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Livermore
Livermore
ZHEN

Polygon Management Ltd.

SEC CIK
0001515070
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
202
+11 vs. Q2 2021
Portfolio value
$1.63B
−$202.9M (−11.1%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Polygon Management Ltd. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20216,639$11.0K<0.1%00.0%Unchanged–
New Vista Acquisition CorpG6529L121*W EXP 02/01/20217,607$12.0K<0.1%00.0%Unchanged–
Slam Corp.G8210L121*W EXP 02/23/20225,020$23.0K<0.1%00.0%Unchanged–
Gores Technology Partners IN382870111*W EXP 03/16/20221,234$24.0K<0.1%00.0%Unchanged–
Spartan Acquisition Corp. III84677R114*W EXP 02/04/20224,328$27.0K<0.1%00.0%Unchanged–
Lazard Growth Acquisition CoG54035111*W EXP 02/10/20233,075$27.0K<0.1%00.0%Unchanged–
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/20224,121$28.0K<0.1%00.0%UnchangedHistory
Apollo Strategic GRWT CPTL IG0412A128*W EXP 02/12/20229,824$28.0K<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 02/11/20250,000$30.0K<0.1%00.0%UnchangedHistory
Gores Metropoulos II Inc382873115*W EXP 01/31/20218,898$32.0K<0.1%00.0%Unchanged–
AUROWAurora Innovation, Inc.*W EXP 03/12/20225,012$38.0K<0.1%00.0%UnchangedHistory
Gores Hldgs VIII Inc382863116*W EXP 03/01/20234,262$39.0K<0.1%00.0%Unchanged–
Catalyst Partnrs Acquisitn CG19550121*W EXP 05/12/20250,000$43.0K<0.1%+50,000New–
UHGUnited Homes Group, Inc.CL A5,000$49.0K<0.1%00.0%UnchangedHistory
Ecp Environmental GW Opt Cor26829T100COM CL A5,000$49.0K<0.1%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/20254,501$50.0K<0.1%00.0%Unchanged–
GIGCAPITAL4 Inc37518G119*W EXP 02/08/20250,000$53.0K<0.1%00.0%Unchanged–
Pine Is Acquisition Corp722615101CL A6,951$68.0K<0.1%00.0%Unchanged–
Twelve Seas Investment Co. II90118T114*W EXP 03/02/202104,978$69.0K<0.1%00.0%Unchanged–
TB SA Acquisition CorpG8657L121*W EXP 03/25/202116,666$71.0K<0.1%00.0%Unchanged–
Warburg Pincus Captal Corp IG9461D115*W EXP 99/99/99964,098$71.0K<0.1%00.0%Unchanged–
G Squared Ascend II IncG42041122*W EXP 12/31/202108,333$72.0K<0.1%+108,333New–
Alpha Healthcare Acqu Corp I02073F112*W EXP 04/01/20275,000$79.0K<0.1%+75,000New–
Valor Latitude Acquisitn CorG9460N122*W EXP 04/02/202100,000$80.0K<0.1%00.0%Unchanged–
Tailwind Internatnal Acq CorG8662F119*W EXP 03/01/202133,333$83.0K<0.1%00.0%Unchanged–
Jaws Hurricane Acquisitn Cor47201B111*W EXP 03/26/20275,000$86.0K<0.1%+75,000New–
Black Spade Acquisition CoG11537118*W EXP 99/99/999162,500$89.0K<0.1%+162,500New–
Catcha Investment CorpG1962Y110*W EXP 99/99/999135,956$90.0K<0.1%00.0%Unchanged–
Gores Holdings VII Inc38286T119*W EXP 02/25/20277,962$92.0K<0.1%00.0%Unchanged–
Gores Technology Partners II38287L115*W EXP 03/16/20288,184$98.0K<0.1%00.0%Unchanged–
Decarbonization Plus Acqu II242794105COM CL A10,000$99.0K<0.1%00.0%Unchanged–
Altimar Acquisition Corp IIG03709105SHS CL A10,000$99.0K<0.1%00.0%Unchanged–
Big Sky Growth Partners, Inc.08954L110*W EXP 04/01/202125,000$100.0K<0.1%00.0%Unchanged–
Landcadia Holdings IV, Inc.51477A112*W EXP 03/29/202100,000$100.0K<0.1%00.0%Unchanged–
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/202100,000$100.0K<0.1%+100,000New–
Fortress Value Acquisi Corp34964K116*W EXP 03/18/202133,449$108.0K<0.1%00.0%Unchanged–
