Usca Ria LLC
- SEC CIK
- 0001525212
- Latest filing
- Jul 28, 2021
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jul 28, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 570
- +45 vs. Q1 2021
- Portfolio value
- $1.65B
- +$127.1M (+8.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Eros STX Global CorporationG3788M114 | SHS NEW | 15,000 | $23.0K | <0.1% | −23,000−60.5% | Reduced | – |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | 25,000 | $26.0K | <0.1% | +25,000 | New | – |
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | 30,000 | $30.0K | <0.1% | +30,000 | New | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 40,000 | $43.0K | <0.1% | +40,000 | New | – |
| Portman Ridge Fin Corp73688F102 | COM | 22,092 | $53.0K | <0.1% | +12,000+118.9% | Added | – |
| Yamana Gold Inc98462Y100 | COM | 13,012 | $55.0K | <0.1% | 00.0% | Unchanged | – |
| BNGOBionano Genomics, Inc. | COM | 10,000 | $73.0K | <0.1% | +10,000 | New | History |
| SIRISirius XM Holdings Inc. | COM | 11,900 | $78.0K | <0.1% | 00.0% | Unchanged | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 18,287 | $91.0K | <0.1% | 00.0% | Unchanged | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 40,000 | $102.0K | <0.1% | 00.0% | Unchanged | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 12,500 | $103.0K | <0.1% | +12,500 | New | History |
| Pretium Res Inc74139C102 | COM | 11,000 | $105.0K | <0.1% | 00.0% | Unchanged | – |
| SEISolaris Energy Infrastructure, Inc. | COM CL A | 10,939 | $107.0K | <0.1% | +112+1.0% | Added | History |
| AGIAlamos Gold Inc | Stock | 14,100 | $108.0K | <0.1% | 00.0% | Unchanged | History |
| Silvercrest Metals Inc828363101 | COM | 12,500 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| SLCAU.S. Silica Holdings, Inc. | COM | 10,000 | $116.0K | <0.1% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 22,180 | $118.0K | <0.1% | +500+2.3% | Added | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 11,550 | $134.0K | <0.1% | −50−0.4% | Reduced | History |
| Tech and Energy Transition87823R201 | UNIT 03/31/2028 | 14,100 | $140.0K | <0.1% | +14,100 | New | – |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 22,000 | $167.0K | <0.1% | −100−0.5% | Reduced | History |
| KIOKKR Income Opportunities Fund | COM | 10,520 | $175.0K | <0.1% | 00.0% | Unchanged | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 20,000 | $176.0K | <0.1% | −5,000−20.0% | Reduced | History |
| PRPermian Resources Corp | CL A | 27,050 | $183.0K | <0.1% | 00.0% | Unchanged | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 12,522 | $192.0K | <0.1% | −4,569−26.7% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 569 | $200.0K | <0.1% | +569 | New | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 21,716 | $202.0K | <0.1% | +1,000+4.8% | Added | History |
| IPInternational Paper Co | COM | 3,299 | $202.0K | <0.1% | +3,299 | New | History |
| ETRNMidstream Co LLC | COM | 23,770 | $202.0K | <0.1% | −1,501−5.9% | Reduced | History |
| Columbia ETF Tr I19761L607 | MULTI SEC MUNI | 8,976 | $203.0K | <0.1% | +8,976 | New | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,420 | $204.0K | <0.1% | +11,420 | New | History |
| AAPAdvance Auto Parts Inc | COM | 1,000 | $205.0K | <0.1% | +1,000 | New | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 11,960 | $206.0K | <0.1% | 00.0% | Unchanged | History |
| IVZInvesco Ltd. | Stock | 7,772 | $208.0K | <0.1% | +7,772 | New | History |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 12,411 | $210.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,936 | $211.0K | <0.1% | +3,936 | New | – |
| CARRCarrier Global Corp | Stock | 4,413 | $214.0K | <0.1% | −12,703−74.2% | Reduced | History |
