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Livermore
Livermore
ZHEN

CWM, LLC

SEC CIK
0001535847
Latest filing
May 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Sep 15, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,008
0 vs. Q1 2021
Portfolio value
$12.5B
$0 (0.0%) vs. Q1 2021
Filed
Sep 15, 2021
AmendedSEC
Holdings of CWM, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VVVValvoline IncCOM29$1.00K<0.1%00.0%UnchangedHistory
HALOHalozyme Therapeutics, Inc.COM27$1.00K<0.1%00.0%UnchangedHistory
YELPYelp IncCL A34$1.00K<0.1%00.0%UnchangedHistory
KBKB Financial Group Inc.SPONSORED ADR20$1.00K<0.1%00.0%UnchangedHistory
AMHAmerican Homes 4 RentCL A27$1.00K<0.1%00.0%UnchangedHistory
CNDTCONDUENT IncCOM162$1.00K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X459ST STR SP GLBDIV16$1.00K<0.1%00.0%Unchanged–
SRPTSarepta Therapeutics, Inc.COM16$1.00K<0.1%00.0%UnchangedHistory
MTHMeritage Homes CORPCOM8$1.00K<0.1%00.0%UnchangedHistory
ESIElement Solutions IncCOM35$1.00K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM122$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B291A RATE CP BD ETF19$1.00K<0.1%00.0%Unchanged–
CORTCorcept Therapeutics IncCOM37$1.00K<0.1%00.0%UnchangedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A30$1.00K<0.1%00.0%UnchangedHistory
INVAInnoviva, Inc.COM40$1.00K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM10$1.00K<0.1%00.0%UnchangedHistory
VVXV2X, Inc.COM25$1.00K<0.1%00.0%UnchangedHistory
NOMDNomad Foods LtdUSD ORD SHS49$1.00K<0.1%00.0%UnchangedHistory
WKCWorld Kinect CorpCOM23$1.00K<0.1%00.0%UnchangedHistory
SPBSpectrum Brands Holdings, Inc.COM13$1.00K<0.1%00.0%UnchangedHistory
LKFTLakefront Biotherapeutics NVSPON ADR8$1.00K<0.1%00.0%UnchangedHistory
EGHT8X8 IncCOM21$1.00K<0.1%00.0%UnchangedHistory
BCHBank of ChileSPONSORED ADS55$1.00K<0.1%00.0%UnchangedHistory
BWENBroadwind, Inc.COM NEW300$1.00K<0.1%00.0%UnchangedHistory
HCMHUTCHMED (China) LtdSPONSORED ADS21$1.00K<0.1%00.0%UnchangedHistory
KOPNKopin CorpCOM70$1.00K<0.1%00.0%UnchangedHistory
NAVINavient CorpCOM77$1.00K<0.1%00.0%UnchangedHistory
PUBMPubMatic, Inc.COM CL A30$1.00K<0.1%00.0%UnchangedHistory
RYAMRayonier Advanced Materials Inc.COM75$1.00K<0.1%00.0%UnchangedHistory
USLMUnited States Lime & Minerals IncCOM10$1.00K<0.1%00.0%UnchangedHistory
VNDAVanda Pharmaceuticals Inc.COM41$1.00K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT224$1.00K<0.1%00.0%UnchangedHistory
AIFApollo Tactical Income Fund Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM45$1.00K<0.1%00.0%UnchangedHistory
DSUBlackRock Debt Strategies Fund, Inc.COM NEW54$1.00K<0.1%00.0%UnchangedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS53$1.00K<0.1%00.0%UnchangedHistory
BOXLBoxlight CorpCOM CL A250$1.00K<0.1%00.0%UnchangedHistory
BTGB2GOLD CorpCOM263$1.00K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A100$1.00K<0.1%00.0%UnchangedHistory
