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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 6, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,079
−38 vs. Q4 2022
Portfolio value
$5.18B
+$206.5M (+4.2%) vs. Q4 2022
Filed
Apr 6, 2023
SEC
Holdings of Bartlett & Co. LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GMEGameStop Corp.Stock4$00.0%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock6$00.0%−11−64.7%Reduced–
iShares S&P Small-Cap 600 Value ETF464287879ETF4$00.0%00.0%Unchanged–
FUBOFuboTV Inc.COM60$00.0%00.0%UnchangedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR9$00.0%00.0%UnchangedHistory
BENFranklin Templeton IncCOM11$00.0%00.0%UnchangedHistory
MANUManchester United plcORD CL A1$00.0%+1NewHistory
BHFBrighthouse Financial, Inc.COM8$00.0%00.0%UnchangedHistory
QUBTQuantum Computing Inc.COM225$00.0%00.0%UnchangedHistory
SANASana Biotechnology, Inc.COM100$00.0%00.0%UnchangedHistory
SDSandridge Energy IncCOM NEW2$00.0%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C56$00.0%00.0%UnchangedHistory
Aethlon Med Inc00808Y307COM267$00.0%00.0%Unchanged–
Cardia Inc14140R102COM5,702$00.0%00.0%Unchanged–
DRDDrdgold LtdSPON ADR REPSTG24$00.0%00.0%UnchangedHistory
Encorium Group Inc29257R208COM52$00.0%00.0%Unchanged–
FNMAFederal National Mortgage Association Fannie MaeCOM1,000$00.0%00.0%UnchangedHistory
L & L Energy Inc50162D100COM179$00.0%00.0%Unchanged–
RHEPRegional Health Properties, IncCOM137$00.0%−24−14.9%ReducedHistory
RINO International Corporation766883102COM100$00.0%00.0%Unchanged–
Titan Med Inc88830X819COM NEW33$00.0%00.0%Unchanged–
VXRTVaxart, Inc.COM NEW200$00.0%00.0%UnchangedHistory
Vasamed Inc92834L102COM24,613$00.0%00.0%Unchanged–
Wave Systems Co943526608Equities43$00.0%00.0%Unchanged–
Wichita Develpoment Corp967108101COM333$00.0%00.0%Unchanged–
World Surveillance Group Incorporated98157K100Common Stock15,900$00.0%00.0%Unchanged–
UNRVUnrivaled Brands, Inc.COM134$00.0%00.0%UnchangedHistory
BINIBollinger Innovations, Inc.COMMON STOCK2,000$00.0%+2,000NewHistory
Regenicin Inc75887Q102COM7,600$00.0%00.0%Unchanged–
ICCMIceCure Medical Ltd.SHS NEW250$00.0%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK33$00.0%00.0%UnchangedHistory
BETRFBetterLife Pharma Inc.COM4,000$00.0%00.0%UnchangedHistory
Prairie Shores Incratxxx Escrow Pending739ESC010EX TRD EQ FD19$00.0%00.0%Unchanged–
Quest Rare Minerals F74836T101COM449$00.0%00.0%Unchanged–
Sefe Inc XXX Registration Revoked BY815787106COM3,000$00.0%00.0%Unchanged–
Therma-Med Inc New88342Q203COM5$00.0%00.0%Unchanged–
Total Apparel Group NXXX Registration Revoked BY89149H404COM1$00.0%00.0%Unchanged–
Icoa Inc449292309COM58$00.0%00.0%Unchanged–
Alpha Copper Corp F02074D108COM2,000$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM10,000$00.0%00.0%Unchanged–
Pershing Square T 25 WTS Pending Receipt Of New715ESC026WT1,111$00.0%00.0%Unchanged–
AGMRFSilver Mountain Resources, Inc.COM2,100$00.0%00.0%UnchangedHistory
Soligor Intl Com834224107EX TRD EQ FD105$00.0%00.0%Unchanged–
Contra Abiomed Inc NPV003CVR016COM37$00.0%00.0%Unchanged–
LEGLeggett & Platt IncStock25$1.00K<0.1%−166−86.9%ReducedHistory
SNAPSnap IncStock100$1.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR50$1.00K<0.1%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock111$1.00K<0.1%00.0%UnchangedHistory
