CWM, LLC
- SEC CIK
- 0001535847
- Latest filing
- May 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only.
- Positions
- 3,701
- No filing for Q3 2021
- Portfolio value
- $14.2B
- No filing for Q3 2021
CWM, LLC did not file a 13F for Q3 2021, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 5 | $0 | 0.0% | – | – | – |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 1 | $0 | 0.0% | – | – | – |
| LNTHLantheus Holdings, Inc. | Stock | 6 | $0 | 0.0% | – | – | History |
| LINDLindblad Expeditions Holdings, Inc. | Stock | 9 | $0 | 0.0% | – | – | History |
| HUCKHuckleberry.ai, Inc. | Stock | 8 | $0 | 0.0% | – | – | History |
| BEEMBeam Global | COM | 18 | $0 | 0.0% | – | – | History |
| ESPREsperion Therapeutics, Inc. | COM | 50 | $0 | 0.0% | – | – | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 27 | $0 | 0.0% | – | – | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 2 | $0 | 0.0% | – | – | History |
| PRVAPrivia Health Group, Inc. | COM | 5 | $0 | 0.0% | – | – | History |
| ARRYArray Technologies, Inc. | COM SHS | 5 | $0 | 0.0% | – | – | History |
| KTFDWS Municipal Income Trust | COM | 3 | $0 | 0.0% | – | – | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 19 | $0 | 0.0% | – | – | History |
| ARQTArcutis Biotherapeutics, Inc. | COM | 22 | $0 | 0.0% | – | – | History |
| CALXCalix, Inc | COM | 4 | $0 | 0.0% | – | – | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 5 | $0 | 0.0% | – | – | History |
| Townebank Portsmouth Va89214P109 | COM | 12 | $0 | 0.0% | – | – | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 9 | $0 | 0.0% | – | – | – |
| ERIEErie Indemnity Co | CL A | 1 | $0 | 0.0% | – | – | History |
| NTBBank of N.T. Butterfield & Son Ltd | SHS NEW | 4 | $0 | 0.0% | – | – | History |
| TALOTalos Energy Inc. | COM | 17 | $0 | 0.0% | – | – | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 8 | $0 | 0.0% | – | – | – |
| CARGCarGurus, Inc. | COM CL A | 5 | $0 | 0.0% | – | – | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 5 | $0 | 0.0% | – | – | History |
| AGYSAgilysys Inc | COM | 9 | $0 | 0.0% | – | – | History |
| FOURShift4 Payments, Inc. | CL A | 6 | $0 | 0.0% | – | – | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 84 | $0 | 0.0% | – | – | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 3 | $0 | 0.0% | – | – | History |
| VISNVistance Networks, Inc. | COM | 40 | $0 | 0.0% | – | – | History |
| CUZCousins Properties Inc | COM NEW | 6 | $0 | 0.0% | – | – | History |
| WSBCWesbanco Inc | COM | 13 | $0 | 0.0% | – | – | History |
| CGNTCognyte Software Ltd. | ORD SHS | 2 | $0 | 0.0% | – | – | History |
| ESNTEssent Group Ltd. | COM | 3 | $0 | 0.0% | – | – | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 27 | $0 | 0.0% | – | – | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 17 | $0 | 0.0% | – | – | History |
| ALHCAlignment Healthcare, Inc. | COM | 7 | $0 | 0.0% | – | – | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 12 | $0 | 0.0% | – | – | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 29 | $0 | 0.0% | – | – | History |
| GGBGerdau S.A. | SPON ADR REP PFD | 95 | $0 | 0.0% | – | – | History |
| INSMINSMED Inc | COM PAR $.01 | 14 | $0 | 0.0% | – | – | History |
| EBSEmergent BioSolutions Inc. | COM | 3 | $0 | 0.0% | – | – | History |
| PAHCPhibro Animal Health Corp | CL A COM | 22 | $0 | 0.0% | – | – | History |
| COURCoursera, Inc. | COM | 5 | $0 | 0.0% | – | – | History |
| SHCSotera Health Co | COM | 5 | $0 | 0.0% | – | – | History |
| LXFRLuxfer Holdings PLC | SHS | 12 | $0 | 0.0% | – | – | History |
| DUOLDuolingo, Inc. | CL A COM | 3 | $0 | 0.0% | – | – | History |
| KFRCKforce Inc | COM | 3 | $0 | 0.0% | – | – | History |
| BBIOBridgeBio Pharma, Inc. | COM | 15 | $0 | 0.0% | – | – | History |
| SONOSonos Inc | COM | 4 | $0 | 0.0% | – | – | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 28 | $0 | 0.0% | – | – | History |
| LEVILevi Strauss & Co | CL A COM STK | 4 | $0 | 0.0% | – | – | History |
| iShares Inc464286871 | MSCI HONG KG ETF | 11 | $0 | 0.0% | – | – | – |
| FTITechnipFMC plc | COM | 44 | $0 | 0.0% | – | – | History |
| XMTRXometry, Inc. | CLASS A COM | 8 | $0 | 0.0% | – | – | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 9 | $0 | 0.0% | – | – | History |
| URBNUrban Outfitters Inc | COM | 12 | $0 | 0.0% | – | – | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 4 | $0 | 0.0% | – | – | History |
