Sawtooth Solutions, LLC
- SEC CIK
- 0001486066
- Latest filing
- Jan 29, 2024
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 12, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 644
- +10 vs. Q2 2022
- Portfolio value
- $689.7M
- −$81.5M (−10.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VTGNVistagen Therapeutics, Inc. | COM NEW | 14,562 | $2.00K | <0.1% | +14,562 | New | History |
| AKBAAkebia Therapeutics, Inc. | COM | 10,327 | $3.00K | <0.1% | −7,182−41.0% | Reduced | History |
| ASXCAsensus Surgical, Inc. | COM | 11,457 | $5.00K | <0.1% | +11,457 | New | History |
| ITRGIntegra Resources Corp. | COM NEW | 12,556 | $7.00K | <0.1% | +12,556 | New | History |
| DRRXDurect Corp | COM | 21,374 | $12.0K | <0.1% | +21,374 | New | History |
| RFLRafael Holdings, Inc. | COM CL B | 10,679 | $19.0K | <0.1% | −1,365−11.3% | Reduced | History |
| TECXTectonic Therapeutic, Inc. | COM | 34,484 | $22.0K | <0.1% | −41,458−54.6% | Reduced | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 14,830 | $27.0K | <0.1% | +4,735+46.9% | Added | History |
| ABUSArbutus Biopharma Corp | COM | 14,343 | $27.0K | <0.1% | +14,343 | New | History |
| ONCROncorus, Inc. | COM | 36,748 | $31.0K | <0.1% | −40,588−52.5% | Reduced | History |
| SNCEScience 37 Holdings, Inc. | COM | 20,797 | $33.0K | <0.1% | +20,797 | New | History |
| VRMVroom, Inc. | COM | 29,906 | $35.0K | <0.1% | −5,751−16.1% | Reduced | History |
| CISOCISO Global, Inc. | COM | 13,315 | $39.0K | <0.1% | +13,315 | New | History |
| BGCBGC Group, Inc. | CL A | 12,808 | $40.0K | <0.1% | +12,808 | New | History |
| NPKINPK International Inc. | COM SHS | 17,369 | $44.0K | <0.1% | −18,200−51.2% | Reduced | History |
| HMYHarmony Gold Mining Co Ltd | ADR | 20,024 | $49.0K | <0.1% | +9,508+90.4% | Added | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 14,252 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| HOSHornbeck Offshore Services, Inc. | Stock | 13,604 | $53.0K | <0.1% | +2,243+19.7% | Added | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 12,356 | $55.0K | <0.1% | −6,256−33.6% | Reduced | History |
| VVRInvesco Senior Income Trust | COM | 15,081 | $56.0K | <0.1% | 00.0% | Unchanged | History |
| ABEVAmbev S.A. | SPONSORED ADR | 20,215 | $57.0K | <0.1% | +8,764+76.5% | Added | History |
| EHTHeHealth, Inc. | COM | 14,693 | $57.0K | <0.1% | +14,693 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 11,538 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| DMFBNY Mellon Municipal Income, Inc. | COM | 11,054 | $66.0K | <0.1% | +11,054 | New | History |
| BCABBioAtla, Inc. | COM | 10,163 | $78.0K | <0.1% | +118+1.2% | Added | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 16,613 | $80.0K | <0.1% | +16,613 | New | History |
| BCSBarclays PLC | ADR | 12,452 | $80.0K | <0.1% | +12,452 | New | History |
| CMUMFS High Yield Municipal Trust | SH BEN INT | 28,550 | $86.0K | <0.1% | +28,550 | New | History |
| INGING Groep NV | SPONSORED ADR | 10,212 | $87.0K | <0.1% | +10,212 | New | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 12,168 | $119.0K | <0.1% | +12,168 | New | History |
| WTIW&T Offshore Inc | COM | 20,560 | $120.0K | <0.1% | +20,560 | New | History |
| KOSKosmos Energy Ltd. | COM | 23,356 | $121.0K | <0.1% | −3,659−13.5% | Reduced | History |
| ESTEEarthstone Energy Inc | CL A | 11,954 | $147.0K | <0.1% | −4,376−26.8% | Reduced | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 30,488 | $152.0K | <0.1% | +11,428+60.0% | Added | History |
| THTarget Hospitality Corp. | COM | 12,535 | $158.0K | <0.1% | −611−4.6% | Reduced | History |
| DLTHDuluth Holdings Inc. | COM CL B | 22,462 | $158.0K | <0.1% | +270+1.2% | Added | History |
| KTKT Corp | SPONSORED ADR | 13,727 | $168.0K | <0.1% | +13,727 | New | History |