DHB Capital Corp23291W117*W EXP 03/31/202174,257$113.0K<0.1%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/202140,000$113.0K<0.1%00.0%Unchanged–
Hennessy Capital Invs Corp V42589T107COM CL A11,915$118.0K<0.1%00.0%Unchanged–
Agile Growth Corp.G01202111*W EXP 03/09/202185,544$118.0K<0.1%00.0%Unchanged–
Pathfinder Acquisition CorpG04119122*W EXP 02/19/202127,123$121.0K<0.1%00.0%Unchanged–
Artisan Acquisition CorpG0509L128*W EXP 03/26/202108,333$123.0K<0.1%+108,333New–
PGENPrecigen, Inc.COM25,078$125.0K<0.1%−146,456−85.4%ReducedHistory
Independence Holdings CorpG4761A127*W EXP 03/31/202120,000$126.0K<0.1%00.0%Unchanged–
Tio Tech AG8T10C114*W EXP 04/12/202166,666$126.0K<0.1%00.0%Unchanged–
Corsair Partnering CorpG2540H116*W EXP 07/06/202166,666$127.0K<0.1%+166,666New–
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/202150,000$129.0K<0.1%00.0%UnchangedHistory
Austerlitz Acquisition CorpG0633U127*W EXP 02/19/202125,000$131.0K<0.1%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/999216,666$135.0K<0.1%00.0%Unchanged–
Post Holdings Partnering Cor737465112*W EXP 04/12/202150,000$135.0K<0.1%+150,000New–
Austerlitz Acquisition CorpG0633D125*W EXP 02/19/20281,250$137.0K<0.1%00.0%Unchanged–
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/202132,550$144.0K<0.1%00.0%Unchanged–
Warburg Pincus Captal Corp IG9460M124*W EXP 99/99/999156,750$146.0K<0.1%00.0%Unchanged–
Sandbridge X2 Corp799792114*W EXP 03/11/202183,333$147.0K<0.1%00.0%Unchanged–
Nextgen Acquisition Corp IIG65317128*W EXP 03/23/20288,183$148.0K<0.1%00.0%Unchanged–
FTAC Hera Acquisition Corp.G3728Y111*W EXP 02/28/202150,000$155.0K<0.1%00.0%Unchanged–
G Squared Ascend I IncG4204R117*W EXP 02/01/202150,000$158.0K<0.1%00.0%Unchanged–
Summit Healthcre Acquistn CoG8566R110*W EXP 06/03/202187,500$161.0K<0.1%+187,500New–
Longview Acquisition Corp. II54319Q113*W EXP 99/99/999130,000$168.0K<0.1%00.0%Unchanged–
BHILBenson Hill, Inc.COMMON STOCK24,001$171.0K<0.1%+24,001NewHistory
Ross Acquisition Corp IIG7641C114*W EXP 02/01/202225,164$200.0K<0.1%00.0%Unchanged–
Accelerate Acquisition Corp.00439D110*W EXP 06/15/202250,000$235.0K<0.1%00.0%Unchanged–
MSDAMSD Acquisition Corp.CLASS A ORD SHS24,300$238.0K<0.1%00.0%UnchangedHistory
Compute Health Acquisitin Co204833107COM CL A25,000$244.0K<0.1%00.0%Unchanged–
KKR Acquisition Holding I Co48253T117*W EXP 99/99/999268,700$258.0K<0.1%00.0%Unchanged–
Portage Fintech Acquisitn CoG7185D114*W EXP 07/08/202162,502$262.0K<0.1%+162,502New–
Byte Acquisition CorpG1R25Q113*W EXP 03/18/202425,000$264.0K<0.1%00.0%Unchanged–
Blueriver Acquisition CorpG1261Q107SHS CL A50,004$488.0K<0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG82514103SHS CL A50,554$512.0K<0.1%00.0%Unchanged–
New Vista Acquisition CorpG6529L105CL A SHS52,821$515.0K<0.1%00.0%Unchanged–
Panacea Acquisition Corp. IIG6882C106CL A SHS59,681$583.0K<0.1%00.0%Unchanged–
Dragoneer Growth Oppty CorpG28314105SHS CL A59,384$591.0K<0.1%00.0%Unchanged–
Bridgetown Holdings LtdG1355U113COM CL A66,889$656.0K<0.1%00.0%Unchanged–
Bridgetown 2 Holdings LtdG1355V103CL A69,739$691.0K<0.1%00.0%Unchanged–
Skillsoft Corp.83066P119*W EXP 06/11/202275,000$756.0K<0.1%+115,055+71.9%Added–
Churchill Capital Corp V17144T107COM CL A78,396$767.0K<0.1%00.0%Unchanged–
Gol Linhas Aereas Inteligent38045R206SPON ADR PFD NEW112,453$858.0K0.1%−249,831−69.0%Reduced–
