Skip to main content
Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
220
+51 vs. Q4 2022
Portfolio value
$683.2M
+$191.6M (+39.0%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of DRW Securities, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NOVNNVN Liquidation, Inc.COM NEW20,266$26.0K<0.1%+20,266NewHistory
Credit Suisse Group225401108SPONSORED ADR34,846$31.0K<0.1%+34,846New–
TLRYTilray Brands, Inc.COM CL 212,668$32.0K<0.1%+12,668NewHistory
LULufax Holding LtdADS REP SHS CL A17,934$37.0K<0.1%−7,505−29.5%ReducedHistory
UECUranium Energy CorpCOM27,618$80.0K<0.1%+4,790+21.0%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS16,398$105.0K<0.1%+16,398NewHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$108.0K<0.1%00.0%UnchangedHistory
NWGNatWest Group plcSPONS ADR16,470$109.0K<0.1%00.0%UnchangedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,563$128.0K<0.1%−68,029−84.4%ReducedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS17,055$130.0K<0.1%−8,102−32.2%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS18,882$156.0K<0.1%−10,439−35.6%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM5,807$201.0K<0.1%+5,807NewHistory
TRGPTarga Resources Corp.COM2,771$202.0K<0.1%+2,771NewHistory
State Street SPDR S&P Biotech ETF78464A870ETF2,676$204.0K<0.1%+2,676New–
NVSNovartis AGADR2,227$205.0K<0.1%+2,227NewHistory
FLYYSpirit Aviation Holdings, Inc.COM11,967$205.0K<0.1%+11,967NewHistory
DBX ETF Tr233051879XTRACK HRVST CSI7,000$206.0K<0.1%+7,000New–
VICIVici Properties Inc.COM6,358$207.0K<0.1%−815−11.4%ReducedHistory
UALUnited Airlines Holdings, Inc.COM4,699$208.0K<0.1%+4,699NewHistory
CTRACoterra Energy Inc.Stock8,611$211.0K<0.1%−32,129−78.9%ReducedHistory
SHELShell plcADR3,683$212.0K<0.1%+3,683NewHistory
MCKMcKesson CorpStock614$219.0K<0.1%+614NewHistory
BIDUBaidu, Inc.ADR1,479$223.0K<0.1%−852−36.6%ReducedHistory
ARK Innovation ETF00214Q104ETF5,635$227.0K<0.1%+5,635New–
AREAlexandria Real Estate Equities, Inc.COM1,816$228.0K<0.1%+148+8.9%AddedHistory
MKCMcCormick & Co IncStock2,818$234.0K<0.1%+2,818NewHistory
VMRKVivmark ResidentialSH BEN INT4,003$240.0K<0.1%+238+6.3%AddedHistory
SCHWSchwab Charles CorpStock4,608$241.0K<0.1%−2,033−30.6%ReducedHistory
CAGConagra Brands Inc.Stock6,512$245.0K<0.1%+6,512NewHistory
DLRDigital Realty Trust, Inc.COM2,517$247.0K<0.1%−669−21.0%ReducedHistory
VMCVulcan Materials COCOM1,445$248.0K<0.1%−1,420−49.6%ReducedHistory
ULUnilever PLCSPON ADR NEW4,773$248.0K<0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock1,025$254.0K<0.1%+1,025NewHistory
AVBAvalonbay Communities IncCOM1,578$265.0K<0.1%−33−2.0%ReducedHistory
AXPAmerican Express CoStock1,617$267.0K<0.1%+1,617NewHistory
BALLBALL CorpCOM4,877$269.0K<0.1%−2,543−34.3%ReducedHistory
EXRExtra Space Storage Inc.COM1,668$272.0K<0.1%+173+11.6%AddedHistory
MLMMartin Marietta Materials IncCOM769$273.0K<0.1%−575−42.8%ReducedHistory
KDPKeurig Dr Pepper Inc.COM7,773$274.0K<0.1%+7,773NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,378$281.0K<0.1%00.0%Unchanged–
INGING Groep NVSPONSORED ADR23,697$281.0K<0.1%+23,697NewHistory
ADMArcher-Daniels-Midland CoStock3,576$285.0K<0.1%+3,576NewHistory
ORealty Income CorpREIT4,523$286.0K<0.1%−935−17.1%ReducedHistory
FANGDiamondback Energy, Inc.Stock2,133$288.0K<0.1%+2,133NewHistory
