00K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF34$2.00K<0.1%–
NNNNNN REIT, Inc.REIT38$2.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD125$2.00K<0.1%–
BALLBALL CorpCOM44$2.00K<0.1%History
SAIASaia IncCOM10$2.00K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND20$2.00K<0.1%–
VanEck Vectors ETF Tr92189F817VIETNAM ETF200$2.00K<0.1%–
AKAMAkamai Technologies IncCOM10$1.00K<0.1%History
NOKNokia CorpSPONSORED ADR119$1.00K<0.1%History
TRMBTrimble Inc.COM20$1.00K<0.1%History
NEOGNeogen CorpCOM90$1.00K<0.1%History
PCRXPacira BioSciences, Inc.COM32$1.00K<0.1%History
ONLOrion Properties Inc.REIT56$00.0%History
AMSCAmerican Superconductor CorpStock36$00.0%History
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM10$00.0%History
IPDNProfessional Diversity Network, Inc.COM NEW250$00.0%History
REEMFRare Element Resources LtdCommon Stock300$00.0%History
OBEObsidian Energy Ltd.COM42$00.0%History
Contra Zogenix Inc989CVR014COM425$00.0%–
America Movil023CNT017CONTRA DO NOT SELL5,400$00.0%–