Skip to main content
Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 2, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,315
+229 vs. Q1 2022
Portfolio value
$4.94B
−$784.5M (−13.7%) vs. Q1 2022
Filed
Aug 2, 2022
SEC
Holdings of Bartlett & Co. LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LUMNLumen Technologies, Inc.Stock6$00.0%00.0%UnchangedHistory
GMEGameStop Corp.Stock1$00.0%00.0%UnchangedHistory
GTXGarrett Motion Inc.Stock10$00.0%00.0%UnchangedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1$00.0%00.0%Unchanged–
Occidental Pete Corp WT Exp 080327674599162Stock22$00.0%+5+29.4%Added–
TMUST-Mobile US, Inc.Stock2$00.0%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock56$00.0%00.0%UnchangedHistory
AMSCAmerican Superconductor CorpStock36$00.0%00.0%UnchangedHistory
FUBOFuboTV Inc.COM60$00.0%00.0%UnchangedHistory
WMGWarner Music Group Corp.COM CL A18$00.0%+18NewHistory
BENFranklin Templeton IncCOM11$00.0%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM8$00.0%00.0%UnchangedHistory
ASIXAdvanSix Inc.COM4$00.0%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM15$00.0%00.0%UnchangedHistory
SDSandridge Energy IncCOM NEW2$00.0%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C56$00.0%00.0%UnchangedHistory
Aethlon Med Inc00808Y307COM267$00.0%00.0%Unchanged–
Cardia Inc14140R102COM5,702$00.0%00.0%Unchanged–
DRDDrdgold LtdSPON ADR REPSTG24$00.0%00.0%UnchangedHistory
Encorium Group Inc29257R208COM52$00.0%00.0%Unchanged–
FNMAFederal National Mortgage Association Fannie MaeCOM1,000$00.0%00.0%UnchangedHistory
L & L Energy Inc50162D100COM179$00.0%00.0%Unchanged–
Escrow Linnco LLC Com Shs Repstg Ltd Liabilityints535ESC107COM271$00.0%00.0%Unchanged–
NKTRNektar TherapeuticsCOM100$00.0%00.0%UnchangedHistory
Pershing Square Tontine Hldg71531R117*W EXP 07/24/2021,111$00.0%00.0%Unchanged–
IPDNProfessional Diversity Network, Inc.COM NEW250$00.0%00.0%UnchangedHistory
REEMFRare Element Resources LtdCommon Stock300$00.0%00.0%UnchangedHistory
RHEPRegional Health Properties, IncCOM161$00.0%00.0%UnchangedHistory
RINO International Corporation766883102COM100$00.0%00.0%Unchanged–
Titan Med Inc88830X819COM NEW33$00.0%00.0%Unchanged–
Vasamed Inc92834L102COM24,613$00.0%00.0%Unchanged–
Wave Systems Co943526608Equities43$00.0%00.0%Unchanged–
Wichita Develpoment Corp967108101COM333$00.0%00.0%Unchanged–
Liberty One Lithium Corp Com New53116A206Stock400$00.0%00.0%Unchanged–
OBEObsidian Energy Ltd.COM42$00.0%00.0%UnchangedHistory
UNRVUnrivaled Brands, Inc.COM134$00.0%00.0%UnchangedHistory
Regenicin Inc75887Q102COM7,600$00.0%00.0%Unchanged–
ICCMIceCure Medical Ltd.SHS NEW250$00.0%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK33$00.0%00.0%UnchangedHistory
BETRFBetterLife Pharma Inc.COM4,000$00.0%00.0%UnchangedHistory
Prairie Shores Incratxxx Escrow Pending739ESC010EX TRD EQ FD19$00.0%00.0%Unchanged–
Quest Rare Minerals F74836T101COM449$00.0%00.0%Unchanged–
Sefe Inc XXX Registration Revoked BY815787106COM3,000$00.0%00.0%Unchanged–
Therma-Med Inc New88342Q203COM5$00.0%00.0%Unchanged–
Total Apparel Group NXXX Registration Revoked BY89149H404COM1$00.0%00.0%Unchanged–
Contra Zogenix Inc989CVR014COM425$00.0%00.0%Unchanged–
Icoa Inc449292309COM58$00.0%+58New–
LEGLeggett & Platt IncStock25$1.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR50$1.00K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock18$1.00K<0.1%−7−28.0%ReducedHistory
DJTTrump Media & Technology Group Corp.Stock50$1.00K<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT65$1.00K<0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock14$1.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF14$1.00K<0.1%+14New–
ARK Innovation ETF00214Q104ETF30$1.00K<0.1%−180−85.7%Reduced–
ALSNAllison Transmission Holdings IncStock22$1.00K<0.1%+22NewHistory
CECelanese CorpStock12$1.00K<0.1%+12NewHistory
AKAMAkamai Technologies IncCOM10$1.00K<0.1%+10NewHistory
COINCoinbase Global, Inc.COM CL A27$1.00K<0.1%00.0%UnchangedHistory
GFLGFL Environmental Inc.SUB VTG SHS53$1.00K<0.1%+53NewHistory
STTState Street CorpCOM15$1.00K<0.1%−143−90.5%ReducedHistory
Barrick Gold Corp067901108COM50$1.00K<0.1%00.0%Unchanged–
ACADAcadia Pharmaceuticals IncCOM100$1.00K<0.1%00.0%UnchangedHistory
SAICScience Applications International CorpCOM11$1.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD44$1.00K<0.1%00.0%Unchanged–
WCNWaste Connections, Inc.COM12$1.00K<0.1%+12NewHistory
GGenpact LTDSHS22$1.00K<0.1%+22NewHistory
