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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 23, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
5,236
−87 vs. Q1 2022
Portfolio value
$15.5B
+$57.3M (+0.4%) vs. Q1 2022
Filed
Aug 23, 2022
AmendedSEC
Holdings of Captrust Financial Advisors in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WDLFDecentral Life, Inc.Common Stock120,000$00.0%00.0%UnchangedHistory
SOSSOS LtdSPNSORD ADS NEW300$00.0%00.0%UnchangedHistory
South Beach Spirits Inc Com83645W106Common Stock251,000$00.0%00.0%Unchanged–
SPAUFSpanish Mountain Gold Ltd.Common Stock100$00.0%00.0%UnchangedHistory
Sproutly Canada Inc.85209J108COM1,600$00.0%00.0%Unchanged–
STCNSteel Connect LLCCOM300$00.0%00.0%UnchangedHistory
TMM Inc New87258Q108COM2,500$00.0%00.0%Unchanged–
GRAMGold Flora Corp.COM100$00.0%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM100$00.0%00.0%UnchangedHistory
Tidal ETF Tr886364504SOFI GIG ETF12$00.0%00.0%Unchanged–
Tidewater Inc88642R117*W EXP 07/31/20211$00.0%00.0%Unchanged–
Tidewater Inc88642R125*W EXP 07/31/20212$00.0%00.0%Unchanged–
CLUBQTown Sports International Holdings IncCommon Stock199,189$00.0%00.0%UnchangedHistory
Truett-Hurst Inc CL A897871109Common Stock300$00.0%00.0%Unchanged–
Trutrace Technologies Inc Com898447107Common Stock41,120$00.0%00.0%Unchanged–
VBIVVBI Vaccines Inc/BCCOM NEW30$00.0%00.0%UnchangedHistory
VEONVEON Ltd.SPONSORED ADR100$00.0%00.0%UnchangedHistory
VICPVicapsys Life Sciences, Inc.Common Stock10$00.0%00.0%UnchangedHistory
Viper Networks Inc92762R105Common Stock1,000$00.0%00.0%Unchanged–
Vistra Corp.92840M128*W EXP 02/02/202426$00.0%00.0%Unchanged–
Vulcan International Corp929136109COM509$00.0%00.0%Unchanged–
VYSTVystar CorpCOM100,000$00.0%00.0%UnchangedHistory
VYNTVyant Bio, Inc.COM50$00.0%−74−59.7%ReducedHistory
ASAPWaitr Holdings Inc.COM250$00.0%00.0%UnchangedHistory
YELLQYellow CorpCOM49$00.0%−116−70.3%ReducedHistory
KAKineta, Inc.COM265$00.0%+265NewHistory
ZNOGZion Oil & Gas IncCOM822$00.0%00.0%UnchangedHistory
Faurecia SE ActF3445A108Common Stock3$00.0%00.0%Unchanged–
Agba Acquisition LtdG0120M117*W EXP 05/10/2022,500$00.0%−1,000−28.6%Reduced–
Agba Acquisition LtdG0120M125RIGHT 05/10/20241,003$00.0%−401−28.6%Reduced–
FAMIFarmmi, Inc.SHS200$00.0%−4,800−96.0%ReducedHistory
G Squared Ascend I IncG4204R117*W EXP 02/01/202688$00.0%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS500$00.0%00.0%UnchangedHistory
Prospector Capital CorpG7273A113*W EXP 01/01/2021,000$00.0%00.0%Unchanged–
Social Capital Hedosopha HLDG8251L113*W EXP 09/26/202200$00.0%+200New–
SVF Investment Corp.G8601L128*W EXP 12/20/202200$00.0%00.0%Unchanged–
Tian Ruixiang Hldgs LtdG8884K102CL A SHS10$00.0%+10New–
RoboGroup T.E.K LtdM20330102Common Stock200$00.0%+200New–
ENLVEnlivex Ltd.COM25$00.0%00.0%UnchangedHistory
Basicfit NV 144A Reg S Isin NL0011872650 Sedol BD9Y9B7N10058100COMMONSTOCK10$00.0%+10New–
NYMXFNymox Pharmaceutical CorpCOM200$00.0%00.0%UnchangedHistory
Creative Technology Ltd OrdY1775U107Common Stock300$00.0%00.0%Unchanged–
DSXDiana Shipping Inc.COM65$00.0%+3+4.8%AddedHistory
Maxeon Solar Technologies LTY58473102SHS17$00.0%00.0%Unchanged–
