CWM, LLC
- SEC CIK
- 0001535847
- Latest filing
- May 14, 2026
Holdings in Q2 2024
Holdings as of Jun 30, 2024, filed Jul 10, 2024. Long positions only; changes compare share counts with Q1 2024.
- Positions
- 4,958
- +201 vs. Q1 2024
- Portfolio value
- $21.2B
- +$646.9M (+3.1%) vs. Q1 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RDNWRideNow Group, Inc. | COM CL B | 30 | $0 | 0.0% | 00.0% | Unchanged | History |
| SANASana Biotechnology, Inc. | COM | 67 | $0 | 0.0% | +3+4.7% | Added | History |
| SMTISanara MedTech Inc. | COM | 3 | $0 | 0.0% | +2+200.0% | Added | History |
| SMHISEACOR Marine Holdings Inc. | COM | 32 | $0 | 0.0% | +32 | New | History |
| SRGSeritage Growth Properties | CL A | 84 | $0 | 0.0% | +80+2,000.0% | Added | History |
| SESSES AI Corp | CL A COM | 233 | $0 | 0.0% | +211+959.1% | Added | History |
| SGHTSight Sciences, Inc. | COM | 13 | $0 | 0.0% | +11+550.0% | Added | History |
| SAMGSilvercrest Asset Management Group Inc. | CL A | 30 | $0 | 0.0% | +29+2,900.0% | Added | History |
| SKYXSKYX Platforms Corp. | COM | 218 | $0 | 0.0% | +207+1,881.8% | Added | History |
| SNDLSNDL Inc. | COM | 207 | $0 | 0.0% | +47+29.4% | Added | History |
| SSTISoundthinking, Inc. | COM | 40 | $0 | 0.0% | +40 | New | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 96 | $0 | 0.0% | +65+209.7% | Added | History |
| STRSStratus Properties Inc | COM NEW | 13 | $0 | 0.0% | −173−93.0% | Reduced | History |
| SMMTSummit Therapeutics Inc. | COM | 11 | $0 | 0.0% | +5+83.3% | Added | History |
| TNGXTango Therapeutics, Inc. | COM | 6 | $0 | 0.0% | +4+200.0% | Added | History |
| TASKTaskUs, Inc. | CLASS A COM | 30 | $0 | 0.0% | +30 | New | History |
| TNYATenaya Therapeutics, Inc. | COM | 21 | $0 | 0.0% | +20+2,000.0% | Added | History |
| TDUPThredUp Inc. | CL A | 95 | $0 | 0.0% | +87+1,087.5% | Added | History |
| CURVTorrid Holdings Inc. | COM | 51 | $0 | 0.0% | +48+1,600.0% | Added | History |
| TRVITrevi Therapeutics, Inc. | COM | 33 | $0 | 0.0% | +30+1,000.0% | Added | History |
| TYRATyra Biosciences, Inc. | COM | 10 | $0 | 0.0% | +9+900.0% | Added | History |
| ULBIUltralife Corp | COM | 20 | $0 | 0.0% | −305−93.8% | Reduced | History |
| USCBUscb Financial Holdings, Inc. | CLASS A COM | 31 | $0 | 0.0% | +31 | New | History |
| VHIValhi Inc | COM | 28 | $0 | 0.0% | +28 | New | History |
| VALUValue Line Inc | COM | 6 | $0 | 0.0% | +6 | New | History |
| VERAVera Therapeutics, Inc. | CL A | 10 | $0 | 0.0% | +9+900.0% | Added | History |
| VERIVeritone, Inc. | COM | 29 | $0 | 0.0% | +28+2,800.0% | Added | History |
| VUZIVuzix Corp | COM NEW | 324 | $0 | 0.0% | +133+69.6% | Added | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 161 | $0 | 0.0% | +136+544.0% | Added | History |
| WVVIWillamette Valley Vineyards Inc | COM | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| ZNTLZentalis Pharmaceuticals, Inc. | COM | 75 | $0 | 0.0% | +36+92.3% | Added | History |