| JGHNuveen Global High Income Fund | SHS | 17 | $0 | 0.0% | – | – | History |
| LEGNLegend Biotech Corp | SPONSORED ADS | 10 | $0 | 0.0% | – | – | History |
| AGIOAgios Pharmaceuticals, Inc. | COM | 7 | $0 | 0.0% | – | – | History |
| PCTYPaylocity Holding Corp | COM | 1 | $0 | 0.0% | – | – | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 10 | $0 | 0.0% | – | – | History |
| PACBPacific Biosciences of California, Inc. | COM | 19 | $0 | 0.0% | – | – | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 6 | $0 | 0.0% | – | – | History |
| TSHATaysha Gene Therapies, Inc. | COM SHS | 25 | $0 | 0.0% | – | – | History |
| UMHUmh Properties, Inc. | COM | 10 | $0 | 0.0% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 2 | $0 | 0.0% | – | – | History |
| ESIElement Solutions Inc | COM | 7 | $0 | 0.0% | – | – | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 41 | $0 | 0.0% | – | – | History |
| PSNParsons Corp | COM | 14 | $0 | 0.0% | – | – | History |
| STXSStereotaxis, Inc. | COM NEW | 67 | $0 | 0.0% | – | – | History |
| SUNSunoco LP | COM UT REP LP | 1 | $0 | 0.0% | – | – | History |
| CSTLCastle Biosciences Inc | COM | 2 | $0 | 0.0% | – | – | History |
| TEITempleton Emerging Markets Income Fund | COM | 3 | $0 | 0.0% | – | – | History |
| XPROExpro Ltd | COM | 7 | $0 | 0.0% | – | – | History |
| CNXCNX Resources Corp | COM | 36 | $0 | 0.0% | – | – | History |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 4 | $0 | 0.0% | – | – | History |
| ENICEnel Chile S.A. | SPONSORED ADR | 269 | $0 | 0.0% | – | – | History |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 13 | $0 | 0.0% | – | – | – |
| Fidelity Covington Trust316092329 | FIDELITY MAGELAN | 6 | $0 | 0.0% | – | – | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 4 | $0 | 0.0% | – | – | – |
| STGWStagwell Inc | COM CL A | 47 | $0 | 0.0% | – | – | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 13 | $0 | 0.0% | – | – | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 1 | $0 | 0.0% | – | – | – |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 8 | $0 | 0.0% | – | – | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 10 | $0 | 0.0% | – | – | History |
| AMTXAemetis, Inc | COM NEW | 19 | $0 | 0.0% | – | – | History |
| ALLOAllogene Therapeutics, Inc. | COM | 14 | $0 | 0.0% | – | – | History |
| ASRVAmeriserv Financial Inc | COM | 86 | $0 | 0.0% | – | – | History |
| ATEXAnterix Inc. | COM | 2 | $0 | 0.0% | – | – | History |
| APYXApyx Medical Corp | COM | 37 | $0 | 0.0% | – | – | History |
| ABUSArbutus Biopharma Corp | COM | 10 | $0 | 0.0% | – | – | History |
| RCUSArcus Biosciences, Inc. | COM | 10 | $0 | 0.0% | – | – | History |
| AMBPArdagh Metal Packaging S.A. | SHS | 18 | $0 | 0.0% | – | – | History |
| ATOMAtomera Inc | COM | 19 | $0 | 0.0% | – | – | History |
| CARAvis Budget Group, Inc. | COM | 2 | $0 | 0.0% | – | – | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 9 | $0 | 0.0% | – | – | History |
| BBWBuild-A-Bear Workshop Inc | COM | 16 | $0 | 0.0% | – | – | History |
| BYRNByrna Technologies Inc. | COM NEW | 25 | $0 | 0.0% | – | – | History |
| CERSCerus Corp | COM | 21 | $0 | 0.0% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $781.0K | $2.95M |
| AMDAdvanced Micro Devices Inc | Stock | – | $18.0K |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $18.0K |
| SONYSony Group Corp | SPONSORED ADR | – | $13.0K |
| FFord Motor Co | Stock | – | $10.0K |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | – | $9.00K |
| AAPLApple Inc. | Stock | $1.00K | $8.00K |
| AMZNAmazon Com Inc | Stock | – | $5.00K |
| METAMeta Platforms, Inc. | Stock | – | $4.00K |
| TGTTarget Corp | Stock | – | $4.00K |
| INTCIntel Corp | Stock | $2.00K | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | – | $2.00K |
| PLTRPalantir Technologies Inc. | Stock | – | $2.00K |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | – | $2.00K |
| USOUnited States Oil Fund, LP | UNITS | – | $2.00K |
| SNAPSnap Inc | Stock | – | $1.00K |
| MSFTMicrosoft Corp | Stock | $1.00K | – |
| DISWalt Disney Co | Stock | – | $1.00K |
| UBERUber Technologies, Inc | Stock | – | $1.00K |
| LYFTLyft, Inc. | CL A COM | – | $1.00K |
| iShares Tr464287556 | ISHARES BIOTECH | – | $1.00K |
| MDBMongoDB, Inc. | CL A | $1.00K | – |