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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 16, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,066
−3,170 vs. Q2 2022
Portfolio value
$17.2B
+$1.67B (+10.8%) vs. Q2 2022
Filed
Nov 16, 2022
SEC
Holdings of Captrust Financial Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
General Moly Inc Com370373102Common Stock34,377$00.0%+34,377New–
7GC & Co Holdings Inc81786A115*W EXP 12/23/20222,524$00.0%00.0%Unchanged–
Dune Acquisition Corp265334110*W EXP 10/29/20211,395$1.00K<0.1%00.0%Unchanged–
Edtechx Holdings Acqu Corp I28139A110*W EXP 06/15/20214,867$1.00K<0.1%00.0%Unchanged–
FTAC Hera Acquisition Corp.G3728Y111*W EXP 02/28/20217,031$1.00K<0.1%00.0%Unchanged–
Industrial Human Capital, Inc.45617P112*W EXP 11/27/20249,426$1.00K<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N111*W EXP 08/02/20216,762$1.00K<0.1%00.0%Unchanged–
Sizzle Acquisition Corp.83014E117*W EXP 11/02/20225,786$1.00K<0.1%00.0%Unchanged–
ALSWFAlpha Star Acquisition Corp*W EXP 12/13/20226,523$1.00K<0.1%00.0%UnchangedHistory
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99913,023$1.00K<0.1%00.0%Unchanged–
Axios Sustainable GRW Acq CoG0703K124RIGHT 99/99/999913,023$1.00K<0.1%00.0%Unchanged–
PWP Forward Acquisition Corp74709Q119*W EXP 03/12/20213,490$2.00K<0.1%00.0%Unchanged–
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/20227,699$2.00K<0.1%+27,699NewHistory
Northview Acquisition Corp66718N129RIGHT 99/99/999933,524$2.00K<0.1%00.0%Unchanged–
RGTIWRigetti Computing, Inc.*W EXP 99/99/99910,000$2.00K<0.1%+8,000+400.0%AddedHistory
IG Acquisition Corp.449534114*W EXP 10/05/20216,805$3.00K<0.1%00.0%Unchanged–
Proptech Investment Corp II743497117*W EXP 12/08/20216,673$3.00K<0.1%00.0%Unchanged–
Jack Creek Investment Corp.G4989X123*W EXP 10/01/20211,598$3.00K<0.1%00.0%Unchanged–
Signa Sports United NVN80029114*W EXP 99/99/99913,398$3.00K<0.1%00.0%Unchanged–
KKR Acquisition Holding I Co48253T117*W EXP 99/99/99936,070$4.00K<0.1%00.0%Unchanged–
Black Mountain Acq Corp09216A116*W EXP 10/15/20238,358$4.00K<0.1%00.0%Unchanged–
ALSTFAlpha Star Acquisition CorpRIGHT 05/30/202326,523$4.00K<0.1%00.0%UnchangedHistory
Patria Latin Amrcn Opprnty AG69454117*W EXP 02/23/20234,280$4.00K<0.1%+34,280New–
AMPEAmpio Pharmaceuticals, Inc.COM90,400$5.00K<0.1%00.0%UnchangedHistory
Stealth Biotherapeutics Corp85789A105SPONSORED ADS15,000$5.00K<0.1%00.0%Unchanged–
TG Venture Acquisition Corp.87251T117*W EXP 08/15/20280,454$5.00K<0.1%00.0%Unchanged–
Screaming Eagle Acquisitn CoG79407121*W EXP 01/05/20223,495$5.00K<0.1%+23,495New–
NAKNorthern Dynasty Minerals LtdCOM NEW22,800$6.00K<0.1%00.0%UnchangedHistory
