Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 17, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,197
- −118 vs. Q2 2022
- Portfolio value
- $4.65B
- −$284.3M (−5.8%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LUMNLumen Technologies, Inc. | Stock | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| GMEGameStop Corp. | Stock | 4 | $0 | 0.0% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| GTXGarrett Motion Inc. | Stock | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 22 | $0 | 0.0% | 00.0% | Unchanged | – |
| ONLOrion Properties Inc. | REIT | 56 | $0 | 0.0% | −9−13.8% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| UAAUnder Armour, Inc. | Stock | 56 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMSCAmerican Superconductor Corp | Stock | 36 | $0 | 0.0% | 00.0% | Unchanged | History |
| FUBOFuboTV Inc. | COM | 60 | $0 | 0.0% | 00.0% | Unchanged | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 9 | $0 | 0.0% | −102−91.9% | Reduced | History |
| BENFranklin Templeton Inc | COM | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| RCIRogers Communications Inc | CL B | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| BHFBrighthouse Financial, Inc. | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| ASIXAdvanSix Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| BYNDBeyond Meat, Inc. | COM | 15 | $0 | 0.0% | 00.0% | Unchanged | History |
| SDSandridge Energy Inc | COM NEW | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| UAUnder Armour, Inc. | CL C | 56 | $0 | 0.0% | 00.0% | Unchanged | History |
| Aethlon Med Inc00808Y307 | COM | 267 | $0 | 0.0% | 00.0% | Unchanged | – |
| Cardia Inc14140R102 | COM | 5,702 | $0 | 0.0% | 00.0% | Unchanged | – |
| DRDDrdgold Ltd | SPON ADR REPSTG | 24 | $0 | 0.0% | 00.0% | Unchanged | History |
| Encorium Group Inc29257R208 | COM | 52 | $0 | 0.0% | 00.0% | Unchanged | – |
| L & L Energy Inc50162D100 | COM | 179 | $0 | 0.0% | 00.0% | Unchanged | – |
| Learning Tree International522015106 | COM | 15,340 | $0 | 0.0% | 00.0% | Unchanged | – |
| NKTRNektar Therapeutics | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| IPDNProfessional Diversity Network, Inc. | COM NEW | 250 | $0 | 0.0% | 00.0% | Unchanged | History |
| REEMFRare Element Resources Ltd | Common Stock | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
| RHEPRegional Health Properties, Inc | COM | 161 | $0 | 0.0% | 00.0% | Unchanged | History |
| RINO International Corporation766883102 | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | – |
| Titan Med Inc88830X819 | COM NEW | 33 | $0 | 0.0% | 00.0% | Unchanged | – |
| VXRTVaxart, Inc. | COM NEW | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| Vasamed Inc92834L102 | COM | 24,613 | $0 | 0.0% | 00.0% | Unchanged | – |
| Wave Systems Co943526608 | Equities | 43 | $0 | 0.0% | 00.0% | Unchanged | – |
| Wichita Develpoment Corp967108101 | COM | 333 | $0 | 0.0% | 00.0% | Unchanged | – |
| World Surveillance Group Incorporated98157K100 | Common Stock | 15,900 | $0 | 0.0% | +15,900 | New | – |
| OBEObsidian Energy Ltd. | COM | 42 | $0 | 0.0% | 00.0% | Unchanged | History |
| UNRVUnrivaled Brands, Inc. | COM | 134 | $0 | 0.0% | 00.0% | Unchanged | History |
| Regenicin Inc75887Q102 | COM | 7,600 | $0 | 0.0% | 00.0% | Unchanged | – |
| ICCMIceCure Medical Ltd. | SHS NEW | 250 | $0 | 0.0% | 00.0% | Unchanged | History |
| TSVT2seventy bio, Inc. | COMMON STOCK | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| Prairie Shores Incratxxx Escrow Pending739ESC010 | EX TRD EQ FD | 19 | $0 | 0.0% | 00.0% | Unchanged | – |
| Quest Rare Minerals F74836T101 | COM | 449 | $0 | 0.0% | 00.0% | Unchanged | – |
| Sefe Inc XXX Registration Revoked BY815787106 | COM | 3,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Therma-Med Inc New88342Q203 | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| Total Apparel Group NXXX Registration Revoked BY89149H404 | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Contra Zogenix Inc989CVR014 | COM | 425 | $0 | 0.0% | 00.0% | Unchanged | – |
| Icoa Inc449292309 | COM | 58 | $0 | 0.0% | 00.0% | Unchanged | – |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 4,100 | $0 | 0.0% | +4,100 | New | – |
| Pershing Square Tontine715ESC018 | COM | 10,000 | $0 | 0.0% | +10,000 | New | – |
| Pershing Square T 25 WTS Pending Receipt Of New715ESC026 | WT | 1,111 | $0 | 0.0% | +1,111 | New | – |
