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Livermore
Livermore
ZHEN

Colony Group, LLC

SEC CIK
0001542153
Latest filing
Aug 12, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
1,552
+315 vs. Q2 2024
Portfolio value
$30.0B
+$310.7M (+1.0%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of Colony Group, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Atech (Parent) Resolution Corp.00973N102COM12,302$1.10K<0.1%+12,302New–
VIRXViracta Therapeutics, Inc.COM14,000$3.24K<0.1%+14,000NewHistory
VXRTVaxart, Inc.COM NEW10,000$8.49K<0.1%00.0%UnchangedHistory
Summit Hotel Pptys Inc866082AA8NOTE 1.500% 2/110,000$9.40K<0.1%00.0%Unchanged–
Chefs Whse Inc163086AB7NOTE 1.875%12/010,000$10.5K<0.1%00.0%Unchanged–
URGUr-Energy IncCOM10,000$11.9K<0.1%+10,000NewHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/115,000$14.2K<0.1%00.0%Unchanged–
ARBKArgo Blockchain PlcADS11,800$14.3K<0.1%+300+2.6%AddedHistory
NRDYNerdy Inc.CL A COM15,459$15.2K<0.1%+15,459NewHistory
IMMXImmix Biopharma, Inc.COM11,900$17.7K<0.1%00.0%UnchangedHistory
AMPXAmprius Technologies, Inc.COMMON STOCK15,980$17.7K<0.1%+15,980NewHistory
NINENine Energy Service, Inc.COM17,315$19.6K<0.1%+17,315NewHistory
JOBGEE Group Inc.COM75,084$19.6K<0.1%+75,084NewHistory
PERFPerfect Corp.CL A ORD SHS11,375$21.8K<0.1%+11,375NewHistory
LABStandard Biotools Inc.COM13,002$25.1K<0.1%+13,002NewHistory
DRIODarioHealth Corp.COM NEW24,048$26.9K<0.1%+24,048NewHistory
AAMEAtlantic American CorpCOM18,335$31.2K<0.1%+18,335NewHistory
ORGOOrganogenesis Holdings Inc.COM12,366$35.4K<0.1%+12,366NewHistory
New Gold Inc Cda644535106COM12,458$35.9K<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 220,900$36.8K<0.1%+20,900NewHistory
VATEINNOVATE Corp.COM NEW10,000$37.0K<0.1%+10,000NewHistory
BBBLACKBERRY LtdCOM14,371$37.7K<0.1%+14,371NewHistory
ABEVAmbev S.A.SPONSORED ADR17,241$42.1K<0.1%+17,241NewHistory
GALTGalectin Therapeutics IncCOM NEW16,734$46.0K<0.1%+16,734NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW19,801$48.5K<0.1%−459−2.3%ReducedHistory
EPMEvolution Petroleum CorpCOM10,223$54.3K<0.1%+10,223NewHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM12,892$58.7K<0.1%+12,892NewHistory
PBAPembina Pipeline CorpCOM39,250$61.5K<0.1%+39,250NewHistory
BLUEbluebird bio, Inc.COM118,500$61.6K<0.1%+600+0.5%AddedHistory
SVMSilvercorp Metals IncCOM14,300$62.5K<0.1%+14,300NewHistory
BEEPMobile Infrastructure CorpCOM SHS19,110$62.7K<0.1%+19,110NewHistory
RIGTransocean Ltd.REGISTERED SHS14,886$63.3K<0.1%−515−3.3%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR15,321$64.0K<0.1%+15,321NewHistory
MTTRMatterport, Inc.COM CL A14,383$64.7K<0.1%+14,383NewHistory
ABUSArbutus Biopharma CorpCOM17,821$68.6K<0.1%+17,821NewHistory
NXDRNextdoor Holdings, Inc.COM CL A29,115$72.2K<0.1%+29,115NewHistory
ACHRArcher Aviation Inc.Stock24,000$72.7K<0.1%+24,000NewHistory
MVISMicrovision, Inc.COM NEW67,027$76.4K<0.1%−67,029−50.0%ReducedHistory
TELFYTelefonica S ASPONSORED ADR15,735$76.5K<0.1%+15,735NewHistory
QUADQuad/Graphics, Inc.COM CL A17,500$79.5K<0.1%+17,500NewHistory
FFFutureFuel Corp.COM13,985$80.4K<0.1%+13,985NewHistory
FATEFate Therapeutics IncCOM23,653$82.8K<0.1%−253−1.1%ReducedHistory
PSNLPersonalis, Inc.COM15,533$83.6K<0.1%+15,533NewHistory
NKLANikola CorpCOM NEW18,421$84.4K<0.1%−10.0%ReducedHistory
TLSTelos CorpCOM25,259$90.7K<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM20,280$92.1K<0.1%+20,280NewHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD13,887$92.3K<0.1%+13,887NewHistory