PCCW Limited NPV Isin #HK0008011667 Sedol #6574071Y6802P120Common Stock500$00.0%+100+25.0%Added–
TKTeekay Corp LtdCOM103$00.0%−500−82.9%ReducedHistory
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/2021,112$00.0%00.0%Unchanged–
BRCNFBurcon NutraScience CorpCOM300$00.0%00.0%UnchangedHistory
Clickstream Corp Com18683A103Common Stock1,500$00.0%00.0%Unchanged–
Colicity Inc194170114*W EXP 02/24/202100$00.0%00.0%Unchanged–
ELMSElectric Last Mile Solutions, Inc.CLASS A COM607$00.0%00.0%UnchangedHistory
Forum Merger IV Corp349875112*W EXP 03/15/2021,413$00.0%−251−15.1%Reduced–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/2024,662$00.0%00.0%Unchanged–
IMUNBiostax Corp.Common Stock40$00.0%+40NewHistory
NSPRInspireMD, Inc.COM61$00.0%+61NewHistory
ZEVLightning eMotors, Inc.COM90$00.0%+90NewHistory
Longview Acquisition Corp. II54319Q113*W EXP 99/99/9993,510$00.0%−200−5.4%Reduced–
Nightdragon Acquisition Corp65413D113*W EXP 02/26/202100$00.0%00.0%Unchanged–
Northern Graphite Corp Com66516A105COM40$00.0%+40New–
Northern Star Invest Corp II66574L118*W EXP 02/25/2023,427$00.0%−90−2.6%Reduced–
Oncology Pharma Inc Com New68235J201Stock100$00.0%00.0%Unchanged–
OCLNOriginclear, Inc.Common Stock5,002$00.0%00.0%UnchangedHistory
Newscope Cap Corp71716H108com1,000$00.0%00.0%Unchanged–
Rain Oncology Inc.75082Q105COM62$00.0%+62New–
Renovacare Inc Com75988J106Common Stock5,000$00.0%00.0%Unchanged–
Skye Pete Inc Com83084C108Common Stock7,600$00.0%00.0%Unchanged–
SUNLSunlight Financial Holdings Inc.COMMON STOCK130$00.0%+130NewHistory
Talkspace, Inc.87427V111*W EXP 06/21/20210$00.0%00.0%Unchanged–
UNRVUnrivaled Brands, Inc.COM500$00.0%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF16$00.0%00.0%Unchanged–
VERVVerve Therapeutics, Inc.COM4$00.0%+4NewHistory
Austerlitz Acquisition CorpG0633U127*W EXP 02/19/2023,256$00.0%00.0%Unchanged–
NEGGNewegg Commerce, Inc.COMMON SHARES95$00.0%00.0%UnchangedHistory
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/2021,261$00.0%−120−8.7%Reduced–
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/2023,652$00.0%00.0%Unchanged–
MRAAFMurata Manufacturing Co., Ltd.International Large Cap9$00.0%00.0%UnchangedHistory
CTRMCastor Maritime Inc.SHS NEW300$00.0%00.0%UnchangedHistory
AUROWAurora Innovation, Inc.EQUITY WRT400$00.0%00.0%UnchangedHistory
BFYWBetter For You Wellness, Inc.Common Stock2,000$00.0%00.0%UnchangedHistory
BLFYBlue Foundry BancorpCOM19$00.0%+19NewHistory
CLRDClearday, Inc.Common Stock10$00.0%00.0%UnchangedHistory
HLTHCue Health Inc.COM7$00.0%−53−88.3%ReducedHistory
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/202810$00.0%00.0%Unchanged–
Global X FDS37954Y160GBL X BLOCKCHAIN15$00.0%+15New–
Hippo Hldgs Inc433539111*W EXP 99/99/999250$00.0%+250New–
INDPIndaptus Therapeutics, Inc.COM13$00.0%00.0%UnchangedHistory
Majic Wheels Corp Com560769101Common Stock30,500$00.0%00.0%Unchanged–
Mirion Technologies Inc - US60471A119Warrant / Rights224$00.0%00.0%Unchanged–
OPADOfferpad Solutions Inc.COM CL A197$00.0%00.0%UnchangedHistory
Post Holdings Partnering Cor737465112*W EXP 04/12/202200$00.0%00.0%Unchanged–
Agrico Acquisition CorpG41089106CLASS A ORD SHS7$00.0%+7New–
BOXDBoxed, Inc.COM10$00.0%+10NewHistory
DTRT Health Acquisition Corp23344T111*W EXP 08/31/2021,726$00.0%−660−27.7%Reduced–