| ZVIAZevia PBC | CL A | 399 | $0 | 0.0% | +395+9,875.0% | Added | History |
| AFCGAdvanced Flower Capital Inc. | COM | 33 | $0 | 0.0% | +11+50.0% | Added | History |
| ADVAdvantage Solutions Inc. | COM CL A | 98 | $0 | 0.0% | +98 | New | History |
| AIMAIM ImmunoTech Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 206 | $0 | 0.0% | +196+1,960.0% | Added | – |
| ALLKAllakos Inc. | COM | 389 | $0 | 0.0% | +360+1,241.4% | Added | History |
| AMLIFAmerican Lithium Corp. | COM | 200 | $0 | 0.0% | −125−38.5% | Reduced | History |
| AMWLAmerican Well Corp | CL A | 633 | $0 | 0.0% | −3,949−86.2% | Reduced | History |
| ASXCAsensus Surgical, Inc. | COM | 82 | $0 | 0.0% | +82 | New | History |
| ATRIAtrion Corp | COM | 1 | $0 | 0.0% | −2−66.7% | Reduced | History |
| Avidity Biosciences, Inc.05370A108 | COM | 8 | $0 | 0.0% | +8 | New | – |
| XAIRBeyond Air, Inc. | COM | 418 | $0 | 0.0% | +338+422.5% | Added | History |
| BIGGQFormer BL Stores Inc | COM | 24 | $0 | 0.0% | +18+300.0% | Added | History |
| BMRABiomerica Inc | COM NEW | 75 | $0 | 0.0% | +75 | New | History |
| BIVIBiovie Inc. | CL A NEW | 215 | $0 | 0.0% | +215 | New | History |
| BMEZBlackRock Health Sciences Term Trust | COM SHS | 1 | $0 | 0.0% | −10,565−100.0% | Reduced | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 1 | $0 | 0.0% | −200−99.5% | Reduced | History |
| TVRDTvardi Therapeutics, Inc. | COM | 970 | $0 | 0.0% | −373−27.8% | Reduced | History |
| CDLXCardlytics, Inc. | COM | 10 | $0 | 0.0% | +5+100.0% | Added | History |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 184 | $0 | 0.0% | +171+1,315.4% | Added | History |
| CWBCCommunity West Bancshares | COM | 25 | $0 | 0.0% | +25 | New | History |
| TCSContainer Store Group, Inc. | COM | 750 | $0 | 0.0% | 00.0% | Unchanged | History |
| CUECue Biopharma, Inc. | COM | 62 | $0 | 0.0% | +60+3,000.0% | Added | History |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 500 | $0 | 0.0% | 00.0% | Unchanged | – |
| CUTRCutera Inc | COM | 7 | $0 | 0.0% | +7 | New | History |
| Cybin Ord23256X100 | COM | 900 | $0 | 0.0% | 00.0% | Unchanged | – |
| DNMRDanimer Scientific, Inc. | COM CL A | 452 | $0 | 0.0% | −978−68.4% | Reduced | History |
| DMTKDermTech, Inc. | COM | 109 | $0 | 0.0% | −338−75.6% | Reduced | History |
| DMRCDigimarc Corp | COM | 10 | $0 | 0.0% | +10 | New | History |
| DZSIDZS Inc. | COM | 426 | $0 | 0.0% | +426 | New | History |
| HYPDHyperion Defi, Inc. | COM | 72 | $0 | 0.0% | +71+7,100.0% | Added | History |
| FCELFuelcell Energy Inc | COM | 763 | $0 | 0.0% | −2,351−75.5% | Reduced | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| GBIOGeneration Bio Co. | COM | 26 | $0 | 0.0% | +24+1,200.0% | Added | History |
| MAGNMagnera Corp | COM | 231 | $0 | 0.0% | +228+7,600.0% | Added | History |