DSWLDeswell Industries IncCOM37,249$92.4K<0.1%−17,676−32.2%ReducedHistory
SIEBSiebert Financial CorpCOM36,800$93.1K<0.1%+36,800NewHistory
AURAurora Innovation, Inc.CLASS A COM16,479$97.6K<0.1%+16,479NewHistory
LCIDLucid Group, Inc.COM28,370$100.1K<0.1%−25,076−46.9%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT23,440$100.3K<0.1%+23,440NewHistory
AEGAegon Ltd.AMER REG 1 CERT15,711$100.4K<0.1%−38,547−71.0%ReducedHistory
INFNInfinera CorpCOM14,921$100.7K<0.1%+2,721+22.3%AddedHistory
CFSBCFSB Bancorp, Inc.COM15,000$103.5K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A10,265$108.4K<0.1%+10,265NewHistory
NOTEFiscalNote Holdings, Inc.COMMON STOCK85,894$109.9K<0.1%+85,894NewHistory
AHRTAH Realty Trust, Inc.COM10,401$112.6K<0.1%+133+1.3%AddedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS11,463$117.7K<0.1%+11,463NewHistory
UMCUnited Microelectronics CorpSPON ADR NEW14,178$119.4K<0.1%+14,178NewHistory
ADEAAdeia Inc.COM10,041$119.6K<0.1%+10,041NewHistory
DSUBlackRock Debt Strategies Fund, Inc.COM NEW10,879$120.0K<0.1%+10,879NewHistory
LUMNLumen Technologies, Inc.Stock17,066$121.2K<0.1%+17,066NewHistory
WITWipro LtdSPON ADR 1 SH18,927$122.6K<0.1%+18,927NewHistory
NWLNewell Brands Inc.Stock16,162$124.1K<0.1%+16,162NewHistory
TGBTrekor Metals LtdCOM50,000$126.0K<0.1%+50,000NewHistory
RITMRithm Capital Corp.REIT11,140$126.4K<0.1%+11,140NewHistory
GCVGabelli Convertible & Income Securities Fund IncCOM35,000$128.4K<0.1%+35,000NewHistory
Starz Entertainment Corp535919500CL B NON VTG18,850$130.4K<0.1%+50+0.3%Added–
PCMPCM Fund, Inc.COM16,901$135.0K<0.1%+16,901NewHistory
RWTRedwood Trust IncCOM17,676$136.6K<0.1%+17,676NewHistory
LOCOEl Pollo Loco Holdings, Inc.COM10,000$137.0K<0.1%+10,000NewHistory
MPTMedical Properties Trust IncCOM23,583$138.0K<0.1%−4,390−15.7%ReducedHistory
TCSContainer Store Group, Inc.COM NEW14,937$138.3K<0.1%+14,937NewHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR12,776$138.5K<0.1%+12,776NewHistory
VVRInvesco Senior Income TrustCOM35,000$142.4K<0.1%−39,400−53.0%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR11,421$144.3K<0.1%+11,421NewHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER14,035$146.7K<0.1%+14,035NewHistory
Schwab Charles Family FD808515530AMT TAX FREE MNY150,000$150.0K<0.1%+150,000New–
WUWestern Union COStock12,740$152.0K<0.1%+12,740NewHistory
CALYCallaway Golf CoCOM13,900$152.6K<0.1%−13,758−49.7%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,481$153.6K<0.1%+10,481NewHistory
ZVIAZevia PBCCL A142,934$154.4K<0.1%+142,934NewHistory
ESCAEscalade IncCOM11,208$157.7K<0.1%+11,208NewHistory
KGCKinross Gold CorpCOM16,856$157.8K<0.1%+16,856NewHistory
CERSCerus CorpCOM91,200$158.7K<0.1%−91,200−50.0%ReducedHistory
Amplify ETF Tr032108631AMPLIFY ALTERNAT41,552$159.9K<0.1%+41,552New–
VODVodafone Group Public Ltd CoADR16,498$165.3K<0.1%+16,498NewHistory
HNWPioneer Diversified High Income Fund, Inc.COM13,586$167.1K<0.1%−3,082−18.5%ReducedHistory
HTBKHeritage Commerce CorpCOM17,304$171.0K<0.1%−782−4.3%ReducedHistory
SANBanco Santander, S.A.ADR33,619$171.5K<0.1%+33,619NewHistory
JFRNuveen Floating Rate Income FundCOM19,520$172.2K<0.1%00.0%UnchangedHistory
RESRPC IncCOM28,188$179.3K<0.1%+28,188NewHistory
NMRKNewmark Group, Inc.CL A11,576$179.8K<0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM15,464$185.1K<0.1%+27+0.2%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS13,584$186.9K<0.1%−6,855−33.5%ReducedHistory