| PAASPan American Silver Corp | Stock | 7,600 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| LYFTLyft, Inc. | CL A COM | 3,595 | $217.0K | <0.1% | −2,704−42.9% | Reduced | History |
| MUXMcEwen Inc. | COM | 156,900 | $217.0K | <0.1% | +50,000+46.8% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 3,439 | $218.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchng Traded FD VI33740F771 | FT VEST US | 6,369 | $218.0K | <0.1% | 00.0% | Unchanged | – |
| CoreSite Realty Corp21870Q105 | COM | 1,636 | $220.0K | <0.1% | +1,636 | New | – |
| DKNGDraftKings Inc. | COM CL A | 4,225 | $220.0K | <0.1% | +4,225 | New | History |
| MGAMagna International Inc | COM | 2,402 | $222.0K | <0.1% | −600−20.0% | Reduced | History |
| MRVLMarvell Technology, Inc. | COM | 3,820 | $223.0K | <0.1% | +3,820 | New | History |
| SPESpecial Opportunities Fund, Inc. | COM | 14,800 | $225.0K | <0.1% | +14,800 | New | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 10,758 | $226.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,590 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 3,000 | $228.0K | <0.1% | +3,000 | New | – |
| LINLinde PLC | SHS | 797 | $230.0K | <0.1% | +15+1.9% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 106 | $232.0K | <0.1% | +106 | New | History |
| HOLXHologic Inc | COM | 3,476 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab International Equity ETF808524805 | ETF | 5,907 | $233.0K | <0.1% | +5,907 | New | – |
| UBERUber Technologies, Inc | Stock | 4,663 | $234.0K | <0.1% | +4,663 | New | History |
| ILMNIllumina, Inc. | COM | 500 | $237.0K | <0.1% | +500 | New | History |
| iShares Inc464286145 | MSCI FRONTIER | 7,155 | $237.0K | <0.1% | +7,155 | New | – |
| GDDYGoDaddy Inc. | CL A | 2,760 | $240.0K | <0.1% | −290−9.5% | Reduced | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 1,490 | $241.0K | <0.1% | 00.0% | Unchanged | – |
| USDPUSD Partners LP | COM UT REP LTD | 32,033 | $242.0K | <0.1% | −5,552−14.8% | Reduced | History |
| AMATApplied Materials Inc | Stock | 1,711 | $244.0K | <0.1% | +22+1.3% | Added | History |
| EQTEQT Corp | Stock | 11,000 | $245.0K | <0.1% | −6,500−37.1% | Reduced | History |
| DHRDanaher Corp | Stock | 918 | $246.0K | <0.1% | +17+1.9% | Added | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 2,950 | $246.0K | <0.1% | −50−1.7% | Reduced | – |
| SOFISoFi Technologies, Inc. | Stock | 13,000 | $249.0K | <0.1% | +13,000 | New | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 7,174 | $251.0K | <0.1% | +7,174 | New | – |
| Atlantica Sustainable Infr PG0751N103 | SHS | 6,750 | $251.0K | <0.1% | 00.0% | Unchanged | – |
| RGRSturm Ruger & Co Inc | Stock | 2,800 | $252.0K | <0.1% | +2,800 | New | History |
| FOXFox Corp | CL B COM | 7,151 | $252.0K | <0.1% | +10.0% | Added | History |
| ACBAurora Cannabis Inc | COM | 28,027 | $253.0K | <0.1% | +3,008+12.0% | Added | History |
| PETQPetIQ, Inc. | COM CL A | 6,600 | $255.0K | <0.1% | +6,600 | New | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,823 | $260.0K | <0.1% | 00.0% | Unchanged | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 15,100 | $260.0K | <0.1% | −5,000−24.9% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 636 | $261.0K | <0.1% | +5+0.8% | Added | History |
| NWNNorthwest Natural Holding Co | COM | 5,000 | $263.0K | <0.1% | 00.0% | Unchanged | History |
| MVFBlackRock Munivest Fund, Inc. | COM | 27,300 | $263.0K | <0.1% | 00.0% | Unchanged | History |
| VICIVici Properties Inc. | COM | 8,495 | $264.0K | <0.1% | +8,495 | New | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 10,000 | $266.0K | <0.1% | 00.0% | Unchanged | – |
