Polygon Management Ltd.
- SEC CIK
- 0001515070
- Latest filing
- Aug 12, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 29
- −2 vs. Q4 2023
- Portfolio value
- $363.7M
- −$30.3M (−7.7%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 18,898 | $153 | <0.1% | 00.0% | Unchanged | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 16,639 | $1.09K | <0.1% | 00.0% | Unchanged | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 25,020 | $4.50K | <0.1% | 00.0% | Unchanged | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 24,121 | $5.19K | <0.1% | 00.0% | Unchanged | History |
| Diana Shipping Inc.Y2066G138 | *W EXP 12/14/202 | 78,873 | $37.9K | <0.1% | +78,873 | New | – |
| HTZWWHertz Global Holdings, Inc | Common Stock | 46,204 | $205.1K | 0.1% | 00.0% | Unchanged | History |
| OTLYOatly Group AB | SPONSORED ADS | 373,800 | $422.4K | 0.1% | −1,515,092−80.2% | Reduced | History |
| Cutera Inc232109AG3 | NOTE 4.000% 6/0 | – | $1.10M | 0.3% | – | – | – |
| TECKTeck Resources Ltd | CL B | 25,487 | $1.17M | 0.3% | +4,950+24.1% | Added | History |
| Noble Corp PLCG65431135 | *W EXP 02/04/202 | 45,691 | $1.29M | 0.4% | +15,926+53.5% | Added | – |
| SNOWSnowflake Inc. | Stock | 10,000 | $1.62M | 0.4% | 00.0% | Unchanged | History |
| Progress Software Corp743312AB6 | NOTE 1.000% 4/1 | – | $2.61M | 0.7% | – | New | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $3.17M | 0.9% | – | – | – |
| Allegheny Technologies Inc01741RAK8 | NOTE 3.500% 6/1 | – | $5.83M | 1.6% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 77,831 | $6.05M | 1.7% | +42,124+118.0% | Added | – |
| Marcus Corp566330AB2 | NOTE 5.000% 9/1 | – | $7.23M | 2.0% | – | – | – |
| LYFTLyft, Inc. | CL A COM | 600,000 | $11.6M | 3.2% | −1,600,000−72.7% | Reduced | History |
| SSR MNG Inc784730AB9 | NOTE 2.500% 4/0 | – | $12.3M | 3.4% | – | New | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $14.0M | 3.9% | – | – | – |
| TARSTarsus Pharmaceuticals, Inc. | COM | 450,000 | $16.4M | 4.5% | −350,000−43.8% | Reduced | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $18.7M | 5.1% | – | – | – |
| BALYBally's Corp | COM | 1,500,000 | $20.9M | 5.7% | 00.0% | Unchanged | History |
| KGEIKolibri Global Energy Inc. | COM NEW | 7,070,568 | $22.1M | 6.1% | 00.0% | Unchanged | History |
| Lithium Amers Corp New53680QAA6 | NOTE 1.750% 1/1 | – | $24.3M | 6.7% | – | – | – |
| CXMSprinklr, Inc. | CL A | 2,200,000 | $27.0M | 7.4% | 00.0% | Unchanged | History |
| First Majestic Silver Corp32076VAD5 | NOTE 0.375% 1/1 | – | $29.2M | 8.0% | – | – | – |
| Cytokinetics Inc23282WAC4 | NOTE 3.500% 7/0 | – | $31.8M | 8.8% | – | – | – |
| AUTLAutolus Therapeutics plc | SPON ADS | 7,525,682 | $48.0M | 13.2% | −474,318−5.9% | Reduced | History |
| PATHUiPath, Inc. | Stock | 2,500,000 | $56.7M | 15.6% | +200,000+8.7% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464288513 | IBOXX HI YD ETF | $77.7M | – |
Sold out since Q4 2023 (5)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| TAKTakeda Pharmaceutical Co Ltd | ADR | 1,903,662 | $27.2M | 6.9% | History |
| AYXAlteryx, Inc. | COM CL A | 400,000 | $18.9M | 4.8% | History |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $6.98M | 1.8% | – |
| ALBAlbemarle Corp | Stock | 400,000 | $348.3K | 0.1% | History |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 50,164 | $2.81K | <0.1% | – |