Xtrackers International Real Estate ETF233051846ETF52$1.00K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF30$1.00K<0.1%00.0%Unchanged–
UAAUnder Armour, Inc.Stock56$1.00K<0.1%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF15$1.00K<0.1%+15New–
CECelanese CorpStock12$1.00K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A20$1.00K<0.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM50$1.00K<0.1%00.0%Unchanged–
SAICScience Applications International CorpCOM11$1.00K<0.1%00.0%UnchangedHistory
LYFTLyft, Inc.CL A COM100$1.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD44$1.00K<0.1%00.0%Unchanged–
RCIRogers Communications IncCL B11$1.00K<0.1%00.0%UnchangedHistory
EPREpr PropertiesCOM SH BEN INT14$1.00K<0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM2$1.00K<0.1%00.0%UnchangedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM125$1.00K<0.1%00.0%UnchangedHistory
AVYAvery Dennison CorpCOM8$1.00K<0.1%−2,900−99.7%ReducedHistory
ACCOAcco Brands CorpCOM188$1.00K<0.1%00.0%UnchangedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 350$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288521CRE U S REIT ETF27$1.00K<0.1%00.0%Unchanged–
MMacy's, Inc.COM48$1.00K<0.1%+48NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW250$1.00K<0.1%00.0%UnchangedHistory
ACELAccel Entertainment, Inc.COM CL A192$1.00K<0.1%00.0%UnchangedHistory
GRWGGrowGeneration Corp.COM200$1.00K<0.1%+200NewHistory
AXDXAccelerate Diagnostics, IncCOM2,000$1.00K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM91$1.00K<0.1%00.0%Unchanged–
Graphite One Inc Com38871F102Stock1,000$1.00K<0.1%+1,000New–
GTBIFGreen Thumb Industries Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
SIVBSVB Financial GroupCOM885$1.00K<0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS500$1.00K<0.1%+500NewHistory
Three Sixty Solar Com88577D109COM1,200$1.00K<0.1%+1,000+500.0%Added–
IPDNProfessional Diversity Network, Inc.COM125$1.00K<0.1%+125NewHistory
iShares Russell Top 200 Growth ETF464289438ETF13$2.00K<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock18$2.00K<0.1%00.0%UnchangedHistory
KTBKontoor Brands, Inc.Stock35$2.00K<0.1%00.0%UnchangedHistory
SAPSAP SEADR14$2.00K<0.1%00.0%UnchangedHistory
BSTBlackRock Science & Technology TrustSHS75$2.00K<0.1%00.0%UnchangedHistory
SEESealed Air CorpCOM45$2.00K<0.1%00.0%UnchangedHistory
LIILennox International IncCOM9$2.00K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM210$2.00K<0.1%−220−51.2%ReducedHistory
WCNWaste Connections, Inc.COM12$2.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC75$2.00K<0.1%+75New–
SNNSmith & Nephew PLCSPDN ADR NEW63$2.00K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM77$2.00K<0.1%00.0%UnchangedHistory
WTWWillis Towers Watson PLCSHS9$2.00K<0.1%00.0%UnchangedHistory
IXOrix CorpSPONSORED ADR23$2.00K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM35$2.00K<0.1%00.0%UnchangedHistory
Bank of Amer Corp0605056827.25%CNV PFD L–$2.00K<0.1%–––
HIIHuntington Ingalls Industries, Inc.COM12$2.00K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A25$2.00K<0.1%00.0%UnchangedHistory
IFFInternational Flavors & Fragrances IncCOM23$2.00K<0.1%−300−92.9%ReducedHistory
LDOSLeidos Holdings, Inc.COM22$2.00K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM43$2.00K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (64)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Bartlett & Co. LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SCHW.PDSchwab Charles CorpPFD8,705$205.0K<0.1%History
