Polygon Management Ltd.
- SEC CIK
- 0001515070
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 211
- +9 vs. Q3 2021
- Portfolio value
- $1.65B
- +$19.6M (+1.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CVIIChurchill Capital Corp VII | COM CL A | 272,508 | $2.68M | 0.2% | 00.0% | Unchanged | History |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $2.77M | 0.2% | – | New | – |
| Gores Hldgs VIII Inc382863108 | CL A | 274,100 | $2.80M | 0.2% | 00.0% | Unchanged | – |
| HTZWWHertz Global Holdings, Inc | Common Stock | 181,193 | $2.89M | 0.2% | +181,193 | New | History |
| Alpha Healthcare Acqu Corp I02073F104 | CLASS A COM | 300,000 | $2.90M | 0.2% | 00.0% | Unchanged | – |
| VLATValor Latitude Acquisition Corp. | CLASS A ORD SHS | 300,000 | $2.92M | 0.2% | 00.0% | Unchanged | History |
| HCNEJaws Hurricane Acquisition Corp | CLASS A COM | 300,000 | $2.92M | 0.2% | 00.0% | Unchanged | History |
| 7 Acquisition CorpG80694105 | SHS CL A | 300,492 | $2.96M | 0.2% | +300,492 | New | – |
| Freeline Therapeutics Hldgs35655L107 | SPONSORED ADS | 1,522,859 | $3.02M | 0.2% | +422,859+38.4% | Added | – |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 314,936 | $3.06M | 0.2% | 00.0% | Unchanged | – |
| Austerlitz Acquisition CorpG0633D109 | SHS CL A | 315,500 | $3.06M | 0.2% | −9,500−2.9% | Reduced | – |
| Aurora Cannabis Inc05156XAG3 | CONVERTIBLE BOND | – | $3.07M | 0.2% | – | – | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $3.10M | 0.2% | – | – | – |
| WPCAWarburg Pincus Capital Corp I-A | SHS CL A | 320,488 | $3.14M | 0.2% | 00.0% | Unchanged | History |
| Black Spade Acquisition CoG11537100 | SHS CL A | 325,000 | $3.14M | 0.2% | 00.0% | Unchanged | – |
| G Squared Ascend II IncG42041106 | COM CL A | 325,000 | $3.17M | 0.2% | 00.0% | Unchanged | – |
| Artisan Acquisition CorpG0509L102 | CLASS A ORD SHS | 325,000 | $3.22M | 0.2% | 00.0% | Unchanged | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $3.40M | 0.2% | – | – | – |
| TWOAtwo | COM CL A | 350,000 | $3.41M | 0.2% | 00.0% | Unchanged | History |
| TB SA Acquisition CorpG8657L105 | CLASS A ORD SHS | 350,000 | $3.42M | 0.2% | 00.0% | Unchanged | – |
| Summit Healthcre Acquistn CoG8566R102 | CLASS A ORD SHS | 375,000 | $3.64M | 0.2% | 00.0% | Unchanged | – |
| World Quantum Growth AcquisiG5596W101 | SHS CL A | 375,000 | $3.68M | 0.2% | +375,000 | New | – |
| LCALandcadia Holdings IV, Inc. | CLASS A COM | 400,000 | $3.89M | 0.2% | 00.0% | Unchanged | History |
| Tailwind Internatnal Acq CorG8662F101 | COM CL A | 400,000 | $3.90M | 0.2% | 00.0% | Unchanged | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 400,000 | $3.90M | 0.2% | 00.0% | Unchanged | – |
| Colliers Intl Group Inc194693AB3 | NOTE 4.000% 6/0 | – | $3.97M | 0.2% | – | – | – |
| CHAACatcha Investment Corp | SHS CL A | 407,868 | $3.98M | 0.2% | 00.0% | Unchanged | History |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $4.26M | 0.3% | – | New | – |
| LYFTLyft, Inc. | CL A COM | 100,000 | $4.27M | 0.3% | +100,000 | New | History |
| Gores Technology Partners II38287L107 | CLASS A COM | 440,922 | $4.37M | 0.3% | 00.0% | Unchanged | – |
| Post Holdings Partnering Cor737465104 | COM SER A | 450,000 | $4.41M | 0.3% | 00.0% | Unchanged | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $4.43M | 0.3% | – | – | – |
| Forbion European Acqustn CorG3619H128 | UNIT 12/10/2026 | 450,000 | $4.58M | 0.3% | +450,000 | New | – |
| PFTAPerception Capital Corp. III | CLASS A ORD SHS | 487,506 | $4.74M | 0.3% | 00.0% | Unchanged | History |
| BSKYBig Sky Growth Partners, Inc. | CLASS A COM | 500,000 | $4.86M | 0.3% | 00.0% | Unchanged | History |
| Austerlitz Acquisition CorpG0633U101 | COM CL A | 500,000 | $4.86M | 0.3% | 00.0% | Unchanged | – |
| Tio Tech AG8T10C106 | CLASS A ORD SHS | 500,000 | $4.87M | 0.3% | 00.0% | Unchanged | – |