Trine II Acquisition Corp.G9059F118*W EXP 99/99/99954,600$6.00K<0.1%+14,600+36.5%Added–
biote Corp.090683111*W EXP 05/26/20217,165$6.00K<0.1%00.0%Unchanged–
Safe T Group Ltd78643B401SPONSORD ADS NEW18,150$8.00K<0.1%00.0%Unchanged–
CYPHCypherpunk Technologies Inc.COM10,000$9.00K<0.1%+6,000+150.0%AddedHistory
FURYFury Gold Mines LtdCOM24,322$10.0K<0.1%00.0%UnchangedHistory
Victory Portfolios II92647N576VICTORYSHS INDEX10,110$10.0K<0.1%00.0%Unchanged–
ACONWAclarion, Inc.*W EXP 04/21/20278,400$10.0K<0.1%+78,400NewHistory
HGENHumanigen, IncCOM NEW61,000$11.0K<0.1%+61,000NewHistory
UNCYUnicycive Therapeutics, Inc.COM18,800$11.0K<0.1%+18,800NewHistory
AIMAIM ImmunoTech Inc.COM20,000$12.0K<0.1%00.0%UnchangedHistory
OTLKOutlook Therapeutics, Inc.COM NEW10,000$12.0K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM30,486$12.0K<0.1%00.0%UnchangedHistory
Summit Therapeutics Inc Com86627R102Stock11,245$13.0K<0.1%−200−1.7%Reduced–
VLTAVolta Inc.COM CL A10,480$13.0K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW12,535$14.0K<0.1%−15,532−55.3%ReducedHistory
NMTR9 Meters Biopharma, Inc.COM63,344$14.0K<0.1%+60,000+1,794.3%AddedHistory
QMCOQuantum CorpCOM NEW12,626$14.0K<0.1%−114−0.9%ReducedHistory
VTGNVistagen Therapeutics, Inc.COM NEW105,000$16.0K<0.1%+100,000+2,000.0%AddedHistory
VZLAVizsla Silver Corp.COMMONSTOCK15,000$17.0K<0.1%+15,000NewHistory
Victory Portfolios II92647N527CORE BD ETF17,901$18.0K<0.1%00.0%Unchanged–
TDAYUSA TODAY Co., Inc.COM11,448$18.0K<0.1%+3,541+44.8%AddedHistory
KPLTKatapult Holdings, Inc.COM18,500$18.0K<0.1%+18,500NewHistory
DSDrive Shack Inc.COM30,000$19.0K<0.1%+10,000+50.0%AddedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR19,622$21.0K<0.1%+15,000+324.5%AddedHistory
Auddia Inc.05072K115*W EXP 10/17/20253,500$23.0K<0.1%+53,500New–
DHYUBS Asset Management High Yield Credit FundSH BEN INT13,386$24.0K<0.1%+13,386NewHistory
INFIInfinity Pharmaceuticals, Inc.COM20,500$24.0K<0.1%+1,000+5.1%AddedHistory
BKKTBakkt, Inc.COM CL A11,560$26.0K<0.1%00.0%UnchangedHistory
DYAIDyadic International IncCOM15,000$29.0K<0.1%00.0%UnchangedHistory
PBIPitney Bowes IncCOM12,710$30.0K<0.1%−4,454−25.9%ReducedHistory
TLRYTilray Brands, Inc.COM CL 210,793$30.0K<0.1%+1,119+11.6%AddedHistory
WPRTWestport Fuel Systems Inc.COM NEW34,876$30.0K<0.1%+18,076+107.6%AddedHistory
TRVNTrevena IncCOM201,900$31.0K<0.1%00.0%UnchangedHistory
LYLTQLoyalty Ventures Inc.COMMON STOCK26,223$32.0K<0.1%+24,659+1,576.7%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A16,845$34.0K<0.1%−3,114−15.6%ReducedHistory
Titan Med Inc88830X819COM NEW75,000$34.0K<0.1%+17,024+29.4%Added–
NKLANikola CorpCOM10,472$37.0K<0.1%+6,003+134.3%AddedHistory
HUTHut 8 Corp.Common Stock21,210$38.0K<0.1%+5,500+35.0%AddedHistory
