Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 1,086
- +680 vs. Q4 2021
- Portfolio value
- $5.72B
- −$175.5M (−3.0%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LUMNLumen Technologies, Inc. | Stock | 6 | $0 | 0.0% | +6 | New | History |
| GMEGameStop Corp. | Stock | 1 | $0 | 0.0% | +1 | New | History |
| GTXGarrett Motion Inc. | Stock | 10 | $0 | 0.0% | +10 | New | History |
| REZIResideo Technologies, Inc. | Stock | 16 | $0 | 0.0% | +16 | New | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1 | $0 | 0.0% | +1 | New | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 17 | $0 | 0.0% | +17 | New | – |
| TMUST-Mobile US, Inc. | Stock | 2 | $0 | 0.0% | +2 | New | History |
| AMSCAmerican Superconductor Corp | Stock | 36 | $0 | 0.0% | +36 | New | History |
| FUBOFuboTV Inc. | COM | 60 | $0 | 0.0% | +60 | New | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 9 | $0 | 0.0% | +9 | New | History |
| BENFranklin Templeton Inc | COM | 11 | $0 | 0.0% | +11 | New | History |
| BHFBrighthouse Financial, Inc. | COM | 8 | $0 | 0.0% | +8 | New | History |
| ASIXAdvanSix Inc. | COM | 4 | $0 | 0.0% | +4 | New | History |
| SDSandridge Energy Inc | COM NEW | 2 | $0 | 0.0% | +2 | New | History |
| Aethlon Med Inc00808Y307 | COM | 267 | $0 | 0.0% | +267 | New | – |
| Cardia Inc14140R102 | COM | 5,702 | $0 | 0.0% | +5,702 | New | – |
| DRDDrdgold Ltd | SPON ADR REPSTG | 24 | $0 | 0.0% | +24 | New | History |
| Encorium Group Inc29257R208 | COM | 52 | $0 | 0.0% | +52 | New | – |
| L & L Energy Inc50162D100 | COM | 179 | $0 | 0.0% | +179 | New | – |
| Escrow Linnco LLC Com Shs Repstg Ltd Liabilityints535ESC107 | COM | 271 | $0 | 0.0% | +271 | New | – |
| LTHMLivent Corp. | COM | 3 | $0 | 0.0% | +3 | New | History |
| Preferred Apt Community Warran74063B369 | WT | 100 | $0 | 0.0% | +100 | New | – |
| IPDNProfessional Diversity Network, Inc. | COM NEW | 250 | $0 | 0.0% | +250 | New | History |
| REEMFRare Element Resources Ltd | Common Stock | 300 | $0 | 0.0% | +300 | New | History |
| RINO International Corporation766883102 | COM | 100 | $0 | 0.0% | +100 | New | – |
| Titan Med Inc88830X819 | COM NEW | 33 | $0 | 0.0% | +33 | New | – |
| Vasamed Inc92834L102 | COM | 24,613 | $0 | 0.0% | 00.0% | Unchanged | – |
| Wave Systems Co943526608 | Equities | 43 | $0 | 0.0% | +43 | New | – |
| Wichita Develpoment Corp967108101 | COM | 333 | $0 | 0.0% | +333 | New | – |
| Liberty One Lithium Corp Com New53116A206 | Stock | 400 | $0 | 0.0% | +400 | New | – |
| OBEObsidian Energy Ltd. | COM | 42 | $0 | 0.0% | +42 | New | History |
| UNRVUnrivaled Brands, Inc. | COM | 134 | $0 | 0.0% | +134 | New | History |
| Regenicin Inc75887Q102 | COM | 7,600 | $0 | 0.0% | +7,600 | New | – |
| BETRFBetterLife Pharma Inc. | COM | 4,000 | $0 | 0.0% | +4,000 | New | History |
| Prairie Shores Incratxxx Escrow Pending739ESC010 | EX TRD EQ FD | 19 | $0 | 0.0% | +19 | New | – |
| Quest Rare Minerals F74836T101 | COM | 449 | $0 | 0.0% | +449 | New | – |
| Sefe Inc XXX Registration Revoked BY815787106 | COM | 3,000 | $0 | 0.0% | +3,000 | New | – |
| Therma-Med Inc New88342Q203 | COM | 5 | $0 | 0.0% | +5 | New | – |
| Total Apparel Group NXXX Registration Revoked BY89149H404 | COM | 1 | $0 | 0.0% | +1 | New | – |
| Contra Zogenix Inc989CVR014 | COM | 425 | $0 | 0.0% | +425 | New | – |
| Steadymed LTD CVR XXX CVR Pending PossibleM84CVR105 | COM | 7,200 | $0 | 0.0% | +7,200 | New | – |
| LEGLeggett & Platt Inc | Stock | 25 | $1.00K | <0.1% | +25 | New | History |
| NIONIO Inc. | ADR | 50 | $1.00K | <0.1% | +50 | New | History |
| ONLOrion Properties Inc. | REIT | 65 | $1.00K | <0.1% | +65 | New | History |
| TSNTyson Foods, Inc. | Stock | 14 | $1.00K | <0.1% | +14 | New | History |
| UAAUnder Armour, Inc. | Stock | 56 | $1.00K | <0.1% | +56 | New | History |
| Barrick Gold Corp067901108 | COM | 50 | $1.00K | <0.1% | +50 | New | – |
| SAICScience Applications International Corp | COM | 11 | $1.00K | <0.1% | +11 | New | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 150 | $1.00K | <0.1% | +150 | New | History |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 62 | $1.00K | <0.1% | +62 | New | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 44 | $1.00K | <0.1% | +44 | New | – |
| RCIRogers Communications Inc | CL B | 11 | $1.00K | <0.1% | +11 | New | History |
| EPREpr Properties | COM SH BEN INT | 14 | $1.00K | <0.1% | +14 | New | History |
| TDYTeledyne Technologies Inc | COM | 2 | $1.00K | <0.1% | +2 | New | History |