| LUMNLumen Technologies, Inc. | Stock | 23,291 | $170.0K | <0.1% | +23,291 | New | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 31,818 | $175.0K | <0.1% | +12,497+64.7% | Added | History |
| NATRNatures Sunshine Products Inc | COM | 21,235 | $175.0K | <0.1% | +1,563+7.9% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 10,188 | $192.0K | <0.1% | −192−1.8% | Reduced | – |
| VTRSViatris Inc | Stock | 22,947 | $196.0K | <0.1% | +1,614+7.6% | Added | History |
| RGAReinsurance Group of America Inc | COM NEW | 1,591 | $200.0K | <0.1% | +1,591 | New | History |
| BKRBaker Hughes Co | CL A | 9,595 | $201.0K | <0.1% | +299+3.2% | Added | History |
| PCTYPaylocity Holding Corp | COM | 834 | $201.0K | <0.1% | +834 | New | History |
| MPWRMonolithic Power Systems, Inc. | COM | 554 | $201.0K | <0.1% | +2+0.4% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 959 | $202.0K | <0.1% | 00.0% | Unchanged | – |
| FITBFifth Third Bancorp | COM | 6,308 | $202.0K | <0.1% | +256+4.2% | Added | History |
| GWWW.W. Grainger, Inc. | Stock | 418 | $204.0K | <0.1% | +418 | New | History |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 4,303 | $204.0K | <0.1% | −206−4.6% | Reduced | – |
| DDDuPont de Nemours, Inc. | COM | 4,040 | $204.0K | <0.1% | −58−1.4% | Reduced | History |
| HSIIHeidrick & Struggles International Inc | COM | 7,889 | $205.0K | <0.1% | +860+12.2% | Added | History |
| AGXArgan Inc | Stock | 6,411 | $206.0K | <0.1% | +133+2.1% | Added | History |
| XYZBlock, Inc. | CL A | 3,755 | $206.0K | <0.1% | −1,243−24.9% | Reduced | History |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 6,630 | $206.0K | <0.1% | −1,013−13.3% | Reduced | – |
| FBKFB Financial Corp | COM | 5,379 | $206.0K | <0.1% | −23−0.4% | Reduced | History |
| ILMNIllumina, Inc. | COM | 1,081 | $206.0K | <0.1% | +1,081 | New | History |
| FICOFair Isaac Corp | COM | 503 | $207.0K | <0.1% | +503 | New | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 4,335 | $210.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 2,646 | $210.0K | <0.1% | +2,646 | New | – |
| LHLabcorp Holdings Inc. | COM NEW | 1,032 | $211.0K | <0.1% | +69+7.2% | Added | History |
| FASTFastenal Co | Stock | 4,613 | $212.0K | <0.1% | +254+5.8% | Added | History |
| FHNFirst Horizon Corp | COM | 9,267 | $212.0K | <0.1% | +9,267 | New | History |
| EEni SpA | SPONSORED ADR | 10,008 | $212.0K | <0.1% | +10,008 | New | History |
| FTSFortis Inc. | COM | 5,582 | $212.0K | <0.1% | +5,582 | New | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,374 | $213.0K | <0.1% | +172+5.4% | Added | – |
| TDYTeledyne Technologies Inc | COM | 631 | $213.0K | <0.1% | +631 | New | History |
| MANHManhattan Associates Inc | Stock | 1,612 | $214.0K | <0.1% | +1,612 | New | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 4,180 | $215.0K | <0.1% | +4,180 | New | History |
| DOVDOVER Corp | COM | 1,862 | $217.0K | <0.1% | +1,862 | New | History |
| POOLPool Corp | COM | 683 | $217.0K | <0.1% | +683 | New | History |
| RMRRMR Group Inc. | CL A | 9,166 | $217.0K | <0.1% | +9,166 | New | History |
| EFXEquifax Inc | COM | 1,270 | $218.0K | <0.1% | +133+11.7% | Added | History |
| SPDR Series Trust78464A672 | ST INTER ETF | 7,761 | $218.0K | <0.1% | +356+4.8% | Added | – |
| CFCF Industries Holdings, Inc. | COM | 2,269 | $218.0K | <0.1% | −607−21.1% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 3,517 | $219.0K | <0.1% | +3,517 | New | History |
| JXNJackson Financial Inc. | COM CL A | 7,906 | $219.0K | <0.1% | +7,906 | New | History |
| KTFDWS Municipal Income Trust | COM | 26,426 | $220.0K | <0.1% | +26,426 | New | History |
| Vanguard Scottsdale FDS92206C623 | VNG RUS2000GRW | 1,463 | $220.0K | <0.1% | −37−2.5% | Reduced | – |
| CVLTCommvault Systems Inc | COM | 4,157 | $220.0K | <0.1% | +4,157 | New | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,343 | $221.0K | <0.1% | +123+10.1% | Added | History |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 5,250 | $222.0K | <0.1% | +5,250 | New | – |