PSAPublic StorageCOM952$288.0K<0.1%−311−24.6%ReducedHistory
iShares Tr46429B499MSCI NORWAY ETF12,399$288.0K<0.1%00.0%Unchanged–
ZTSZoetis Inc.Stock1,771$295.0K<0.1%+1,771NewHistory
BACBank of America CorpStock10,726$307.0K<0.1%−13,347−55.4%ReducedHistory
MNSTMonster Beverage CorpCOM5,685$307.0K<0.1%+5,685NewHistory
IFFInternational Flavors & Fragrances IncCOM3,365$309.0K<0.1%−2,513−42.8%ReducedHistory
CFLTConfluent, Inc.CLASS A COM13,000$313.0K<0.1%+13,000NewHistory
LYBLyondellBasell Industries N.V.SHS - A -3,405$320.0K<0.1%−2,621−43.5%ReducedHistory
QCOMQualcomm IncStock2,520$322.0K<0.1%+135+5.7%AddedHistory
iShares MSCI India ETF46429B598ETF8,286$326.0K<0.1%−6,807−45.1%Reduced–
SNYSanofiSPONSORED ADR6,019$328.0K<0.1%+6,019NewHistory
AMATApplied Materials IncStock2,702$332.0K<0.1%+2,702NewHistory
MSMorgan StanleyStock3,863$339.0K<0.1%−2,426−38.6%ReducedHistory
ProShares Bitcoin ETF74347G440ETF19,549$342.0K0.1%+19,549New–
BSXBoston Scientific CorpStock7,043$352.0K0.1%+7,043NewHistory
DDDuPont de Nemours, Inc.COM4,999$357.0K0.1%−5,491−52.3%ReducedHistory
SGENSeagen Inc.COM1,800$364.0K0.1%+1,800NewHistory
DLTRDollar Tree, Inc.COM2,571$369.0K0.1%+2,571NewHistory
KMBKimberly Clark CorpStock2,771$372.0K0.1%+2,771NewHistory
CTVACorteva, Inc.Stock6,197$374.0K0.1%−11,562−65.1%ReducedHistory
EQIXEquinix IncCOM521$376.0K0.1%−518−49.9%ReducedHistory
WELLWelltower Inc.REIT5,265$377.0K0.1%+74+1.4%AddedHistory
DGDollar General CorpCOM1,821$383.0K0.1%+1,821NewHistory
ALBAlbemarle CorpStock1,775$392.0K0.1%−1,164−39.6%ReducedHistory
ARNCArconic CorpCOM15,000$393.0K0.1%+15,000NewHistory
KHCKraft Heinz CoStock10,489$406.0K0.1%+10,489NewHistory
Microsectors Fang Plus Index 3X063679534ETP3,974$411.0K0.1%+3,974New–
NVONovo Nordisk A SADR2,610$415.0K0.1%−26,468−91.0%ReducedHistory
HSYHershey CoCOM1,652$420.0K0.1%+1,652NewHistory
NEMNEWMONT CorpStock8,643$424.0K0.1%−10,430−54.7%ReducedHistory
SPGSimon Property Group Inc.REIT3,833$429.0K0.1%+297+8.4%AddedHistory
BKRBaker Hughes CoCL A14,925$431.0K0.1%+14,925NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW12,650$432.0K0.1%+12,650NewHistory
KRKroger CoStock8,813$435.0K0.1%+8,813NewHistory
OKEONEOK IncCOM6,960$442.0K0.1%+6,960NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,347$443.0K0.1%+5,347New–
NUENucor CorpCOM2,882$445.0K0.1%−2,466−46.1%ReducedHistory
HALHalliburton CoStock14,165$448.0K0.1%+14,165NewHistory
XYZBlock, Inc.CL A6,822$468.0K0.1%−2,342−25.6%ReducedHistory
PPGPPG Industries IncStock3,534$472.0K0.1%−2,086−37.1%ReducedHistory
AUPHAurinia Pharmaceuticals Inc.COM43,952$482.0K0.1%+43,952NewHistory
ELVElevance Health, Inc.Stock1,066$490.0K0.1%+1,066NewHistory
STZConstellation Brands, Inc.Stock2,200$497.0K0.1%+2,200NewHistory
BABoeing CoStock2,342$498.0K0.1%+2,342NewHistory
iShares Tr464287184CHINA LG-CAP ETF16,873$498.0K0.1%+16,873New–
SYYSysco CorpStock6,480$500.0K0.1%+6,480NewHistory
Kraneshares Trust500767306CSI CHI INTERNET16,036$500.0K0.1%+16,036New–
MTCHMatch Group, Inc.COM13,450$516.0K0.1%+13,450NewHistory
GISGeneral Mills IncStock6,224$532.0K0.1%+6,224NewHistory
iShares Tr46428743220 YR TR BD ETF5,157$549.0K0.1%+5,157New–
ONOn Semiconductor CorpStock6,747$555.0K0.1%+6,747NewHistory
KMIKinder Morgan, Inc.Stock31,923$559.0K0.1%+31,923NewHistory