| THCPThunder Bridge Capital Partners IV, Inc. | CLASS A COM | 500,000 | $4.88M | 0.3% | 00.0% | Unchanged | History |
| Corsair Partnering CorpG2540H108 | SHS CL A | 500,000 | $4.88M | 0.3% | 00.0% | Unchanged | – |
| TPG Pace Beneficial II CorpG89826104 | COMMON STOCK | 500,000 | $4.90M | 0.3% | 00.0% | Unchanged | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $4.92M | 0.3% | – | – | – |
| TCVATCV Acquisition Corp. | CL A SHS | 500,000 | $4.93M | 0.3% | 00.0% | Unchanged | History |
| Zeo Energy Corp.G3R95N103 | SHS CL A | 500,000 | $4.96M | 0.3% | +500,000 | New | – |
| Healthcare AI Acquisition Corp.G4373K125 | UNIT 12/07/2026 | 500,000 | $5.00M | 0.3% | +500,000 | New | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $5.06M | 0.3% | – | New | – |
| Silver Spike Acquisitn CorpG8201H105 | CLASS A ORD SHS | 530,200 | $5.15M | 0.3% | 00.0% | Unchanged | – |
| Sandbridge X2 Corp799792106 | COM CLASS A | 550,000 | $5.35M | 0.3% | 00.0% | Unchanged | – |
| Agile Growth Corp.G01202103 | CLASS A ORD | 556,632 | $5.40M | 0.3% | 00.0% | Unchanged | – |
| DHB Capital Corp23291W109 | CL A COM | 574,877 | $5.61M | 0.3% | +50,000+9.5% | Added | – |
| Independence Holdings CorpG4761A101 | CLASS A ORD SHS | 600,000 | $5.83M | 0.4% | 00.0% | Unchanged | – |
| HERAFTAC Hera Acquisition Corp. | CLASS A ORD SHS | 600,000 | $5.86M | 0.4% | 00.0% | Unchanged | History |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $5.99M | 0.4% | – | New | – |
| Gores Holdings VII Inc38286T101 | COM CL A | 623,700 | $6.10M | 0.4% | 00.0% | Unchanged | – |
| Pathfinder Acquisition CorpG04119106 | CL A | 635,619 | $6.17M | 0.4% | 00.0% | Unchanged | – |
| TCW Special Purpose Acqu Cor87301L106 | COM CL A | 650,000 | $6.34M | 0.4% | 00.0% | Unchanged | – |
| LGVLongview Acquisition Corp. II | COM CL A | 650,000 | $6.40M | 0.4% | 00.0% | Unchanged | History |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $6.46M | 0.4% | – | – | – |
| ROSSBPGC Acquisition Corp. | SHS CL A | 675,493 | $6.59M | 0.4% | 00.0% | Unchanged | History |
| Peridot Acquisition Corp. IIG7008B105 | SHS CL A | 700,000 | $6.81M | 0.4% | 00.0% | Unchanged | – |
| Intrexon Corp46122TAA0 | NOTE 3.500% 7/0 | – | $6.88M | 0.4% | – | – | – |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 750,000 | $7.29M | 0.4% | 00.0% | Unchanged | – |
| WPCBWarburg Pincus Capital Corp I-B | SHS CL A | 747,000 | $7.29M | 0.4% | 00.0% | Unchanged | History |
| VAQCVector Acquisition Corp II | CL A SHS | 750,330 | $7.33M | 0.4% | 00.0% | Unchanged | History |
| Virgin Group Acquisit Corp IG9460K102 | SHS CL A | 750,000 | $7.40M | 0.4% | 00.0% | Unchanged | – |
| G Squared Ascend I IncG4204R109 | SHS CL A | 750,000 | $7.41M | 0.4% | 00.0% | Unchanged | – |
| Revelstone Capital Acquisition Corp.76137R205 | UNIT 12/17/2026 | 750,000 | $7.41M | 0.4% | +750,000 | New | – |
| Ahren Acquisition Corp.G01322117 | UNIT 12/09/2026 | 750,000 | $7.51M | 0.5% | +750,000 | New | – |
| Airship AI Holdings, Inc.G1R25Q105 | CLASS A ORD SHS | 850,000 | $8.32M | 0.5% | 00.0% | Unchanged | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $8.70M | 0.5% | – | – | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $8.75M | 0.5% | – | – | – |
| Corenergy Infrastructure Tr21870UAC0 | NOTE 5.875% 8/1 | – | $8.97M | 0.5% | – | – | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $9.81M | 0.6% | – | – | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $9.84M | 0.6% | – | New | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $10.0M | 0.6% | – | – | – |
| Antero Resources Corp03674XAM8 | NOTE 4.250% 9/0 | – | $10.3M | 0.6% | – | – | – |
| FVIVFortress Value Acquisition Corp. IV | COM CL A | 1,067,595 | $10.4M | 0.6% | 00.0% | Unchanged | History |