| NTCTNetscout Systems Inc | COM | 7,099 | $222.0K | <0.1% | +236+3.4% | Added | History |
| PSXPhillips 66 | Stock | 2,759 | $223.0K | <0.1% | +2,759 | New | History |
| DLRDigital Realty Trust, Inc. | COM | 2,248 | $223.0K | <0.1% | +299+15.3% | Added | History |
| FDSFactset Research Systems Inc | Stock | 560 | $224.0K | <0.1% | +560 | New | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,919 | $225.0K | <0.1% | +3,919 | New | – |
| FDXFedEx Corp | Stock | 1,525 | $226.0K | <0.1% | +147+10.7% | Added | History |
| PCGPG&E Corp | Stock | 18,078 | $226.0K | <0.1% | +2,120+13.3% | Added | History |
| DARDarling Ingredients Inc. | COM | 3,410 | $226.0K | <0.1% | −3,847−53.0% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 6,187 | $226.0K | <0.1% | +6,187 | New | – |
| NSITInsight Enterprises Inc | COM | 2,739 | $226.0K | <0.1% | +196+7.7% | Added | History |
| DGXQuest Diagnostics Inc | COM | 1,843 | $226.0K | <0.1% | +1,843 | New | History |
| RBARB Global Inc. | COM | 3,622 | $226.0K | <0.1% | +3,622 | New | History |
| ATLCAtlanticus Holdings Corp | COM | 8,652 | $227.0K | <0.1% | +8,652 | New | History |
| ADArray Digital Infrastructure, Inc. | COM | 8,764 | $228.0K | <0.1% | +1,322+17.8% | Added | History |
| PBAPembina Pipeline Corp | COM | 7,553 | $229.0K | <0.1% | +7,553 | New | History |
| SNVSynovus Financial Corp | COM NEW | 6,154 | $231.0K | <0.1% | +91+1.5% | Added | History |
| SPGSimon Property Group Inc. | REIT | 2,580 | $232.0K | <0.1% | +81+3.2% | Added | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 8,990 | $234.0K | <0.1% | −30,884−77.5% | Reduced | – |
Sold out since Q2 2022 (83)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| iShares Tr464288414 | NATIONAL MUN ETF | 108,072 | $11.5M | 1.5% | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 78,577 | $10.4M | 1.3% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 99,606 | $3.99M | 0.5% | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 15,796 | $3.26M | 0.4% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 55,741 | $3.00M | 0.4% | – |
| iShares Tr464289420 | RUS TP200 VL ETF | 47,857 | $2.96M | 0.4% | – |
| SPDR Index Shs FDS78463X459 | ST STR SP GLBDIV | 24,318 | $1.50M | 0.2% | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 20,091 | $1.48M | 0.2% | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 5,895 | $773.0K | 0.1% | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,988 | $647.0K | 0.1% | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,669 | $562.0K | 0.1% | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 3,898 | $531.0K | 0.1% | – |
| FANGDiamondback Energy, Inc. | Stock | 3,712 | $450.0K | 0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 8,036 | $448.0K | 0.1% | – |
| iShares U S ETF Tr46431W838 | SHOR MAT MUN ETF | 8,939 | $444.0K | 0.1% | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 8,656 | $438.0K | 0.1% | – |
| KKellanova | Stock | 5,404 | $386.0K | 0.1% | History |
| VTRVentas, Inc. | REIT | 7,189 | $370.0K | <0.1% | History |
| CMCCommercial Metals Co | Stock | 10,699 | $354.0K | <0.1% | History |
| PKGPackaging Corp of America | Stock | 2,354 | $324.0K | <0.1% | History |
| CDKCDK Global, Inc. | COM | 5,788 | $317.0K | <0.1% | History |
| ALLYAlly Financial Inc. | Stock | 8,148 | $273.0K | <0.1% | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 5,332 | $272.0K | <0.1% | – |
| SMPStandard Motor Products, Inc. | Stock | 5,521 | $248.0K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,658 | $247.0K | <0.1% | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 7,074 | $246.0K | <0.1% | History |
| Cambria ETF Tr132061862 | TAIL RISK | 13,708 | $241.0K | <0.1% | – |
| SHELShell plc | ADR | 4,586 | $240.0K | <0.1% | History |