CFGCitizens Financial Group IncCOM18,695$568.0K0.1%+18,695NewHistory
iShares Inc464286871MSCI HONG KG ETF27,790$571.0K0.1%+27,790New–
WFCWells Fargo & CompanyStock15,674$586.0K0.1%+15,674NewHistory
AMTAmerican Tower CorpREIT2,871$587.0K0.1%−1,941−40.3%ReducedHistory

Options (60)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q1 2023
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$829.5M$1.25B
SPYSPDR S&P 500 ETF TrustETF$938.2M$670.7M
AAPLApple Inc.Stock$212.5M$89.1M
NVDANVIDIA CorpStock$173.3M$110.7M
MSFTMicrosoft CorpStock$70.5M$100.8M
SLViShares Silver TrustETF$10.9M$137.5M
METAMeta Platforms, Inc.Stock$63.8M$74.0M
TSLATesla, Inc.Stock$55.8M$52.1M
AMZNAmazon Com IncStock$40.1M$64.9M
AMDAdvanced Micro Devices IncStock$59.1M$18.2M
GOOGLAlphabet Inc.Stock$42.2M$23.3M
ATVIActivision Blizzard, Inc.COM$34.4M$21.0M
NFLXNetflix IncStock$28.1M$26.1M
JPMJPMorgan Chase & CoStock$26.2M$17.0M
GOOGAlphabet Inc.Stock$20.9M$20.4M
BABAAlibaba Group Holding LtdADR$14.5M$25.6M
VVisa Inc.Stock$4.98M$20.4M
DISWalt Disney CoStock$14.2M$831.0K
TSMTaiwan Semiconductor Manufacturing Co LtdADR$5.11M$5.83M
HDHome Depot, Inc.Stock$3.28M$5.99M
MUMicron Technology IncStock$2.12M$4.21M
PYPLPayPal Holdings, Inc.Stock$4.81M$782.0K
OMFOneMain Holdings, Inc.COM$5.56M–
FCNCAFirst Citizens Bancshares IncCL A$4.87M–
JNJJohnson & JohnsonStock$3.46M$1.12M
XYZBlock, Inc.CL A$2.99M$206.0K
MAMastercard IncStock$363.0K$2.07M
SNAPSnap IncStock$1.32M$1.04M
ARNCArconic CorpCOM–$1.32M
INTCIntel CorpStock$415.0K$840.0K
WFCWells Fargo & CompanyStock$1.22M–
SMSM Energy CoCOM–$1.13M
RIOTRiot Platforms, Inc.COM$549.0K$508.0K
CFGCitizens Financial Group IncCOM$981.0K–
TBCHTurtle Beach CorpCOM NEW–$971.0K
ProShares Bitcoin ETF74347G440ETF$950.0K–
CFLTConfluent, Inc.CLASS A COM$905.0K–
INFNInfinera CorpCOM–$779.0K
HOODRobinhood Markets, Inc.Stock$696.0K–
WWEWorld Wrestling Entertainment, LLCCL A–$639.0K
SGENSeagen Inc.COM$587.0K–
HSBCHSBC Holdings PLCSPON ADR NEW$580.0K–
FHNFirst Horizon CorpCOM$576.0K–
HUMHumana IncStock$534.0K–
PTONPeloton Interactive, Inc.CL A COM$395.0K$133.0K
BABoeing CoStock$489.0K–
MDTMedtronic plcStock–$484.0K
GMEGameStop Corp.Stock–$479.0K
ETRNMidstream Co LLCCOM–$443.0K
BBIOBridgeBio Pharma, Inc.COM–$406.0K
OSPNOneSpan Inc.COM–$355.0K
LSILife Storage, Inc.COM–$354.0K
CVTCvent Holding Corp.COMMON STOCK–$340.0K
DKNGDraftKings Inc.Stock$323.0K–
MARAMARA Holdings, Inc.COM$304.0K–
FRGFranchise Group, Inc.COM–$302.0K
ETSYEtsy IncCOM$289.0K–
FLYYSpirit Aviation Holdings, Inc.COM$249.0K–
CALMCal-Maine Foods IncCOM NEW$213.0K–
QUOTQuotient Technology Inc.COM–$130.0K

Sold out since Q4 2022 (73)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SLViShares Silver TrustETF876,066$19.3M3.9%History
ProShares Tr74347G739ULTSHRT QQQ537,957$14.0M2.8%–
GLDSPDR Gold TrustETF71,729$12.2M2.5%History
iShares Core MSCI Emerging Markets ETF46434G103ETF201,105$9.39M1.9%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund91,996$4.97M1.0%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR44,929$3.35M0.7%History
AAPLApple Inc.Stock22,584$2.93M0.6%History
ProShares Tr74347B110ULTRAPRO SHORT S157,217$2.65M0.5%–
Vanguard Malvern FDS922020805STRM INFPROIDX41,700$1.95M0.4%–
SNOWSnowflake Inc.Stock12,470$1.79M0.4%History