JWSMFJaws Mustang Acquisition CorpSHS CL A96,487$942.0K0.1%00.0%UnchangedHistory
FVTFortress Value Acquisition Corp. IIICOM CL A98,539$961.0K0.1%00.0%UnchangedHistory
Spartan Acquisition Corp. III84677R106COM CL A97,313$961.0K0.1%00.0%Unchanged–
Tuatara Capital Acquisitn CoG9118J101CL A SHS100,000$973.0K0.1%00.0%Unchanged–
SVF Investment Corp.G8601L102CL A SHS100,000$976.0K0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG8251L105SHS CL A99,789$1.01M0.1%00.0%Unchanged–
CONXCONX Corp.COM CL A104,242$1.02M0.1%00.0%UnchangedHistory
Gores Technology Partners IN382870103CLASS A COM106,170$1.04M0.1%00.0%Unchanged–
SLAMSlam Corp.CL A SHS115,082$1.12M0.1%+15,000+15.0%AddedHistory
HBMHudbay Minerals Inc.COM225,000$1.40M0.1%+225,000NewHistory
SONDSonder Holdings Inc.CL A142,195$1.41M0.1%00.0%UnchangedHistory
Cohn Robbins Holdings CorpG23726105COM CL A146,699$1.44M0.1%00.0%Unchanged–
APGBApollo Strategic Growth Capital IISHS CL A149,123$1.46M0.1%00.0%UnchangedHistory
Far Peak Acquisition CorpG3312L103SHS CL A150,000$1.49M0.1%−150,000−50.0%Reduced–
CIIG Capital Partners II, Inc.12561U208UNIT 02/28/2028150,000$1.51M0.1%+150,000New–
Lazard Growth Acquisition CoG54035103SHS165,380$1.61M0.1%00.0%Unchanged–
Coupa Software Inc22266LAF3NOTE 0.375% 6/1–$1.63M0.1%–––
Inseego Corp.45782BAD6NOTE 3.250% 5/0–$1.77M0.1%–––
SQMChemical & Mining Co of Chile IncSPON ADR SER B33,100$1.78M0.1%+33,100NewHistory
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS200,000$1.96M0.1%00.0%UnchangedHistory
AURAurora Innovation, Inc.CLASS A ORD SHS200,100$1.99M0.1%00.0%UnchangedHistory
Catalyst Partnrs Acquisitn CG19550105CLASS A ORD SHS250,000$2.43M0.1%+250,000New–
CVIIChurchill Capital Corp VIICOM CL A272,508$2.65M0.2%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Polygon Management Ltd. in Q3 2021
SecurityClassPutsCalls
GEOGeo Group IncCOM–$194.0K
iShares Tr464288513IBOXX HI YD ETF$36.0K–

Sold out since Q2 2021 (20)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Polygon Management Ltd. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$106.0M5.8%–
Dick's Sporting Goods, Inc.253393AD4NOTE 3.250% 4/1–$93.0M5.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1–$20.0M1.1%–
GEOGeo Group IncCOM1,400,000$9.97M0.5%History
MPMP Materials Corp.COM CL A178,600$6.58M0.4%History
Thunder Bridge Capital Partners IV, Inc.88605L206UNIT 06/30/2026500,000$4.96M0.3%–
Post Holdings Partnering Cor737465203UNIT 99/99/9999450,000$4.68M0.3%–
Summit Healthcre Acquistn CoG8566R128UNIT 06/03/2026375,000$3.75M0.2%–
G Squared Ascend II IncG42041114UNIT 99/99/9999325,000$3.25M0.2%–
Artisan Acquisition CorpG0509L110UNIT 03/26/2026325,000$3.24M0.2%–
Jaws Hurricane Acquisitn Cor47201B202UNIT 06/08/2026300,000$3.02M0.2%–
Catalyst Partnrs Acquisitn CG19550113UNIT 99/99/9999250,000$2.52M0.1%–
CGAUCenterra Gold Inc.COM259,704$1.97M0.1%History
KGCKinross Gold CorpCOM308,000$1.96M0.1%History
Reinvent Technology PartnersG7483N129CL A88,078$879.0K<0.1%–
SENSSenseonics Holdings, Inc.COM139,578$536.0K<0.1%History
Reinvent Technology PartnersG74847107SHS CL A48,761$484.0K<0.1%–
NVTSNavitas Semiconductor CorpCOM CL A30,560$303.0K<0.1%History
Star Peak Corp II855179107COM CL A24,001$238.0K<0.1%–
HLHecla Mining CoCOM9,075$68.0K<0.1%History