| OSKOshkosh Corp | COM | 2,926 | $240.0K | <0.1% | History |
| REXRex American Resources Corp | COM | 2,827 | $240.0K | <0.1% | History |
| Magic Software Enterprises L559166103 | ORD | 13,491 | $240.0K | <0.1% | – |
| TECHBIO-TECHNE Corp | COM | 690 | $239.0K | <0.1% | History |
| BNLBroadstone Net Lease, Inc. | COM | 11,593 | $238.0K | <0.1% | History |
| UNTYUnity Bancorp Inc | COM | 8,971 | $238.0K | <0.1% | History |
| LINCLincoln Educational Services Corp | COM | 37,580 | $237.0K | <0.1% | History |
| PPCPilgrims Pride Corp | Stock | 7,565 | $236.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,109 | $234.0K | <0.1% | History |
| TDCTeradata Corp | Stock | 6,318 | $234.0K | <0.1% | History |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 10,136 | $234.0K | <0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 1,604 | $231.0K | <0.1% | – |
| iShares Tips Bond ETF464287176 | ETF | 2,015 | $230.0K | <0.1% | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 4,802 | $229.0K | <0.1% | – |
| CTLTCatalent, Inc. | COM | 2,131 | $229.0K | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 6,161 | $228.0K | <0.1% | History |
| WHDCactus, Inc. | CL A | 5,630 | $227.0K | <0.1% | History |
| IDCCInterDigital, Inc. | COM | 3,737 | $227.0K | <0.1% | History |
| DXCDXC Technology Co | Stock | 7,434 | $225.0K | <0.1% | History |
| HPKHighPeak Energy, Inc. | COM | 8,782 | $225.0K | <0.1% | History |
| SIVBSVB Financial Group | COM | 567 | $224.0K | <0.1% | History |
| ROCCBaytex Energy USA, Inc. | COM | 6,730 | $221.0K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,480 | $221.0K | <0.1% | History |
| MTDRMatador Resources Co | COM | 4,728 | $220.0K | <0.1% | History |
| CHEChemed Corp | COM | 467 | $219.0K | <0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 4,384 | $217.0K | <0.1% | – |
| TSNTyson Foods, Inc. | Stock | 2,520 | $217.0K | <0.1% | History |
| TSCOTractor Supply Co | COM | 1,120 | $217.0K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 1,434 | $212.0K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 2,369 | $210.0K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,306 | $204.0K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 8,174 | $204.0K | <0.1% | History |
| CPECallon Petroleum Co | COM | 5,175 | $203.0K | <0.1% | History |
| iShares MSCI Eafe ETF464287465 | ETF | 3,230 | $202.0K | <0.1% | – |
| PLABPhotronics Inc | COM | 10,334 | $201.0K | <0.1% | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 1,671 | $201.0K | <0.1% | – |
| DBRGDigitalBridge Group, Inc. | CL A COM | 32,203 | $157.0K | <0.1% | History |
| CLVTClarivate PLC | ORD SHS | 10,241 | $142.0K | <0.1% | History |
| OISOil States International, Inc | COM | 24,816 | $135.0K | <0.1% | History |
| MRCMRC Global Inc. | COM | 10,581 | $105.0K | <0.1% | History |
| PLTRPalantir Technologies Inc. | Stock | 10,722 | $97.0K | <0.1% | History |
| CELLBruker Cellular Analysis, Inc. | COM | 12,791 | $64.0K | <0.1% | History |
| SYRSSyros Pharmaceuticals, Inc. | COM | 42,286 | $41.0K | <0.1% | History |
| VAPOVapotherm Inc | COM | 14,860 | $38.0K | <0.1% | History |
| PRCHPorch Group, Inc. | COM | 11,956 | $31.0K | <0.1% | History |
| FUBOFuboTV Inc. | COM | 12,299 | $30.0K | <0.1% | History |
| OTRKOntrak, Inc. | COM | 25,778 | $27.0K | <0.1% | History |
| AWHLAspira Women's Health Inc. | COM | 42,119 | $25.0K | <0.1% | History |
| FBRXForte Biosciences, Inc. | COM | 18,694 | $24.0K | <0.1% | History |
| ATHXAthersys, Inc | COM | 53,217 | $14.0K | <0.1% | History |
| CRISCuris Inc | COM NEW | 12,730 | $13.0K | <0.1% | History |
| AUDAudacy, Inc. | COM | 10,503 | $10.0K | <0.1% | History |
| DFTXDefinium Therapeutics, Inc. | COM | 12,322 | $8.00K | <0.1% | History |
| GOCOGoHealth, Inc. | COM CL A | 10,876 | $7.00K | <0.1% | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 11,076 | $2.00K | <0.1% | History |