LXPLXP Industrial TrustCOM18,631$187.2K<0.1%+4,572+32.5%AddedHistory
RELYRemitly Global, Inc.COM14,064$188.3K<0.1%+14,064NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM18,500$188.3K<0.1%+18,500NewHistory
PLTKPlaytika Holding Corp.COM24,115$191.0K<0.1%+24,115NewHistory

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Colony Group, LLC in Q3 2024
SecurityClassPutsCalls
NVIDIA Corporation67066G954PUT$13.7M–
Vanguard Index FDS922908959PUT$12.7M–
JPMorgan Chase & Co46625H950PUT$6.33M–
Apple Inc037833950PUT$4.17M–
Broadcom Inc11135F951PUT$2.59M–
AMZNAmazon Com IncStock$2.46M–
Microsoft Corp594918954PUT$2.45M–
KKR & Co Inc48251W954PUT$2.30M–
SPDR S&P 500 ETF Tr78462F903CALL$1.09M–
AbbVie Inc00287Y959PUT$1.09M–
Lilly Eli & Co532457958PUT$797.3K–
Alphabet Inc02079K957PUT$769.1K–
Thermo Fisher Scientific Inc883556902CALL$618.6K–
Select Sector SPDR Tr81369Y956PUT$500.5K–
Axon Enterprise Inc05464C951COM$359.6K–

Sold out since Q2 2024 (181)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 181 by value last quarter.

Positions of Colony Group, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
TOSTToast, Inc.Stock1,684,716$43.5M0.1%History
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR835,197$41.4M0.1%–
CSGPCostar Group, Inc.COM518,680$38.5M0.1%History
NUNu Holdings Ltd.ORD SHS CL A2,454,149$31.6M0.1%History
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH368,537$27.7M0.1%–
KVYOKlaviyo, Inc.COM SER A1,062,600$25.9M0.1%History
iShares Tr46434V613CORE UNIVRSL USD544,420$24.6M0.1%–
MTNVail Resorts IncCOM127,740$23.0M0.1%History
DASHDoorDash, Inc.Stock200,281$21.8M0.1%History
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF239,245$14.6M<0.1%–
Fidelity Covington Trust316092352BLUE CHIP GRWTH329,956$14.4M<0.1%–
EXPEExpedia Group, Inc.Stock106,414$13.4M<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A1,036,542$11.7M<0.1%History
Gmo ETF Trust90139K100US QUALITY ETF351,873$11.1M<0.1%–
Vanguard Index FDS922908959PUT39,923$10.7M<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I168,953$9.98M<0.1%–
Cambria ETF Tr132061300CAMBRIA FGN SHR317,612$8.63M<0.1%–
WisdomTree Tr97717W505US MIDCAP DIVID170,407$7.97M<0.1%–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT124,133$6.91M<0.1%–
iShares Tr464288448INTL SEL DIV ETF228,556$6.44M<0.1%–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ107,302$6.13M<0.1%–
iShares Tr464289867CORE 60 BALA ETF94,606$5.38M<0.1%–
Columbia ETF Tr II19762B202EM CORE EX ETF155,382$4.96M<0.1%–
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT123,434$4.86M<0.1%–
NVIDIA Corporation67066G954PUT38,000$4.70M<0.1%–
QLYSQualys, Inc.COM27,549$3.93M<0.1%History
FNDFloor & Decor Holdings, Inc.CL A37,666$3.74M<0.1%History
First Trust Cloud Computing ETF33734X192ETF34,273$3.27M<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ27,625$2.95M<0.1%–
iShares Tr464289875CORE 40 MODE ETF67,946$2.94M<0.1%–
COMPCompass, Inc.CL A634,368$2.76M<0.1%History
Apple Inc037833950PUT12,800$2.70M<0.1%–
iShares Tr464287838U.S. BAS MTL ETF15,288$2.20M<0.1%–
REFRResearch Frontiers IncCOM998,672$2.05M<0.1%History
CATCCambridge BancorpCOM28,490$2.03M<0.1%History
Bondbloxx ETF Trust09789C879JP MOR USD 1 ETF47,755$1.96M<0.1%–
Vanguard World FD921910840MEGA CAP VAL ETF15,940$1.91M<0.1%–
WisdomTree Tr97717W109US TOTAL DIVIDND25,469$1.86M<0.1%–
GNTXGentex CorpCOM50,460$1.72M<0.1%History