IRDOpus Genetics, Inc.COM19,501$39.0K<0.1%+18,001+1,200.1%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW10,448$39.0K<0.1%+9,270+786.9%AddedHistory
NMRNomura Holdings IncSPONSORED ADR12,240$40.0K<0.1%+3,660+42.7%AddedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT10,348$40.0K<0.1%+10,348NewHistory
FCELFuelcell Energy IncCOM11,800$40.0K<0.1%+1,461+14.1%AddedHistory
NVTAInvitae CorpCOM16,366$40.0K<0.1%+13,405+452.7%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS10,409$41.0K<0.1%+3,254+45.5%AddedHistory
HLHecla Mining CoCOM10,734$42.0K<0.1%+1,075+11.1%AddedHistory
CNDTCONDUENT IncCOM13,264$44.0K<0.1%+4,773+56.2%AddedHistory
TELFYTelefonica S ASPONSORED ADR14,062$46.0K<0.1%+1,728+14.0%AddedHistory
Credit Suisse Group225401108SPONSORED ADR12,008$47.0K<0.1%+6,908+135.5%Added–
OCULOcular Therapeutix, IncCOM11,500$48.0K<0.1%+1,000+9.5%AddedHistory
SRNESorrento Therapeutics, Inc.COM NEW30,697$48.0K<0.1%+28,504+1,299.8%AddedHistory
Arrival GroupL0423Q108SHS60,073$48.0K<0.1%+16,073+36.5%Added–
AIOTPowerfleet, Inc.COM16,015$49.0K<0.1%00.0%UnchangedHistory
EODAllspring Global Dividend Opportunity FundCOM11,934$50.0K<0.1%+11,934NewHistory
MMTAberdeen Multi-Market Income FundSH BEN INT11,835$50.0K<0.1%+11,835NewHistory
TSITCW Strategic Income Fund IncCOM10,625$50.0K<0.1%+10,625NewHistory
DOUGDouglas Elliman Inc.COM12,384$51.0K<0.1%+2,342+23.3%AddedHistory
ASRVAmeriserv Financial IncCOM13,483$51.0K<0.1%00.0%UnchangedHistory
CLOVClover Health Investments, Corp.COM CL A31,453$53.0K<0.1%+30,364+2,788.2%AddedHistory
IONQIonQ, Inc.COM11,080$56.0K<0.1%+1,080+10.8%AddedHistory
GLOClough Global Opportunities FundSH BEN INT10,000$56.0K<0.1%+10,000NewHistory
SABRSabre CorpCOM11,266$58.0K<0.1%−2,005−15.1%ReducedHistory
ETNB89bio, Inc.COM10,294$60.0K<0.1%+10,294NewHistory
ACONAclarion, Inc.COM78,400$61.0K<0.1%+78,400NewHistory
WTWisdomTree, Inc.COM13,146$62.0K<0.1%−484−3.6%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR35,178$63.0K<0.1%+4,462+14.5%AddedHistory
NEXTNextDecade CorpCOM10,525$63.0K<0.1%00.0%UnchangedHistory
MDXGMimedx Group, Inc.COM21,854$63.0K<0.1%+20,659+1,728.8%AddedHistory
BLDPBallard Power Systems Inc.COM10,703$66.0K<0.1%+1,500+16.3%AddedHistory
Two Harbors Investment Corp.90187B804COM20,164$67.0K<0.1%+20,164New–
SFIXStitch Fix, Inc.Stock17,732$70.0K<0.1%−6,809−27.7%ReducedHistory
USXUS Xpress Enterprises IncCOM CL A28,500$70.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2022 (3,395)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 3,395 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Nintendo Ltd ADR654445303ADR415,842$22.4M0.1%–
Nestle SA ADR641069406COM172,459$20.1M0.1%–
EBTCEnterprise Bancorp IncCOM486,436$15.7M0.1%History
MPNGFMeituan DianpingCOM214,230$5.30M<0.1%History