NFLXNetflix IncStock5,870$1.73M0.4%History
Vanguard Star FDS921909768VG TL INTL STK F31,628$1.64M0.3%–
iShares Inc464286509MSCI CDA ETF43,559$1.43M0.3%–
BRK.BBerkshire Hathaway IncStock4,082$1.26M0.3%History
CPECallon Petroleum CoCOM31,000$1.15M0.2%History
EXEExpand Energy CorpCOM12,000$1.13M0.2%History
SWNSouthwestern Energy CoCOM180,000$1.05M0.2%History
CHRDChord Energy CorpCOM NEW6,500$889.0K0.2%History
MGYMagnolia Oil & Gas CorpCL A30,000$704.0K0.1%History
LYVLive Nation Entertainment, Inc.COM9,000$628.0K0.1%History
SMSM Energy CoCOM18,000$627.0K0.1%History
SNAPSnap IncStock58,032$519.0K0.1%History
CCICrown Castle Inc.REIT3,439$466.0K0.1%History
UPSUnited Parcel Service IncStock2,494$434.0K0.1%History
UNPUnion Pacific CorpStock2,082$431.0K0.1%History
DEDeere & CoStock982$421.0K0.1%History
GSGoldman Sachs Group IncStock1,200$412.0K0.1%History
CFCF Industries Holdings, Inc.COM4,469$381.0K0.1%History
PTONPeloton Interactive, Inc.CL A COM47,843$380.0K0.1%History
MOSMosaic CoCOM8,539$375.0K0.1%History
FMCFMC CorpCOM NEW2,957$369.0K0.1%History
JDJD.com, Inc.SPON ADS CL A6,392$359.0K0.1%History
PDDPDD Holdings Inc.SPONSORED ADS4,249$347.0K0.1%History
CCitigroup IncStock7,398$335.0K0.1%History
AVYAvery Dennison CorpCOM1,750$317.0K0.1%History
STLDSteel Dynamics IncCOM3,180$311.0K0.1%History
GEGeneral Electric CoStock3,675$308.0K0.1%History
IPInternational Paper CoCOM8,655$300.0K0.1%History
CSXCSX CorpStock9,537$295.0K0.1%History
iShares Tr46429B671MSCI CHINA ETF5,998$285.0K0.1%–
CBChubb LtdStock1,277$282.0K0.1%History
SPGIS&P Global Inc.Stock830$278.0K0.1%History
SBACSba Communications CorpCL A974$273.0K0.1%History
BCEBce IncCOM NEW6,211$273.0K0.1%History
FNVFranco Nevada CorpStock1,980$270.0K0.1%History
WYWeyerhaeuser CoCOM NEW8,552$265.0K0.1%History
NWSANews CorpCL A14,349$261.0K0.1%History
DKNGDraftKings Inc.Stock22,582$257.0K0.1%History
CBRECbre Group, Inc.CL A3,337$257.0K0.1%History
WPMWheaton Precious Metals Corp.COM6,495$254.0K0.1%History
PKGPackaging Corp of AmericaStock1,924$246.0K0.1%History
RYRoyal Bank of CanadaStock2,604$245.0K<0.1%History
AEMAgnico Eagle Mines LtdStock4,710$245.0K<0.1%History
Barrick Gold Corp067901108COM13,944$240.0K<0.1%–
USBUS Bancorp DECOM NEW5,503$240.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock2,316$238.0K<0.1%History
NEENextera Energy IncStock2,784$233.0K<0.1%History
Micro Focus Intl PLC594837403SPON ADR NEW36,866$233.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS3,197$232.0K<0.1%History
TCOMTrip.com Group LtdADS6,444$222.0K<0.1%History
WRKWestRock CoCOM6,044$213.0K<0.1%History
CECelanese CorpStock2,003$205.0K<0.1%History
ETNEaton Corp plcStock1,294$203.0K<0.1%History
CEGConstellation Energy CorpStock2,342$202.0K<0.1%History
BLKBlackRock, Inc.COM283$201.0K<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS13,354$186.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1030,682$179.0K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A11,905$162.0K<0.1%History
VXXBarclays Bank PLCETF10,542$149.0K<0.1%History
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR15,000$107.0K<0.1%History
TALTAL Education GroupSPONSORED ADS14,679$103.0K<0.1%History
IQiQIYI, Inc.SPONSORED ADS11,491$61.0K<0.1%History
VEONVEON Ltd.SPONSORED ADR120,705$59.0K<0.1%History