| NOKNokia Corp | SPONSORED ADR | 119 | $1.00K | <0.1% | +119 | New | History |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 50 | $1.00K | <0.1% | +50 | New | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 250 | $1.00K | <0.1% | +250 | New | History |
| BYNDBeyond Meat, Inc. | COM | 15 | $1.00K | <0.1% | +15 | New | History |
| BH.ABiglari Holdings Inc. | COM STK CL A | 2 | $1.00K | <0.1% | +2 | New | History |
| LILALiberty Latin America Ltd. | COM CL A | 85 | $1.00K | <0.1% | +85 | New | History |
| QUBTQuantum Computing Inc. | COM | 225 | $1.00K | <0.1% | +225 | New | History |
| SANASana Biotechnology, Inc. | COM | 100 | $1.00K | <0.1% | +100 | New | History |
| UAUnder Armour, Inc. | CL C | 56 | $1.00K | <0.1% | +56 | New | History |
| FNMAFederal National Mortgage Association Fannie Mae | COM | 1,000 | $1.00K | <0.1% | +1,000 | New | History |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 25 | $1.00K | <0.1% | +25 | New | – |
| NKTRNektar Therapeutics | COM | 100 | $1.00K | <0.1% | +100 | New | History |
| Pershing Square Tontine Hldg71531R117 | *W EXP 07/24/202 | 1,111 | $1.00K | <0.1% | +1,111 | New | – |
| RGSRegis Corp | COM | 565 | $1.00K | <0.1% | +565 | New | History |
| RHEPRegional Health Properties, Inc | COM | 161 | $1.00K | <0.1% | +161 | New | History |
| SEELSeelos Therapeutics, Inc. | COM | 1,000 | $1.00K | <0.1% | +1,000 | New | History |
| VXRTVaxart, Inc. | COM NEW | 200 | $1.00K | <0.1% | +200 | New | History |
| Brookfield Asset Mgmt ReinsG16169107 | CL A EXCH LT VTG | 18 | $1.00K | <0.1% | +18 | New | – |
| ICCMIceCure Medical Ltd. | SHS NEW | 250 | $1.00K | <0.1% | +250 | New | History |
| TSVT2seventy bio, Inc. | COMMON STOCK | 33 | $1.00K | <0.1% | +33 | New | History |
| BBUCBrookfield Business Corp | CL A EXC SUB VTG | 18 | $1.00K | <0.1% | +18 | New | History |
| PCGPG&E Corp | Stock | 200 | $2.00K | <0.1% | +200 | New | History |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 13 | $2.00K | <0.1% | +13 | New | – |
| WABWestinghouse Air Brake Technologies Corp | Stock | 25 | $2.00K | <0.1% | +25 | New | History |
| VODVodafone Group Public Ltd Co | ADR | 98 | $2.00K | <0.1% | +98 | New | History |
| SAPSAP SE | ADR | 14 | $2.00K | <0.1% | +14 | New | History |
| BRBRBellring Brands, Inc. | Stock | 74 | $2.00K | <0.1% | +74 | New | History |
| ACADAcadia Pharmaceuticals Inc | COM | 100 | $2.00K | <0.1% | +100 | New | History |
| PPLIPeople Inc | COM NEW | 21 | $2.00K | <0.1% | +21 | New | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 42 | $2.00K | <0.1% | +42 | New | – |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 63 | $2.00K | <0.1% | +63 | New | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 125 | $2.00K | <0.1% | +125 | New | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 150 | $2.00K | <0.1% | +150 | New | History |
| IXOrix Corp | SPONSORED ADR | 23 | $2.00K | <0.1% | +23 | New | History |
| ACCOAcco Brands Corp | COM | 188 | $2.00K | <0.1% | +188 | New | History |
| PEGPublic Service Enterprise Group Inc | COM | 35 | $2.00K | <0.1% | +35 | New | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 12 | $2.00K | <0.1% | +12 | New | History |
| LDOSLeidos Holdings, Inc. | COM | 22 | $2.00K | <0.1% | +22 | New | History |
| TPRTapestry, Inc. | COM | 60 | $2.00K | <0.1% | +60 | New | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 100 | $2.00K | <0.1% | +100 | New | History |
| GTBIFGreen Thumb Industries Inc. | COM | 100 | $2.00K | <0.1% | +100 | New | History |
| Integrys E45822P204 | PFD | 93 | $2.00K | <0.1% | +93 | New | – |
| LVMH Moet Hennessy Louis Vuitt502441306 | COM | 12 | $2.00K | <0.1% | +12 | New | – |
| SNFIStark Novus Financial Inc. | COM CL A | 500 | $2.00K | <0.1% | +500 | New | History |
| Nordea Bank Abp - Spon ADR65558R109 | ADR | 184 | $2.00K | <0.1% | +184 | New | – |
| ODPODP Corp | COM | 44 | $2.00K | <0.1% | +44 | New | History |
Sold out since Q4 2021 (6)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| XLNXXilinx Inc | COM | 6,225 | $1.32M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 10,121 | $695.0K | <0.1% | – |
| Gabelli Divid36242H708 | PFD | 10,395 | $261.0K | <0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 5,213 | $226.0K | <0.1% | – |
| Mindpix Corp Com New602673204 | EX TRD EQ FD | 1,200,000 | $1.00K | <0.1% | – |
| Centergroup Financial151993755 | COM | 42,742 | $0 | 0.0% | – |