| KKR Acquisition Holding I Co48253T109 | COM CLASS A | 1,074,802 | $10.5M | 0.6% | 00.0% | Unchanged | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 296,078 | $10.6M | 0.6% | +149,597+102.1% | Added | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $10.9M | 0.7% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $11.8M | 0.7% | – | – | – |
| Heska Corp42805EAB4 | NOTE 3.750% 9/1 | – | $11.9M | 0.7% | – | New | – |
| PINGPing Identity Holding Corp. | COM | 600,000 | $13.7M | 0.8% | +103,744+20.9% | Added | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $13.9M | 0.8% | – | – | – |
| AUTLAutolus Therapeutics plc | SPON ADS | 2,700,000 | $14.0M | 0.8% | +200,000+8.0% | Added | History |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $15.6M | 0.9% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $16.7M | 1.0% | – | – | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 1,275,656 | $17.4M | 1.1% | −71,277−5.3% | Reduced | History |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | – | $18.1M | 1.1% | – | – | – |
| BALYBally's Corp | COM | 475,000 | $18.1M | 1.1% | +100,000+26.7% | Added | History |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $18.8M | 1.1% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $20.1M | 1.2% | – | New | – |
| 2U, LLC90214JAB7 | NOTE 2.250% 5/0 | – | $21.4M | 1.3% | – | – | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $21.8M | 1.3% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $22.8M | 1.4% | – | New | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $26.8M | 1.6% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $28.0M | 1.7% | – | – | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $28.6M | 1.7% | – | – | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $30.4M | 1.8% | – | – | – |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $30.9M | 1.9% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $33.2M | 2.0% | – | New | – |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (26)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $111.0M | 6.8% | – |
| Liberty Media Corp Del530715AN1 | DEB 3.500% 1/1 | – | $64.1M | 3.9% | – |
| First Majestic Silver Corp32076VAB9 | NOTE 1.875% 3/0 | – | $23.4M | 1.4% | – |
| GIGCAPITAL4 Inc37518G101 | COM | 700,000 | $6.90M | 0.4% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $6.75M | 0.4% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $5.33M | 0.3% | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $4.21M | 0.3% | – |
| TPG Pace Solutions Corp.G8656V104 | SHS CL A | 395,936 | $3.98M | 0.2% | – |
| World Quantum Growth AcquisiG5596W119 | UNIT 99/99/9999 | 375,000 | $3.77M | 0.2% | – |
| Nextgen Acquisition Corp IIG65317102 | CLASS A ORD SHS | 332,977 | $3.30M | 0.2% | – |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 150,000 | $3.02M | 0.2% | History |
| AURAurora Innovation, Inc. | CLASS A ORD SHS | 200,100 | $1.99M | 0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 33,100 | $1.78M | 0.1% | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $1.63M | 0.1% | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 150,000 | $1.51M | 0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 150,000 | $1.49M | 0.1% | – |
| HBMHudbay Minerals Inc. | COM | 225,000 | $1.40M | 0.1% | History |
| Dragoneer Growth Oppty CorpG28314105 | SHS CL A | 59,384 | $591.0K | <0.1% | – |
| BHILBenson Hill, Inc. | COMMON STOCK | 24,001 | $171.0K | <0.1% | History |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | 88,183 | $148.0K | <0.1% | – |
| PGENPrecigen, Inc. | COM | 25,078 | $125.0K | <0.1% | History |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 10,000 | $99.0K | <0.1% | – |
| Pine Is Acquisition Corp722615101 | CL A | 6,951 | $68.0K | <0.1% | – |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | 50,000 | $53.0K | <0.1% | – |
| UHGUnited Homes Group, Inc. | CL A | 5,000 | $49.0K | <0.1% | History |
| Ecp Environmental GW Opt Cor26829T100 | COM CL A | 5,000 | $49.0K | <0.1% | – |