EQRx, Inc.26886C115*W EXP 12/17/202100$00.0%00.0%Unchanged–
Fathom Digital Mfg Corp31189Y111*W EXP 12/22/2021,000$00.0%00.0%Unchanged–
GTCHGBT Technologies Inc.Common Stock27,076$00.0%00.0%UnchangedHistory
Globalink Invt Inc37892F117RIGHT 12/06/2026730$00.0%+730New–
Globalink Invt Inc37892F125*W EXP 12/03/202730$00.0%+730New–
Mind Cure Health Inc Com60254M108Common Stock500$00.0%00.0%Unchanged–
PRKRParkervision IncCommon Stock2,000$00.0%00.0%UnchangedHistory

Sold out since Q1 2022 (447)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 447 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
GSKGSK plcSPONSORED ADR938,154$41.4M0.3%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT13,078$1.01M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A36,021$898.0K<0.1%History
CERNCERNER CorpCOM9,248$868.0K<0.1%History
OPRAOpera LtdSPONSORED ADS122,129$722.0K<0.1%History
EPAYBottomline Technologies IncCOM12,075$684.0K<0.1%History
AZPNASPENTECH CorpCOM3,350$554.0K<0.1%History
iShares US Aggregate Bond Ucits ETFG4953W408ETF5,149$526.0K<0.1%–
Golden Pac Bancorp Inc Com38115V103Common Stock208,478$448.0K<0.1%–
Discovery Inc25470F302COM SER C16,303$407.0K<0.1%–
PBCTPeople's United Financial, Inc.COM15,020$300.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS25,030$249.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW4,036$245.0K<0.1%History
ZNGAZynga IncCL A25,823$239.0K<0.1%History
Vanguard S&P 500 UCITS ETFG9T17W137ETF2,753$239.0K<0.1%–
iShares Tr46435U127CLOUD 5G AND TEC7,431$197.0K<0.1%–
ANATAmerican National Group IncCOM NEW1,034$196.0K<0.1%History
CRCrane CoCOM1,743$189.0K<0.1%History
TVTYTivity Health, Inc.COM5,846$188.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF31,007$169.0K<0.1%–
FLOWSPX FLOW, Inc.COM1,935$167.0K<0.1%History
Russell Exchange Traded FDS Tr Scap Hidiv Yld782474399ETF6,090$158.0K<0.1%–
ISBCInvestors Bancorp, Inc.COM10,114$151.0K<0.1%History
FOEFerro CorpCOM6,586$143.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS1,149$101.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM5,139$95.0K<0.1%History
MIMEMimecast LtdORD SHS1,126$90.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC1,119$81.0K<0.1%–
US Ecology, Inc.91734M103COM1,684$81.0K<0.1%–
SPDR S&P 400 Mid Cap Ucits ETFG8T03H104ETF796$65.0K<0.1%–
SRLPSprague Resources LPCOM UNIT REP LTD3,900$64.0K<0.1%History
HCKTHackett Group, Inc.COM2,655$62.0K<0.1%History
Lojas Renner SA54146M202ADR10,572$62.0K<0.1%–
VanEck Vectors ETF Tr92189F379CHINAAMC CHINA B2,490$61.0K<0.1%–
EJFAEJF Acquisition Corp.CL A SHS6,003$59.0K<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD1,735$54.0K<0.1%–
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG1,232$53.0K<0.1%–
FCFranklin Covey CoCOM1,160$52.0K<0.1%History
Bridgemarq Real Estate Svc Inc Com10808B108Common Stock3,788$49.0K<0.1%–
VRMVroom, Inc.COM17,162$46.0K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC452$45.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT1,192$44.0K<0.1%–
QNCXQuince Therapeutics, Inc.COM7,189$44.0K<0.1%History
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X2,500$44.0K<0.1%–
SCORComscore, Inc.COM14,207$41.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE806$41.0K<0.1%–