Cie Financiere Richemont SAH25662182COM35,432$3.76M<0.1%–
Pernod RicardF72027109COM19,890$3.65M<0.1%–
HKHHFHeineken Holding N VCOM49,368$3.58M<0.1%History
AIA Group Ltd001317205COM74,815$3.27M<0.1%–
EMCFEmclaire Financial CorpCOM66,955$2.30M<0.1%History
FRFHFFairfax Financial Holdings LtdCommon Stock3,908$2.07M<0.1%History
Roche Hldg Ltd ADR771195104COM46,398$1.93M<0.1%–
Adyen N V Unsponsred ADS00783V104COM115,115$1.68M<0.1%–
CSLLYCSL LtdADR16,837$1.55M<0.1%History
J P Morgan Exchange Traded F46654Q104INFL MANA BD ETF31,436$1.52M<0.1%–
Schneider Electric SE80687P106COM64,182$1.51M<0.1%–
Internal Com123456790Common Stock1,507,743$1.51M<0.1%–
Ecn Cap Corp Com26829L107Com338,630$1.45M<0.1%–
LVMH Moet Hennessy Louis Vuitt502441306COM11,872$1.45M<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD47,400$1.32M<0.1%History
Lonza Group AG ADR54338V101ADR24,579$1.31M<0.1%–
Atlas Copco AB SP ADR A New049255706Common Stock139,713$1.30M<0.1%–
DBS Group Holdings Ltd23304Y100COM14,910$1.27M<0.1%–
TEAMAtlassian CorpCL A6,709$1.26M<0.1%History
L Oreal Co ADR502117203COM17,695$1.22M<0.1%–
Dassault Sys S A Sponsored ADR237545108COM32,624$1.20M<0.1%–
Allianz SE018820100ADR60,409$1.15M<0.1%–
Experian PLC30215C101COM38,701$1.15M<0.1%–
Tencent Holdings Ltd ADR88032Q109COM25,019$1.13M<0.1%–
Asm International N.V. (ADR)N07045102COMMON4,288$1.06M<0.1%–
Ashtead Group Ord GBP010 Isin GB0000536739 Sedol 0053673G05320109COM23,627$987.0K<0.1%–
BCDABioCardia, Inc.COM660,637$958.0K<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF37,012$913.0K<0.1%–
IFNNYInfineon Technologies AGCOM37,623$910.0K<0.1%History
Sika AG Unsponsord ADR82674R103ADR35,968$830.0K<0.1%–
FCNCBFirst Citizens Bancshares IncCOM1,339$825.0K<0.1%History
KRNTKornit Digital Ltd.SHS25,598$811.0K<0.1%History
Haier Smar40523H106Common Stock53,126$791.0K<0.1%–
Global X FDS37954Y657US PFD ETF37,067$786.0K<0.1%–
Evolution30051E104ADR8,307$754.0K<0.1%–
PUBMPubMatic, Inc.COM CL A47,295$752.0K<0.1%History
Amadeus It Group S A Unsponsored ADS02263T104ADR13,373$744.0K<0.1%–
DSV as ADR26251A108ADR10,360$728.0K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA25,173$722.0K<0.1%–
Invesco Actively Managed Exc46090A879VAR RATE INVT28,443$701.0K<0.1%–
Patria Latin Amrcn Opprnty AG69454125UNIT 04/22/202668,561$690.0K<0.1%–
Screaming Eagle Acquisitn CoG79407113UNIT 01/05/202770,500$685.0K<0.1%–
Sonova Hldg AG Unsponsored ADR83569C102Common Stock10,179$657.0K<0.1%–
AMWLAmerican Well CorpCL A150,342$649.0K<0.1%History
Pernod Ricard SA Sponsored ADR714264306ADR17,257$634.0K<0.1%–
Avoca L L C Com New053843207Common Stock618$627.0K<0.1%–
UPWheels Up Experience Inc.COMMON STOCK306,000$597.0K<0.1%History
