Polygon Management Ltd.
- SEC CIK
- 0001515070
- Latest filing
- Aug 12, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 31
- −15 vs. Q3 2023
- Portfolio value
- $394.0M
- −$154.3M (−28.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 18,898 | $378 | <0.1% | 00.0% | Unchanged | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 16,639 | $661 | <0.1% | 00.0% | Unchanged | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 24,121 | $958 | <0.1% | 00.0% | Unchanged | History |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 50,164 | $2.81K | <0.1% | 00.0% | Unchanged | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 25,020 | $4.75K | <0.1% | 00.0% | Unchanged | – |
| HTZWWHertz Global Holdings, Inc | Common Stock | 46,204 | $253.2K | 0.1% | −678,860−93.6% | Reduced | History |
| ALBAlbemarle Corp | Stock | 400,000 | $348.3K | 0.1% | +395,103+8,068.3% | Added | History |
| Noble Corp PLCG65431135 | *W EXP 02/04/202 | 29,765 | $852.3K | 0.2% | +29,765 | New | – |
| TECKTeck Resources Ltd | CL B | 20,537 | $868.1K | 0.2% | −6,983−25.4% | Reduced | History |
| Cutera Inc232109AG3 | NOTE 4.000% 6/0 | – | $1.21M | 0.3% | – | New | – |
| SNOWSnowflake Inc. | Stock | 10,000 | $1.99M | 0.5% | 00.0% | Unchanged | History |
| OTLYOatly Group AB | SPONSORED ADS | 1,888,892 | $2.23M | 0.6% | −200,000−9.6% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 35,707 | $2.76M | 0.7% | −58,773−62.2% | Reduced | – |
| First Majestic Silver Corp32076VAD5 | NOTE 0.375% 1/1 | – | $3.54M | 0.9% | – | New | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $3.57M | 0.9% | – | – | – |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $6.98M | 1.8% | – | – | – |
| Marcus Corp566330AB2 | NOTE 5.000% 9/1 | – | $7.46M | 1.9% | – | New | – |
| Allegheny Technologies Inc01741RAK8 | NOTE 3.500% 6/1 | – | $11.9M | 3.0% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $12.6M | 3.2% | – | – | – |
| TARSTarsus Pharmaceuticals, Inc. | COM | 800,000 | $16.2M | 4.1% | +185,000+30.1% | Added | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $18.1M | 4.6% | – | – | – |
| AYXAlteryx, Inc. | COM CL A | 400,000 | $18.9M | 4.8% | −100,000−20.0% | Reduced | History |
| Cytokinetics Inc23282WAC4 | NOTE 3.500% 7/0 | – | $20.3M | 5.1% | – | – | – |
| Lithium Amers Corp New53680QAA6 | NOTE 1.750% 1/1 | – | $20.9M | 5.3% | – | – | – |
| BALYBally's Corp | COM | 1,500,000 | $20.9M | 5.3% | +400,000+36.4% | Added | History |
| CXMSprinklr, Inc. | CL A | 2,200,000 | $26.5M | 6.7% | +300,000+15.8% | Added | History |
| KGEIKolibri Global Energy Inc. | COM NEW | 7,070,568 | $26.9M | 6.8% | +7,070,568 | New | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 1,903,662 | $27.2M | 6.9% | 00.0% | Unchanged | History |
| LYFTLyft, Inc. | CL A COM | 2,200,000 | $33.0M | 8.4% | −1,200,000−35.3% | Reduced | History |
| AUTLAutolus Therapeutics plc | SPON ADS | 8,000,000 | $51.5M | 13.1% | −4,000,000−33.3% | Reduced | History |
| PATHUiPath, Inc. | Stock | 2,300,000 | $57.1M | 14.5% | −1,000,000−30.3% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464288513 | IBOXX HI YD ETF | – | $21.3M |
Sold out since Q3 2023 (20)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $58.9M | 10.7% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $27.5M | 5.0% | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 110,000 | $18.4M | 3.4% | History |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $18.4M | 3.4% | – |
| Oatly Group AB67421JAB4 | DEBT 9.250% 9/1 | – | $12.9M | 2.4% | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $12.2M | 2.2% | – |
| INFAInformatica Inc. | COM CL A | 483,554 | $10.2M | 1.9% | History |
| Corenergy Infrastructure Tr21870UAC0 | NOTE 5.875% 8/1 | – | $8.17M | 1.5% | – |
| Spotify USA Inc84921RAB6 | NOTE 3/1 | – | $6.20M | 1.1% | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $5.62M | 1.0% | – |
| Cutera Inc232109AB4 | NOTE 2.250% 3/1 | – | $5.55M | 1.0% | – |
| 2U, LLC90214JAB7 | NOTE 2.250% 5/0 | – | $3.63M | 0.7% | – |
| Freeline Therapeutics Hldgs35655L206 | SPONSORED ADS | 266,666 | $1.15M | 0.2% | – |
| Inseego Corp.45782BAD6 | NOTE 3.250% 5/0 | – | $420.8K | 0.1% | – |
| SENSSenseonics Holdings, Inc. | COM | 597,171 | $360.6K | 0.1% | History |
| LTHMLivent Corp. | COM | 15,600 | $287.2K | 0.1% | History |
| Cazoo Group LtdG2007L204 | COMMON STOCK | 409,949 | $223.5K | <0.1% | – |
| Allego N VN0796A118 | *W EXP 03/16/202 | 24,328 | $10.2K | <0.1% | – |
| Skillsoft Corp.83066P119 | *W EXP 06/11/202 | 450,630 | $5.00K | <0.1% | – |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 29,824 | $2.34K | <0.1% | – |