| EAFGraftech International Ltd | COM | 201 | $0 | 0.0% | +201 | New | History |
| GRTSGritstone bio, Inc. | COM | 47 | $0 | 0.0% | +47 | New | History |
| SCPXScorpius Holdings, Inc. | COM | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| IGMSIGM Biosciences, Inc. | COM | 9 | $0 | 0.0% | +8+800.0% | Added | History |
| INZYInozyme Pharma, Inc. | COM | 14 | $0 | 0.0% | +11+366.7% | Added | History |
| Invesco Exchange Traded FD T46137V159 | S&P SPIN OFF | 6 | $0 | 0.0% | 00.0% | Unchanged | – |
| iShares Tr46429B200 | CHINA SM-CAP ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| BNKKBonk, Inc. | COM NEW | 146 | $0 | 0.0% | +73+100.0% | Added | History |
| KALVKalVista Pharmaceuticals, Inc. | COM | 30 | $0 | 0.0% | +30 | New | History |
| KZRKezar Life Sciences, Inc. | COM | 79 | $0 | 0.0% | +79 | New | History |
| TBHCBrand House Collective, Inc. | COM | 40 | $0 | 0.0% | +40 | New | History |
| LGL Group Inc50186A132 | *W EXP 11/16/202 | 500 | $0 | 0.0% | 00.0% | Unchanged | – |
| GORVLazydays Holdings, Inc. | COM | 41 | $0 | 0.0% | +41 | New | History |
| Listed FD Tr53656F664 | TRUESHARES STRCT | 5 | $0 | 0.0% | +5 | New | – |
| Listed FD Tr53656F672 | TRUESHARES DEC | 11 | $0 | 0.0% | +11 | New | – |
| Listed FD Tr53656F680 | TRUESHARES NOV | 5 | $0 | 0.0% | +5 | New | – |
| Listed FD Tr53656F748 | TRUESHARES STRUC | 6 | $0 | 0.0% | +6 | New | – |
| Listed FD Tr53656F821 | TRUESHS TECH AI | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| LBPHLongboard Pharmaceuticals, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| LLLL Flooring Holdings, Inc. | COM | 73 | $0 | 0.0% | −4,045−98.2% | Reduced | History |
| MRNSMarinus Pharmaceuticals, Inc. | COM NEW | 5 | $0 | 0.0% | +5 | New | History |
| MACKMerrimack Pharmaceuticals Inc | COM NEW | 22 | $0 | 0.0% | +17+340.0% | Added | History |
| MRSNMersana Therapeutics, Inc. | COM | 49 | $0 | 0.0% | +44+880.0% | Added | History |
| MBCNMiddlefield Banc Corp | COM NEW | 14 | $0 | 0.0% | +12+600.0% | Added | History |
| MODVModivCare Inc | COM | 10 | $0 | 0.0% | −380−97.4% | Reduced | History |
| NKLANikola Corp | COM | 50 | $0 | 0.0% | +3+6.5% | AddedConverted for a 1-for-30 split | History |
| NDLSNOODLES & Co | COM CL A | 289 | $0 | 0.0% | +289 | New | History |
| OPTNOptiNose, Inc. | COM | 60 | $0 | 0.0% | +53+757.1% | Added | History |
| VIVSVivoSim Labs, INC. | COM NEW | 80 | $0 | 0.0% | 00.0% | Unchanged | History |
| PASGPassage BIO, Inc. | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| PBPBPotbelly Corp | COM | 32 | $0 | 0.0% | +28+700.0% | Added | History |
| ProShares Tr74347B169 | ONLINE RTL ETF | 7 | $0 | 0.0% | 00.0% | Unchanged | – |
| ProShares Tr74347R131 | SHRT HGH YIELD | 10 | $0 | 0.0% | +10 | New | – |
| ProShares Tr74347X823 | ULTRPRO DOW30 | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q1 2024 (157)
Positions held at the end of Q1 2024 that are gone from this filing.