| TELLTellurian Inc. | COM | 57,340 | $267.0K | <0.1% | +5,000+9.6% | Added | History |
| ETSYEtsy Inc | COM | 1,300 | $268.0K | <0.1% | +1,300 | New | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 5,746 | $269.0K | <0.1% | 00.0% | Unchanged | – |
| RBLXRoblox Corp | Stock | 3,000 | $270.0K | <0.1% | +3,000 | New | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,500 | $270.0K | <0.1% | 00.0% | Unchanged | – |
| KHCKraft Heinz Co | Stock | 6,654 | $271.0K | <0.1% | +85+1.3% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 2,738 | $272.0K | <0.1% | −80−2.8% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 4,000 | $273.0K | <0.1% | +4,000 | New | – |
| Neovasc Inc64065J304 | COM | 300,000 | $276.0K | <0.1% | +156,000+108.3% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 4,649 | $277.0K | <0.1% | −94−2.0% | Reduced | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 12,963 | $278.0K | <0.1% | 00.0% | Unchanged | History |
| AEMAgnico Eagle Mines Ltd | Stock | 4,609 | $279.0K | <0.1% | 00.0% | Unchanged | History |
| AGFirst Majestic Silver Corp | COM | 17,700 | $280.0K | <0.1% | +1,000+6.0% | Added | History |
| SSRMSSR Mining Inc. | Stock | 17,998 | $281.0K | <0.1% | +1,018+6.0% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 1,897 | $283.0K | <0.1% | +282+17.5% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 7,911 | $288.0K | <0.1% | 00.0% | Unchanged | – |
| MPLXMPLX LP | COM UNIT REP LTD | 10,207 | $302.0K | <0.1% | 00.0% | Unchanged | History |
| LMNDLemonade, Inc. | Stock | 2,800 | $306.0K | <0.1% | +150+5.7% | Added | History |
| GANGAN Ltd | ORD SHS | 18,800 | $309.0K | <0.1% | +8,700+86.1% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 20,080 | $315.0K | <0.1% | +8,600+74.9% | Added | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 15,475 | $318.0K | <0.1% | −1,635−9.6% | Reduced | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 6,173 | $322.0K | <0.1% | 00.0% | Unchanged | – |
| SCMStellus Capital Investment Corp | COM | 25,600 | $322.0K | <0.1% | +25,600 | New | History |
Sold out since Q1 2021 (21)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46434V613 | CORE UNIVRSL USD | 179,886 | $9.49M | 0.6% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 49,870 | $6.49M | 0.4% | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 109,636 | $5.61M | 0.4% | – |
| iShares Inc464286525 | MSCI GBL MIN VOL | 34,649 | $3.42M | 0.2% | – |
| IGIWestern Asset Investment Grade Opportunity Trust Inc. | COM | 111,173 | $2.38M | 0.2% | History |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 110,475 | $2.11M | 0.1% | History |
| Western Asset Mun Def Opp Tr95768A109 | COM | 75,605 | $1.60M | 0.1% | – |
| John Hancock Exchange Traded47804J842 | MULTIFACTR SML | 39,945 | $1.35M | 0.1% | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 11,597 | $1.17M | 0.1% | – |
| CTXSCitrix Systems Inc | COM | 7,500 | $1.05M | 0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 21,336 | $905.0K | 0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 33,216 | $807.0K | 0.1% | – |
| MRNAModerna, Inc. | Stock | 5,375 | $704.0K | <0.1% | History |
| BlackRock Munienhanced FD IN09253Y100 | COM | 52,308 | $618.0K | <0.1% | – |
| OTISOtis Worldwide Corp | Stock | 8,394 | $575.0K | <0.1% | History |
| SGENSeagen Inc. | COM | 3,060 | $425.0K | <0.1% | History |
| MCOMoodys Corp | Stock | 762 | $228.0K | <0.1% | History |
| NDAQNasdaq, Inc. | COM | 1,500 | $221.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 10,647 | $160.0K | <0.1% | – |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $130.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 18,900 | $88.0K | <0.1% | – |