Li Ning Company Limited Unsponsord ADR52989T102Common Stock2,553$596.0K<0.1%–
Lasertec Corp - ADR51809L109SA24,997$589.0K<0.1%–
Enn Energy Hldgs Ltd ADR26876F102ADR8,698$573.0K<0.1%–
Symrise AG Unsponsord ADR87155N109ADR21,000$571.0K<0.1%–
Air Liquide ADR009126202ADR21,084$565.0K<0.1%–
MBINMerchants BancorpCOM24,519$558.0K<0.1%History
Somerset Tr Holding Co.835126103COM12,880$551.0K<0.1%–
ESGREnstar Group LTDSHS2,515$538.0K<0.1%History
iShares Tr464288448INTL SEL DIV ETF18,822$511.0K<0.1%–
Unicharm Corp Sponsored ADR90460M204ADR76,242$506.0K<0.1%–
SGS SA Unsponsored ADR818800104ADR21,414$490.0K<0.1%–
Komatsu Ltd500458401ADR21,958$485.0K<0.1%–
First Tr Exchange-Traded FD33738D309SENIOR LN FD10,836$478.0K<0.1%–
Chugai Pharmaceutical Co Ltd ADR171269103ADR36,850$471.0K<0.1%–
Shionogi & Co Ltd Unsp824667109ADR35,750$452.0K<0.1%–
Siemens A G Sponsored ADR826197501COM8,795$449.0K<0.1%–
Epiroc Aktiebolag Unsponsred ADS29429L105ADR28,968$447.0K<0.1%–
ProShares Tr74347B169ONLINE RTL ETF13,678$444.0K<0.1%–
Kubota Corp ADR501173207ADR6,006$440.0K<0.1%–
Ziegler Companies Inc Com Par $1.00989506308Com436,100$436.0K<0.1%–
Shenzhou International Gro82322R109SA34,613$423.0K<0.1%–
Constellation Software Inc21037X100COM280$416.0K<0.1%–
QSEPQS Energy, Inc.Common Stock13,751,611$413.0K<0.1%History
CGNTCognyte Software Ltd.ORD SHS95,731$407.0K<0.1%History
Airbus SE009279100COM16,654$404.0K<0.1%–
CSPC Pharmaceutical Group ADR12591J207ADR100,962$403.0K<0.1%–
TPICQTpi Composites, IncCOM32,220$403.0K<0.1%History
SHYFShyft Group, Inc.COM21,564$401.0K<0.1%History
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE8,318$383.0K<0.1%–
Fanuc Corporation ADR307305102COM24,441$380.0K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST10,877$375.0K<0.1%–
Mudrick Capital Acqu Corp II62477L107COM CL A35,672$360.0K<0.1%–
River City Bank76803X106Common1,510$359.0K<0.1%–
RVRFRiver Financial CorpCommon Stock11,500$359.0K<0.1%History
iShares U S ETF Tr46431W671CONSUMER STPLS10,815$354.0K<0.1%–
GBTCGrayscale Bitcoin Trust ETFETF29,284$353.0K<0.1%History
NVAXNovavax IncCOM NEW6,703$345.0K<0.1%History
AVLRAvalara, Inc.COM4,857$343.0K<0.1%History
SAFMSanderson Farms IncCOM1,580$341.0K<0.1%History
FIVNFive9, Inc.COM3,633$331.0K<0.1%History
Alfa Laval AB Sweden ADR015393101ADR13,710$330.0K<0.1%–
GCPGCP Applied Technologies Inc.COM10,374$324.0K<0.1%History
Michelin Compagnie59410T106ADR23,478$319.0K<0.1%–
Sysmex Corp Unsponsored ADR87184P109ADR10,628$319.0K<0.1%–
Givaudan SA ADR37636P108ADR4,511$317.0K<0.1%–
OSKOshkosh CorpCOM3,817$314.0K<0.1%History
GRRBGrandsouth Bancorporationcommon9,951$310.0K<0.1%History
Ping An Ins Group Co China Ltd72341E304ADR21,999$310.0K<0.1%–
JJSFJ&J Snack Foods CorpCOM2,191$307.0K<0.1%History