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF85,512$1.70M<0.1%–
THGHanover Insurance Group, Inc.COM12,806$1.63M<0.1%History
SPDR Index Shs FDS78463X533ST MAR DIVID ETF45,792$1.62M<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF14,685$1.51M<0.1%–
iShares Tr46435G243ESG AWRE 1 5 YR61,008$1.50M<0.1%–
iShares Inc464286392MSCI WORLD ETF9,564$1.43M<0.1%–
NBBKNB Bancorp, Inc.COM82,000$1.36M<0.1%History
RPDRapid7, Inc.COM32,192$1.34M<0.1%History
ENPHEnphase Energy, Inc.Stock13,012$1.30M<0.1%History
FHTXFoghorn Therapeutics Inc.COM215,690$1.29M<0.1%History
Morgan Stanley ETF Trust61774R809EATON VANCE HIGH23,905$1.27M<0.1%–
iShares Tr464289859CORE 80 20 ETF16,200$1.22M<0.1%–
SCIService Corp InternationalCOM16,634$1.19M<0.1%History
MLKNMillerknoll, Inc.COM42,466$1.15M<0.1%History
IPGInterpublic Group of Companies, Inc.COM37,416$1.10M<0.1%History
HNSTHonest Company, Inc.COM318,674$1.07M<0.1%History
SPDR S&P 500 ETF Tr78462F953PUT1,900$1.03M<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH6,597$1.02M<0.1%–
KNSLKinsale Capital Group, Inc.Stock2,542$979.0K<0.1%History
UHAL.BU-Haul Holding CoCOM SER N15,709$943.0K<0.1%History
STLDSteel Dynamics IncCOM6,876$899.0K<0.1%History
GLPGlobal Partners LPCOM UNITS21,802$888.0K<0.1%History
SSBSouthState Bank CorpCOM11,330$866.0K<0.1%History
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF25,546$856.0K<0.1%–
CPBCAMPBELL'S CoCOM18,472$834.0K<0.1%History
PENNPENN Entertainment, Inc.COM42,720$827.0K<0.1%History
OSCROscar Health, Inc.CL A50,599$800.0K<0.1%History
NEOGNeogen CorpCOM49,018$792.0K<0.1%History
ARCCAres Capital CorpCEF37,779$787.0K<0.1%History
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN15,550$782.0K<0.1%–
MMSMaximus, Inc.COM8,096$694.0K<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM63,100$680.0K<0.1%History
TEAMAtlassian CorpCL A3,841$679.0K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS120,000$666.0K<0.1%History
AMGAffiliated Managers Group, Inc.Stock4,141$647.0K<0.1%History
GHYPGIM Global High Yield Fund, Inc.COM54,468$647.0K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF13,122$644.0K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF28,245$594.0K<0.1%–
GKOSGLAUKOS CorpCOM4,868$588.0K<0.1%History
VLYValley National BancorpCOM79,654$579.0K<0.1%History
RKLBRocket Lab CorpCOM108,000$568.0K<0.1%History
Ea Series Trust02072L565ALPHA ARCH 1-34,940$533.0K<0.1%–
SMCISuper Micro Computer, Inc.COM650$533.0K<0.1%History
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,639$528.0K<0.1%History
NOVTNovanta IncCOM3,043$527.0K<0.1%History
NXHNeighborhood Intelligence, Inc.COM64,800$518.0K<0.1%History
iShares Inc464286608MSCI EURZONE ETF10,298$511.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS6,032$506.0K<0.1%–
GHGuardant Health, Inc.COM17,435$504.0K<0.1%History
First Tr Exchange Traded FD33738R118NASD TECH DIV6,237$472.0K<0.1%–
JAZZJazz Pharmaceuticals plcSHS USD4,220$450.0K<0.1%History
iShares Tr46429B333GNMA BOND ETF10,313$448.0K<0.1%–
Select Sector SPDR Tr81369Y956PUT4,900$447.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW36,843$444.0K<0.1%History
ISDPGIM High Yield Bond Fund, Inc.COM32,000$412.0K<0.1%History
MTGMgic Investment CorpCOM18,898$408.0K<0.1%History
SUMSummit Materials, Inc.CL A10,697$392.0K<0.1%History
VFCV F CorpStock28,772$386.0K<0.1%History
ATRCAtriCure, Inc.COM16,140$384.0K<0.1%History
PPLIPeople IncCOM NEW8,097$379.0K<0.1%History
CEMClearBridge MLP & Midstream Fund Inc.COM8,000$379.0K<0.1%History