ETF Opportunities Trust26923N504Cmn7,372$174.0K<0.1%–
SPDR Index Shs FDS78463X509ST PORT MARK ETF2,895$95.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF1,942$88.0K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,541$78.0K<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,920$75.0K<0.1%–
ETF Opportunities Trust26923N306COM2,622$61.0K<0.1%–
ASMLASML Holding NVADR100$55.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF876$43.0K<0.1%–
UMBFUmb Financial CorpCOM434$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE493$36.0K<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED1,030$26.0K<0.1%–
LACLithium Americas Corp.COM NEW1,150$22.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS357$21.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM4,748$20.0K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF380$18.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF137$11.0K<0.1%–
Nano One Materials Corp.63010A103COM6,000$11.0K<0.1%–
CINCCinCor Pharma, Inc.COM800$10.0K<0.1%History
NEMNEWMONT CorpStock200$9.00K<0.1%History
Basf SE055262505ADR700$9.00K<0.1%–
TELTE Connectivity plcREG SHS75$9.00K<0.1%History
WPMWheaton Precious Metals Corp.COM215$8.00K<0.1%History
FLUXFlux Power Holdings, Inc.COM NEW1,900$8.00K<0.1%History
UBCPUnited Bancorp IncCOM546$8.00K<0.1%History
Groupe DanoneF12033134COM150$8.00K<0.1%–
AIRCApartment Income REIT Corp.COM200$7.00K<0.1%History
EFXEquifax IncCOM30$6.00K<0.1%History
MGAMagna International IncCOM100$6.00K<0.1%History
LANDGladstone Land CorpCOM300$6.00K<0.1%History
ARCCAres Capital CorpCEF292$5.00K<0.1%History
GDDYGoDaddy Inc.CL A71$5.00K<0.1%History
PEverpure, Inc.CL A200$5.00K<0.1%History
DOCUDocuSign, Inc.Stock80$4.00K<0.1%History
Invesco Exchange Traded FD T46137V175S&P SML600 GWT34$4.00K<0.1%–
Pacer US Cash Cows 100 ETF69374H881ETF70$3.00K<0.1%–
WDSWoodside Energy Group LtdADR112$3.00K<0.1%History
DRSLeonardo DRS, Inc.Stock200$3.00K<0.1%History
iShares Tr46428743220 YR TR BD ETF28$3.00K<0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF50$3.00K<0.1%–
EQIXEquinix IncCOM4$3.00K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF100$3.00K<0.1%–
LPLALPL Financial Holdings Inc.COM12$3.00K<0.1%History
PBI.PBPitney Bowes IncPFDs, REITs,200$3.00K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF34$2.00K<0.1%–
NNNNNN REIT, Inc.REIT38$2.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD125$2.00K<0.1%–
BALLBALL CorpCOM44$2.00K<0.1%History
SAIASaia IncCOM10$2.00K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND20$2.00K<0.1%–
VanEck Vectors ETF Tr92189F817VIETNAM ETF200$2.00K<0.1%–
AKAMAkamai Technologies IncCOM10$1.00K<0.1%History
NOKNokia CorpSPONSORED ADR119$1.00K<0.1%History
TRMBTrimble Inc.COM20$1.00K<0.1%History
NEOGNeogen CorpCOM90$1.00K<0.1%History
PCRXPacira BioSciences, Inc.COM32$1.00K<0.1%History
ONLOrion Properties Inc.REIT56$00.0%History
AMSCAmerican Superconductor CorpStock36$00.0%History
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM10$00.0%History
IPDNProfessional Diversity Network, Inc.COM NEW250$00.0%History
REEMFRare Element Resources LtdCommon Stock300$00.0%History
OBEObsidian Energy Ltd.COM42$00.0%History
Contra Zogenix Inc989CVR014COM425$00.0%–
America Movil023CNT017CONTRA DO NOT SELL5,400$00.0%–