| Soligor Intl Com834224107 | EX TRD EQ FD | 105 | $0 | 0.0% | +105 | New | – |
| Three Sixty Solar Com88577D109 | COM | 200 | $0 | 0.0% | +200 | New | – |
| LEGLeggett & Platt Inc | Stock | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NIONIO Inc. | ADR | 50 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EDConsolidated Edison Inc | Stock | 6 | $1.00K | <0.1% | −15−71.4% | Reduced | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 18 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DJTTrump Media & Technology Group Corp. | Stock | 50 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ZIMVZimVie Inc. | Stock | 148 | $1.00K | <0.1% | −3−2.0% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 3 | $1.00K | <0.1% | −12−80.0% | Reduced | History |
| COFCapital One Financial Corp | Stock | 7 | $1.00K | <0.1% | −10−58.8% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 52 | $1.00K | <0.1% | +52 | New | – |
| ARK Innovation ETF00214Q104 | ETF | 30 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| SAPSAP SE | ADR | 14 | $1.00K | <0.1% | −115−89.1% | Reduced | History |
| CECelanese Corp | Stock | 12 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| WRNWestern Copper & Gold Corp | Stock | 1,000 | $1.00K | <0.1% | +1,000 | New | History |
| AKAMAkamai Technologies Inc | COM | 10 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 50 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 3 | $1.00K | <0.1% | +3 | New | History |
| SAICScience Applications International Corp | COM | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LYFTLyft, Inc. | CL A COM | 100 | $1.00K | <0.1% | −124−55.4% | Reduced | History |
| HCAHCA Healthcare, Inc. | COM | 6 | $1.00K | <0.1% | −5−45.5% | Reduced | History |
| MCMoelis & Co | CL A | 44 | $1.00K | <0.1% | −193−81.4% | Reduced | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 44 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 63 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EPREpr Properties | COM SH BEN INT | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TDYTeledyne Technologies Inc | COM | 2 | $1.00K | <0.1% | −17−89.5% | Reduced | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 125 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NEUNewmarket Corp | COM | 2 | $1.00K | <0.1% | +2 | New | History |
| STCStewart Information Services Corp | COM | 33 | $1.00K | <0.1% | −53−61.6% | Reduced | History |
| OMCLOmnicell, Inc. | COM | 9 | $1.00K | <0.1% | −14−60.9% | Reduced | History |
| ACCOAcco Brands Corp | COM | 188 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 119 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 50 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| JJSFJ&J Snack Foods Corp | COM | 11 | $1.00K | <0.1% | −17−60.7% | Reduced | History |
| iShares Tr464288521 | CRE U S REIT ETF | 27 | $1.00K | <0.1% | +27 | New | – |
| BLKBBlackbaud Inc | COM | 29 | $1.00K | <0.1% | −46−61.3% | Reduced | History |
| NEOGNeogen Corp | COM | 90 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MBWMMercantile Bank Corp | COM | 44 | $1.00K | <0.1% | −70−61.4% | Reduced | History |
| OKTAOkta, Inc. | CL A | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 100 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ARESAres Management Corp | CL A COM STK | 13 | $1.00K | <0.1% | −46−78.0% | Reduced | History |
| ALGNAlign Technology Inc | COM | 4 | $1.00K | <0.1% | −6−60.0% | Reduced | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 250 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BH.ABiglari Holdings Inc. | COM STK CL A | 2 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| IHRTiHeartMedia, Inc. | COM CL A | 140 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LILALiberty Latin America Ltd. | COM CL A | 85 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| QUBTQuantum Computing Inc. | COM | 225 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SANASana Biotechnology, Inc. | COM | 100 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AMWDAmerican Woodmark Corp | COM | 28 | $1.00K | <0.1% | −44−61.1% | Reduced | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 26 | $1.00K | <0.1% | −44−62.9% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Call RRGB $7.5 Exp Oct 21, 2022RRGB22102 | CALL | – | $1.00K |
Sold out since Q2 2022 (166)
Positions held at the end of Q2 2022 that are gone from this filing.