KRSAKorsana Biosciences, Inc.COM297$1.00K<0.1%00.0%UnchangedHistory
DHILDiamond Hill Investment Group IncCOM NEW7$1.00K<0.1%00.0%UnchangedHistory
UFSDomtar CORPCOM NEW10$1.00K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G706WEDBUSH VID GAME12$1.00K<0.1%00.0%Unchanged–
EXKEndeavour Silver CorpCOM148$1.00K<0.1%00.0%UnchangedHistory
FTSIFTS International, Inc.COM NEW CL A28$1.00K<0.1%00.0%UnchangedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM33$1.00K<0.1%00.0%UnchangedHistory
GRAW R Grace & CoCOM9$1.00K<0.1%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM78$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288505MRGSTR SM CP ETF20$1.00K<0.1%−60−75.0%ReducedConverted for a 4-for-1 split–
KNLKnoll IncCOM NEW40$1.00K<0.1%00.0%UnchangedHistory
SCDLMP Capital & Income Fund Inc.COM74$1.00K<0.1%00.0%UnchangedHistory
MDCSekisui House U.S., Inc.COM25$1.00K<0.1%00.0%UnchangedHistory
Magic Software Enterprises L559166103ORD82$1.00K<0.1%00.0%Unchanged–
DOORMasonite International CorpCOM8$1.00K<0.1%00.0%UnchangedHistory
MBRXMoleculin Biotech, Inc.COM334$1.00K<0.1%00.0%UnchangedHistory
Natura &CO Hldg S A63884N108ADS23$1.00K<0.1%00.0%Unchanged–
Nuveen Select Tax Free Incom67063X100SH BEN INT47$1.00K<0.1%00.0%Unchanged–
IMDXInsight Molecular Diagnostics Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR111$1.00K<0.1%00.0%UnchangedHistory
VIVSVivoSim Labs, INC.COM NEW80$1.00K<0.1%00.0%UnchangedHistory
PGTIPGT Innovations, Inc.COM40$1.00K<0.1%00.0%UnchangedHistory
Pershing Square Tontine Hldg71531R109COM CL A50$1.00K<0.1%00.0%Unchanged–
POLAPolar Power, Inc.COM150$1.00K<0.1%00.0%UnchangedHistory
Polymet MNG Corp731916409COM NEW150$1.00K<0.1%00.0%Unchanged–
DTILPrecision Biosciences IncCOM114$1.00K<0.1%00.0%UnchangedHistory
RGSRegis CorpCOM160$1.00K<0.1%00.0%UnchangedHistory
RVICRetail Value Inc.COM23$1.00K<0.1%00.0%UnchangedHistory
RMORomeo Power, Inc.COM103$1.00K<0.1%00.0%UnchangedHistory
SAGESage Therapeutics, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
2nd Vote FDS81386P1082NDVOTE LIFE NEU32$1.00K<0.1%00.0%Unchanged–
2nd Vote FDS81386P3062ND VOTE SOCIETY31$1.00K<0.1%00.0%Unchanged–
SNESSenesTech, Inc.COM NEW500$1.00K<0.1%00.0%UnchangedHistory
SRNESorrento Therapeutics, Inc.COM NEW150$1.00K<0.1%00.0%UnchangedHistory
STCNSteel Connect LLCCOM500$1.00K<0.1%00.0%UnchangedHistory
SUMSummit Materials, Inc.CL A43$1.00K<0.1%00.0%UnchangedHistory
TGNATegna IncCOM52$1.00K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM300$1.00K<0.1%00.0%UnchangedHistory
TYTRI-CONTINENTAL CorpCOM20$1.00K<0.1%00.0%UnchangedHistory
TWC Tech Hldgs II Corp90117G204UNIT 09/10/202550$1.00K<0.1%00.0%Unchanged–
UNGUnited States Natural Gas Fund, LPUNIT PAR104$1.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F767INDIA GRWTH LDR18$1.00K<0.1%00.0%Unchanged–