Kraneshares Tr500767827ELEC VEH FUTUR1,018$40.0K<0.1%–
Aviva PLC05382A104ADR3,304$39.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP784$38.0K<0.1%–
Grindrod Shipping Holdings LY28895103SHS1,500$38.0K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX2,320$37.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD1,887$37.0K<0.1%–
Exchange Traded Concepts Tr301505764CAPITAL LINK GBL923$37.0K<0.1%–
VNEArriver Holdco, Inc.COM1,003$37.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR2,050$35.0K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND676$33.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD1,232$32.0K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS6,560$30.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD603$28.0K<0.1%–
PLANAnaplan, Inc.COM427$28.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC571$27.0K<0.1%–
RWAYRunway Growth Finance Corp.COM2,016$27.0K<0.1%History
Essential Utils Inc29670G201UNIT 04/30/2022432$26.0K<0.1%–
Falcon Minerals Corp30607B109CL A COM3,868$26.0K<0.1%–
NRGVEnergy Vault Holdings, Inc.COM CL A1,575$25.0K<0.1%History
Cie Generale des Etablissements Michelin SCAF61824144Common Stock185$25.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF640$24.0K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF769$24.0K<0.1%–
INTTIntest CorpCOM2,100$23.0K<0.1%History
Goldman Sachs ETF Tr381430602ACTIVEBETA US356$22.0K<0.1%–
Boliden AB-Unspn ADR09752V102ADR215$22.0K<0.1%–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB850$22.0K<0.1%History
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF614$21.0K<0.1%–
AEHRAehr Test SystemsCOM1,996$20.0K<0.1%History
Ssga Active Tr78470P309ST STR MARKE ETF429$20.0K<0.1%–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE512$20.0K<0.1%–
GOCOGoHealth, Inc.COM CL A16,734$20.0K<0.1%History
SVF Investment Corp 3G8601N108CL A SHS2,000$20.0K<0.1%–
ETF Ser Solutions26922A230HOYA CAP HOUSI500$19.0K<0.1%–
McRae Inds Inc CL A582757209Common Stock500$19.0K<0.1%–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS125$17.0K<0.1%–
Flexshares Tr33939L100MORNSTAR USMKT100$17.0K<0.1%–
ORGOOrganogenesis Holdings Inc.COM2,220$17.0K<0.1%History
VWTRVidler Water Resources, Inc.COM1,121$17.0K<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF568$16.0K<0.1%–
HMHCHoughton Mifflin Harcourt CoCOM780$16.0K<0.1%History
GTHXG1 Therapeutics, Inc.COM2,000$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG474$14.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN220$14.0K<0.1%–
Taisho Pharma Hold Unsp- ADR87402P105ADR1,190$14.0K<0.1%–
ATRSAntares Pharma, Inc.COM3,160$13.0K<0.1%History
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/20261,300$13.0K<0.1%–
KBC Group NV ShsB5337G162Common Stock177$13.0K<0.1%–
Eagle Plains Res Ltd Com New269906202Common Stock82,000$12.0K<0.1%–
AEVAAeva Technologies, Inc.COM2,653$11.0K<0.1%History
CNVYConvey Health Solutions Holdings, Inc.COM1,616$11.0K<0.1%History
UGAUnited States Gasoline Fund, LPUNITS180$10.0K<0.1%History
ORICOric Pharmaceuticals, Inc.COM1,884$10.0K<0.1%History
BTDPYBarratt Developments PLCADR745$10.0K<0.1%History
Healthcare Services Acqu Cor42227K104COM CL A1,000$10.0K<0.1%–