The largest 100 of 166 by value last quarter.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| CDKCDK Global, Inc. | COM | 4,395 | $241.0K | <0.1% | History |
| SOFISoFi Technologies, Inc. | Stock | 44,775 | $236.0K | <0.1% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 10,000 | $200.0K | <0.1% | – |
| KBSRKBS Real Estate Investment Trust III, Inc. | COM | 8,783 | $95.0K | <0.1% | History |
| Coherent Inc192479103 | COM | 300 | $80.0K | <0.1% | – |
| iShares Semiconductor ETF464287523 | ETF | 115 | $40.0K | <0.1% | – |
| FSKFS KKR Capital Corp | COM | 1,978 | $40.0K | <0.1% | History |
| CPAYCorpay, Inc. | COM | 176 | $37.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 1,452 | $32.0K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 414 | $30.0K | <0.1% | History |
| QRVOQorvo, Inc. | Stock | 228 | $22.0K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 75 | $21.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 977 | $21.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 935 | $21.0K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 685 | $20.0K | <0.1% | – |
| EVTCEVERTEC, Inc. | COM | 486 | $18.0K | <0.1% | History |
| FCNFti Consulting, Inc | COM | 95 | $17.0K | <0.1% | History |
| BOHBank of Hawaii Corp | COM | 213 | $16.0K | <0.1% | History |
| AINAlbany International Corp | CL A | 200 | $16.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J650 | BULLSHS 24 USD | 673 | $16.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J668 | BULLSHS 23 USD | 707 | $16.0K | <0.1% | – |
| THOThor Industries Inc | COM | 206 | $15.0K | <0.1% | History |
| UNFUnifirst Corp | COM | 85 | $15.0K | <0.1% | History |
| SYBTStock Yards Bancorp, Inc. | COM | 231 | $14.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 677 | $14.0K | <0.1% | – |
| LESLLeslie's, Inc. | COM | 908 | $14.0K | <0.1% | History |
| FICOFair Isaac Corp | COM | 33 | $13.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q878 | BET USD HIG ETF | 298 | $13.0K | <0.1% | – |
| AWIArmstrong World Industries Inc | COM | 171 | $13.0K | <0.1% | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 312 | $13.0K | <0.1% | – |
| AVLRAvalara, Inc. | COM | 175 | $12.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 601 | $12.0K | <0.1% | – |
| CAKECheesecake Factory Inc | COM | 432 | $11.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 180 | $11.0K | <0.1% | History |
| EMEEMCOR Group, Inc. | Stock | 97 | $10.0K | <0.1% | History |
| SAMBoston Beer Co Inc | CL A | 33 | $10.0K | <0.1% | History |
| ROADConstruction Partners, Inc. | COM CL A | 487 | $10.0K | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 70 | $10.0K | <0.1% | History |
| HQYHealthequity, Inc. | COM | 170 | $10.0K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 213 | $9.00K | <0.1% | History |
| GOLFAcushnet Holdings Corp. | COM | 219 | $9.00K | <0.1% | History |
| BANFBancfirst Corp | COM | 94 | $9.00K | <0.1% | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 92 | $9.00K | <0.1% | History |
| CELHCelsius Holdings, Inc. | COM NEW | 137 | $9.00K | <0.1% | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 271 | $9.00K | <0.1% | – |
| Rightmove PLC Unsponsored ADR76657Y101 | ADR | 621 | $9.00K | <0.1% | – |
| FDSFactset Research Systems Inc | Stock | 20 | $8.00K | <0.1% | History |
| MANHManhattan Associates Inc | Stock | 70 | $8.00K | <0.1% | History |
| MELIMercadolibre Inc | COM | 13 | $8.00K | <0.1% | History |