Voxeljet AG92912L206ADS60$1.00K<0.1%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS50$1.00K<0.1%00.0%UnchangedHistory
ENDPEndo International plcSHS218$1.00K<0.1%00.0%UnchangedHistory
Galileo Acquisition CorpG3770A102SHS60$1.00K<0.1%00.0%Unchanged–
KNSAKiniksa Pharmaceuticals International, plcCOM CL A55$1.00K<0.1%00.0%UnchangedHistory
Redball Acquisition CorpG7417R105COM CL A100$1.00K<0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG82514103SHS CL A50$1.00K<0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG8251L105SHS CL A100$1.00K<0.1%00.0%Unchanged–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/2026100$1.00K<0.1%00.0%Unchanged–
Gabelli Equity Tr Inc362397218RIGHT 07/14/202112,560$1.00K<0.1%00.0%Unchanged–
MMATMeta Materials Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
ACIWAci Worldwide, Inc.Stock49$2.00K<0.1%00.0%UnchangedHistory
Defiance Quantum ETF26922A420ETF50$2.00K<0.1%00.0%Unchanged–
FLRFluor CorpStock105$2.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y780INTERNET OF THNG50$2.00K<0.1%00.0%Unchanged–
BMOBank of MontrealCOM24$2.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF20$2.00K<0.1%00.0%Unchanged–
DNOWDNOW Inc.COM259$2.00K<0.1%00.0%UnchangedHistory

Options (40)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CWM, LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$784.0K$19.2M
AMCAMC Entertainment Holdings, Inc.CL A COM–$49.0K
USOUnited States Oil Fund, LPUNITS–$24.0K
AMZNAmazon Com IncStock–$11.0K
INTCIntel CorpStock$11.0K–
METAMeta Platforms, Inc.Stock$3.00K$5.00K
DOCUDocuSign, Inc.Stock–$8.00K
AMDAdvanced Micro Devices IncStock–$7.00K
PLTRPalantir Technologies Inc.Stock–$7.00K
PINSPinterest, Inc.CL A–$7.00K
SNAPSnap IncStock–$5.00K
FFord Motor CoStock–$5.00K
Global X Lithium & Battery Tech ETF37954Y855ETF–$5.00K
TGTTarget CorpStock–$5.00K
LYFTLyft, Inc.CL A COM–$5.00K
SONYSony Group CorpSPONSORED ADR–$5.00K
AAPLApple Inc.Stock–$4.00K
FSLYFastly, Inc.CL A–$4.00K
TLRYTilray Brands, Inc.COM CL 2–$4.00K
SPCEVirgin Galactic Holdings, IncCOM–$4.00K
MSFTMicrosoft CorpStock$3.00K–
UBERUber Technologies, IncStock–$3.00K
CLOVClover Health Investments, Corp.COM CL A–$3.00K
VanEck Semiconductor ETF92189F676ETF–$2.00K
iShares Tr464287556ISHARES BIOTECH–$2.00K
CMRCCommerce.com, Inc.COM SER 1–$2.00K
AYXAlteryx, Inc.COM CL A–$2.00K
EXPREXP OldCo Winddown, Inc.COM–$2.00K
FTNTFortinet, Inc.Stock$1.00K–
ADBEAdobe Inc.Stock$1.00K–
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
State Street SPDR S&P Biotech ETF78464A870ETF–$1.00K
DISWalt Disney CoStock–$1.00K
Global X FDS37954Y624AUTONMOUS EV ETF–$1.00K
BBWBuild-A-Bear Workshop IncCOM–$1.00K
BBBY20230930-DK-Butterfly-1, Inc.COM–$1.00K
CGCCanopy Growth CorpCOM–$1.00K
Mudrick Capital Acqu Corp II62477L107COM CL A–$1.00K
BFXBowflex Inc.COM–$1.00K
Social Capital Hedosopha HLDG8251L105SHS CL A–$1.00K