The largest 100 of 157 by value last quarter.
| Security | Class | Shares in Q1 2024 | Value in Q1 2024 | % of portfolio in Q1 2024 | History |
|---|---|---|---|---|---|
| PXDPioneer Natural Resources Co | COM | 9,040 | $2.37M | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 48,316 | $1.23M | <0.1% | – |
| Ea Series Trust02072L375 | TBG DIVID FO ETF | 23,602 | $697.0K | <0.1% | – |
| Columbia ETF Tr I19761L607 | MULTI SEC MUNI | 32,220 | $666.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 9,055 | $477.0K | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 6,960 | $446.0K | <0.1% | – |
| COOCooper Companies, Inc. | COM NEW | 3,637 | $369.0K | <0.1% | History |
| Columbia ETF Tr I19761L300 | SUSTANABLE US | 7,536 | $336.0K | <0.1% | – |
| LBAILakeland Bancorp Inc | COM | 17,542 | $212.0K | <0.1% | History |
| DOORMasonite International Corp | COM | 1,494 | $196.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 6,535 | $186.0K | <0.1% | – |
| OZBelpointe PREP, LLC | UNIT RP LTD LB A | 2,520 | $153.0K | <0.1% | History |
| KAMNKAMAN Corp | COM | 2,677 | $123.0K | <0.1% | History |
| QGENQiagen N.V. | SHS NEW | 2,236 | $96.0K | <0.1% | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 1,659 | $95.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 273 | $89.0K | <0.1% | History |
| LAZLazard, Inc. | SHS A | 1,969 | $82.0K | <0.1% | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 1,484 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 1,993 | $65.0K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 1,000 | $63.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188408 | LOW DURTIN ETF | 1,250 | $62.0K | <0.1% | – |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 3,466 | $58.0K | <0.1% | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 3,500 | $58.0K | <0.1% | History |
| Fidelity Covington Trust31609A107 | ENHANCED LARGE | 1,765 | $52.0K | <0.1% | – |
| Alps ETF Tr00162Q593 | MED BREAKTHGH | 1,400 | $50.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 2,303 | $49.0K | <0.1% | – |
| CPECallon Petroleum Co | COM | 1,254 | $45.0K | <0.1% | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 1,066 | $44.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 903 | $44.0K | <0.1% | – |
| Investment Managers Ser Tr I46144X107 | AXS CHANGE FINAN | 1,172 | $43.0K | <0.1% | – |
| American Centy ETF Tr025072208 | US QUALITY VAL | 650 | $38.0K | <0.1% | – |
| Fidelity Covington Trust31609A503 | ENH MID COR ETF | 1,196 | $37.0K | <0.1% | – |
| First Tr Energy Income & Gro33738G104 | COM | 2,210 | $36.0K | <0.1% | – |
| Fidelity Covington Trust316092527 | SML MID MLTFCT | 857 | $33.0K | <0.1% | – |
| Aim ETF Products Trust00888H836 | US LRG CP BUF10 | 900 | $27.0K | <0.1% | – |
| AELAmerican National Group Inc. | COM | 467 | $26.0K | <0.1% | History |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 852 | $23.0K | <0.1% | – |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 3,032 | $20.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V118 | GBL LISTED PVT | 276 | $18.0K | <0.1% | – |
| Proshares Ultrapro Short Qqq - US ETP74347G432 | Exchange-Traded Fund | 1,700 | $18.0K | <0.1% | – |
| Natura &CO Hldg S A63884N108 | ADS | 2,409 | $17.0K | <0.1% | – |
| Dimensional ETF Trust25434V823 | US REAL ESTA ETF | 729 | $16.0K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 400 | $15.0K | <0.1% | – |
| CMBTCmb.tech NV | SHS | 847 | $14.0K | <0.1% | History |
| iShares Tr46429B507 | MSCI IRELAND ETF | 186 | $13.0K | <0.1% | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 160 | $12.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430305 | ACTIVEBETA EUR | 341 | $12.0K | <0.1% | – |
| SPSP Plus Corp | COM | 225 | $12.0K | <0.1% | History |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 322 | $11.0K | <0.1% | – |