| HLMNHillman Solutions Corp. | COM | 928 | $8.00K | <0.1% | History |
| FHBFirst Hawaiian, Inc. | COM | 373 | $8.00K | <0.1% | History |
| LKFNLakeland Financial Corp | COM | 116 | $8.00K | <0.1% | History |
| CRVLCorvel Corp | COM | 54 | $8.00K | <0.1% | History |
| POOLPool Corp | COM | 23 | $8.00K | <0.1% | History |
| Air Liquide ADR009126202 | ADR | 301 | $8.00K | <0.1% | – |
| Japan Tobacco Inc Unsponsord ADR471105205 | ADR | 975 | $8.00K | <0.1% | – |
| Kddi Corp ADR48667L106 | ADR | 513 | $8.00K | <0.1% | – |
| Signature BK New York N Y82669G104 | COM | 43 | $8.00K | <0.1% | – |
| KLACKLA Corp | COM NEW | 22 | $7.00K | <0.1% | History |
| TTCToro Co | COM | 91 | $7.00K | <0.1% | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 125 | $7.00K | <0.1% | – |
| WTSWatts Water Technologies Inc | CL A | 60 | $7.00K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 188 | $7.00K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 329 | $7.00K | <0.1% | – |
| BGBunge Global SA | COM | 76 | $7.00K | <0.1% | History |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 269 | $6.00K | <0.1% | – |
| GTMZoomInfo Technologies Inc. | Stock | 178 | $6.00K | <0.1% | History |
| STAAStaar Surgical Co | COM PAR $0.01 | 84 | $6.00K | <0.1% | History |
| Brambles ADR105105209 | ADR | 411 | $6.00K | <0.1% | – |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 291 | $6.00K | <0.1% | – |
| Mitsubishi Elec Corp ADR606776201 | ADR | 302 | $6.00K | <0.1% | – |
| Nihon Kohden Corp65412C108 | ADR | 614 | $6.00K | <0.1% | – |
| SPLKSplunk Inc | COM | 71 | $6.00K | <0.1% | History |
| HESHess Corp | Stock | 45 | $5.00K | <0.1% | History |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 293 | $5.00K | <0.1% | – |
| NGGNational Grid PLC | SPONSORED ADR NE | 71 | $5.00K | <0.1% | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 104 | $5.00K | <0.1% | – |
| ROLRollins Inc | COM | 150 | $5.00K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 126 | $5.00K | <0.1% | History |
| BLNKBlink Charging Co. | COM | 300 | $5.00K | <0.1% | History |
| SWIMLatham Group, Inc. | COM | 664 | $5.00K | <0.1% | History |
| Computershare Ltd Sponsored ADR20557R105 | ADR | 273 | $5.00K | <0.1% | – |
| AZPNAspen Technology, Inc. | COM | 28 | $5.00K | <0.1% | History |
| PANWPalo Alto Networks Inc | Stock | 9 | $4.00K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 34 | $4.00K | <0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 231 | $4.00K | <0.1% | History |
| ETREntergy Corp | COM | 32 | $4.00K | <0.1% | History |
| KDPKeurig Dr Pepper Inc. | COM | 115 | $4.00K | <0.1% | History |
| GSHDGoosehead Insurance, Inc. | COM CL A | 97 | $4.00K | <0.1% | History |
| PSMTPricesmart Inc | COM | 53 | $4.00K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 39 | $4.00K | <0.1% | History |
| NCNOnCino, Inc. | COM | 130 | $4.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 207 | $4.00K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 57 | $4.00K | <0.1% | History |
| AIA Group Ltd001317205 | COM | 86 | $4.00K | <0.1% | – |
| IPGInterpublic Group of Companies, Inc. | COM | 163 | $4.00K | <0.1% | History |
| Legal General Group PLC Sponsored ADR52463H103 | ADR | 252 | $4.00K | <0.1% | – |
| Qbe Ins Group Ltd Sponsored ADR74728G605 | ADR | 516 | $4.00K | <0.1% | – |
| RBGLYReckitt Benckiser Group PLC | COM | 236 | $4.00K | <0.1% | History |
| SILKSilk Road Medical Inc | COM | 119 | $4.00K | <0.1% | History |