Polygon Management Ltd.
- SEC CIK
- 0001515070
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 211
- +9 vs. Q3 2021
- Portfolio value
- $1.65B
- +$19.6M (+1.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $37.6M | 2.3% | – | New | – |
| Arch Resources, Inc.039389AB7 | NOTE 5.250%11/1 | – | $38.2M | 2.3% | – | New | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $38.3M | 2.3% | – | New | – |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 982,808 | $39.1M | 2.4% | +655,670+200.4% | Added | – |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $45.7M | 2.8% | – | – | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $49.2M | 3.0% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $75.0M | 4.5% | – | – | – |
| Cytokinetics Inc23282WAA8 | NOTE 4.000%11/1 | – | $78.8M | 4.8% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $81.4M | 4.9% | – | – | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $115.4M | 7.0% | – | – | – |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $138.3M | 8.4% | – | – | – |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (26)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $111.0M | 6.8% | – |
| Liberty Media Corp Del530715AN1 | DEB 3.500% 1/1 | – | $64.1M | 3.9% | – |
| First Majestic Silver Corp32076VAB9 | NOTE 1.875% 3/0 | – | $23.4M | 1.4% | – |
| GIGCAPITAL4 Inc37518G101 | COM | 700,000 | $6.90M | 0.4% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $6.75M | 0.4% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $5.33M | 0.3% | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $4.21M | 0.3% | – |
| TPG Pace Solutions Corp.G8656V104 | SHS CL A | 395,936 | $3.98M | 0.2% | – |
| World Quantum Growth AcquisiG5596W119 | UNIT 99/99/9999 | 375,000 | $3.77M | 0.2% | – |
| Nextgen Acquisition Corp IIG65317102 | CLASS A ORD SHS | 332,977 | $3.30M | 0.2% | – |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 150,000 | $3.02M | 0.2% | History |
| AURAurora Innovation, Inc. | CLASS A ORD SHS | 200,100 | $1.99M | 0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 33,100 | $1.78M | 0.1% | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $1.63M | 0.1% | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 150,000 | $1.51M | 0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 150,000 | $1.49M | 0.1% | – |
| HBMHudbay Minerals Inc. | COM | 225,000 | $1.40M | 0.1% | History |
| Dragoneer Growth Oppty CorpG28314105 | SHS CL A | 59,384 | $591.0K | <0.1% | – |
| BHILBenson Hill, Inc. | COMMON STOCK | 24,001 | $171.0K | <0.1% | History |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | 88,183 | $148.0K | <0.1% | – |
| PGENPrecigen, Inc. | COM | 25,078 | $125.0K | <0.1% | History |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 10,000 | $99.0K | <0.1% | – |
| Pine Is Acquisition Corp722615101 | CL A | 6,951 | $68.0K | <0.1% | – |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | 50,000 | $53.0K | <0.1% | – |
| UHGUnited Homes Group, Inc. | CL A | 5,000 | $49.0K | <0.1% | History |
| Ecp Environmental GW Opt Cor26829T100 | COM CL A | 5,000 | $49.0K | <0.1% | – |