iShares Inc46434G772MSCI TAIWAN ETF29$1.00K<0.1%+29New–
RCIRogers Communications IncCL B11$1.00K<0.1%00.0%UnchangedHistory
EPREpr PropertiesCOM SH BEN INT14$1.00K<0.1%00.0%UnchangedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM125$1.00K<0.1%00.0%UnchangedHistory
OTEXOpen Text CorpCOM16$1.00K<0.1%+16NewHistory
ACCOAcco Brands CorpCOM188$1.00K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR8$1.00K<0.1%+8NewHistory
iShares Tr4642886613 7 YR TREAS BD7$1.00K<0.1%+7New–
NOKNokia CorpSPONSORED ADR119$1.00K<0.1%00.0%UnchangedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 350$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464289420RUS TP200 VL ETF11$1.00K<0.1%+11New–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX9$1.00K<0.1%+9New–
NCLHNorwegian Cruise Line Holdings Ltd.SHS100$1.00K<0.1%+100NewHistory
NDSNNordson CorpCOM5$1.00K<0.1%+5NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW250$1.00K<0.1%00.0%UnchangedHistory
BH.ABiglari Holdings Inc.COM STK CL A2$1.00K<0.1%00.0%UnchangedHistory
IHRTiHeartMedia, Inc.COM CL A140$1.00K<0.1%−1,200−89.6%ReducedHistory
LBRDALiberty Broadband CorpCOM SER A13$1.00K<0.1%+13NewHistory
LILALiberty Latin America Ltd.COM CL A85$1.00K<0.1%00.0%UnchangedHistory
QUBTQuantum Computing Inc.COM225$1.00K<0.1%00.0%UnchangedHistory
SANASana Biotechnology, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
Asm Pacific Technology Ltd ADR00212G108ADR48$1.00K<0.1%+48New–
Bayer AG072730302Common Stock80$1.00K<0.1%+80New–
CCLCarnival Corp Ltd.UNIT 99/99/9999100$1.00K<0.1%00.0%UnchangedHistory
Cellnex Telecom SA15117X105ADR54$1.00K<0.1%+54New–
DCTDuck Creek Technologies, Inc.SHS80$1.00K<0.1%+80NewHistory
Edenred SA-Unsp ADR279655104ADR33$1.00K<0.1%+33New–
GTBIFGreen Thumb Industries Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
LVMH Moet Hennessy Louis Vuitt502441306COM12$1.00K<0.1%00.0%Unchanged–
PLNHPlanet 13 Holdings Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
RGSRegis CorpCOM565$1.00K<0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
SUMSummit Materials, Inc.CL A60$1.00K<0.1%+60NewHistory

Sold out since Q1 2022 (41)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Bartlett & Co. LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
CERNCERNER CorpCOM15,360$1.44M<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF7,615$671.0K<0.1%–
CTICCti Biopharma CorpCOM36,500$170.0K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF1,900$154.0K<0.1%–
Pref Apt Com 6.000 Perp 27 Put74039J744ORD125$125.0K<0.1%–
STESTERIS plcCOM450$109.0K<0.1%History
Preferred Apartm 6 PFD PFD Ser A74063B450PFD100$98.0K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF500$38.0K<0.1%–
LEVLLevel One Bancorp IncCOM597$24.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock200$20.0K<0.1%History
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF245$18.0K<0.1%–
RSIRush Street Interactive, Inc.COM2,400$17.0K<0.1%History
RPCRidgepost Capital, Inc.CL A COM1,400$17.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD515$14.0K<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD140$13.0K<0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW152$11.0K<0.1%–
REFIChicago Atlantic Real Estate Finance, Inc.COM600$11.0K<0.1%History
CHXChampionX CorpCOM437$11.0K<0.1%History
ZNGAZynga IncCL A1,029$10.0K<0.1%History
CNDTCONDUENT IncCOM1,500$8.00K<0.1%History
Global X FDS37954Y426CANNABIS ETF1,500$8.00K<0.1%–
FNFFidelity National Financial, Inc.COM SHS148$7.00K<0.1%History
GTGoodyear Tire & Rubber CoCOM476$7.00K<0.1%History
BBYBest Buy Co IncStock60$6.00K<0.1%History
LKQLKQ CorpCOM129$6.00K<0.1%History
WELLWelltower Inc.REIT50$5.00K<0.1%History
ALLYAlly Financial Inc.Stock105$5.00K<0.1%History
DHIHorton D R IncCOM69$5.00K<0.1%History
ABBNYABB LtdSPONSORED ADR120$5.00K<0.1%History
PBCTPeople's United Financial, Inc.COM200$4.00K<0.1%History
NLYAnnaly Capital Management IncCOM459$3.00K<0.1%History
Lee & Man Paper Mfg LTD ADR523352102ADR500$3.00K<0.1%–
SGMOQSangamo Therapeutics, IncCOM600$3.00K<0.1%History
PPLIPeople IncCOM NEW21$2.00K<0.1%History
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM150$2.00K<0.1%History
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM150$1.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG18$1.00K<0.1%–
BBUCBrookfield Business CorpCL A EXC SUB VTG18$1.00K<0.1%History
LTHMLivent Corp.COM3$00.0%History
Preferred Apt Community Warran74063B369WT100$00.0%–
Steadymed LTD CVR XXX CVR Pending PossibleM84CVR105COM7,200$00.0%–