| AFBAlliancebernstein National Municipal Income Fund | COM | 1,000 | $11.0K | <0.1% | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 1,000 | $11.0K | <0.1% | History |
| TGBTrekor Metals Ltd | COM | 5,000 | $11.0K | <0.1% | History |
| Aim ETF Products Trust00888H851 | US LRGCP B10 NOV | 340 | $10.0K | <0.1% | – |
| FSMFortuna Mining Corp. | COM | 2,673 | $10.0K | <0.1% | History |
| NSNuStar Energy L.P. | UNIT COM | 372 | $9.00K | <0.1% | History |
| iShares Tr464288794 | US BR DEL SE ETF | 72 | $8.00K | <0.1% | – |
| Harbor ETF Trust41151J109 | ARES SYSTEMATIC | 156 | $7.00K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 143 | $7.00K | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 1,781 | $7.00K | <0.1% | – |
| First Tr MLP & Energy Incom33739B104 | COM | 700 | $7.00K | <0.1% | – |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 510 | $7.00K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 118 | $6.00K | <0.1% | – |
| MDRXVeradigm Inc. | COM | 755 | $6.00K | <0.1% | History |
| Global X FDS37954Y350 | X EMERGING MKT | 285 | $6.00K | <0.1% | – |
| NMSNuveen Minnesota Quality Municipal Income Fund | SHS | 573 | $6.00K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 1,064 | $6.00K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 92 | $6.00K | <0.1% | History |
| RBB FD Inc74933W635 | MOTLEY FOOL GBL | 184 | $6.00K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E594 | KBW PREM YIELD | 250 | $5.00K | <0.1% | – |
| iShares Tr46435G417 | CR 5 10 YR ETF | 108 | $5.00K | <0.1% | – |
| OIAInvesco Municipal Income Opportunities Trust | COM | 830 | $5.00K | <0.1% | History |
| MPTIM-tron Industries, Inc. | COM | 150 | $5.00K | <0.1% | History |
| CMAXCareMax, Inc. | COM CL A | 1,135 | $5.00K | <0.1% | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 440 | $5.00K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 353 | $4.00K | <0.1% | History |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 109 | $4.00K | <0.1% | – |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 138 | $4.00K | <0.1% | – |
| BWMXBetterware de Mexico, S.A.P.I. de C.V | SHS | 180 | $4.00K | <0.1% | History |
| AGTIAgiliti, Inc. | COM | 348 | $4.00K | <0.1% | History |
| TXTernium S.A. | SPONSORED ADS | 61 | $3.00K | <0.1% | History |
| HESMHess Midstream LP | CL A SHS | 73 | $3.00K | <0.1% | History |
| DACDanaos Corp | SHS | 35 | $3.00K | <0.1% | History |
| NECBNorthEast Community Bancorp, Inc. | COM | 216 | $3.00K | <0.1% | History |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 283 | $3.00K | <0.1% | History |
| PFIEProfire Energy Inc | COM | 1,464 | $3.00K | <0.1% | History |
| Exscientia PLC30223G102 | ADS | 450 | $3.00K | <0.1% | – |
| TGANTransphorm, Inc. | COM | 649 | $3.00K | <0.1% | History |
| BLCOBausch & Lomb Corp | COMMON SHARES | 183 | $3.00K | <0.1% | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 33 | $2.00K | <0.1% | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 44 | $2.00K | <0.1% | – |
| HURCHurco Companies Inc | COM | 100 | $2.00K | <0.1% | History |
| Global X FDS37954Y772 | LNTY THMTC ETF | 75 | $2.00K | <0.1% | – |
| ELTKEltek Ltd | SHS | 146 | $2.00K | <0.1% | History |
| ADTHAdTheorent Holding Company, Inc. | COM | 758 | $2.00K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G888 | SHORT TERM ETF | 10 | $1.00K | <0.1% | – |
| TACTransalta Corp | COM | 133 | $1.00K | <0.1% | History |
| Angel Oak Funds Trust03463K760 | INCOME ETF | 30 | $1.00K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 16 | $1.00K | <0.1% | – |
| Franklin Templeton ETF Tr35473P488 | US TREAS BD ETF | 46 | $1.00K | <0.1% | – |
| Angel Oak Funds Trust03463K752 | OAK ULTRASHORT | 17 | $1.00K | <0.1% | – |