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Livermore
Livermore
ZHEN

WMS Partners, LLC

SEC CIK
0001480916
Latest filing
Nov 13, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
221
−57 vs. Q3 2021
Portfolio value
$465.7M
−$216.1M (−31.7%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of WMS Partners, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Oyster Enterprises Acq Corp69242M112*W EXP 01/20/20210,000$5.00K<0.1%00.0%Unchanged–
INUVInuvo, Inc.COM NEW30,000$16.0K<0.1%00.0%UnchangedHistory
FBIOFortress Biotech, Inc.COM11,624$29.0K<0.1%00.0%UnchangedHistory
SDCSmileDirectClub, Inc.CL A COM14,000$33.0K<0.1%+14,000NewHistory
SCORComscore, Inc.COM11,000$37.0K<0.1%00.0%UnchangedHistory
AIFFFirefly Neuroscience, Inc.COM10,000$50.0K<0.1%+10,000NewHistory
GNWGenworth Financial IncCOM SHS13,000$53.0K<0.1%00.0%UnchangedHistory
OMEXOdyssey Marine Exploration IncCOM NEW10,958$57.0K<0.1%00.0%UnchangedHistory
CERSCerus CorpCOM11,000$75.0K<0.1%+11,000NewHistory
PHKPIMCO High Income FundCOM SHS12,552$77.0K<0.1%00.0%UnchangedHistory
DMDesktop Metal, Inc.COM CL A19,077$94.0K<0.1%+19,077NewHistory
IAGIamgold CorpCOM33,100$104.0K<0.1%00.0%UnchangedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT15,846$108.0K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM21,124$114.0K<0.1%+21,124NewHistory
ADTADT Inc.COM13,648$115.0K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460G690DLY SEMICNDTR BR40,000$137.0K<0.1%+40,000New–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM22,700$177.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock9,670$201.0K<0.1%+9,670NewHistory
COPConocoPhillipsStock2,787$201.0K<0.1%+2,787NewHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI11,007$202.0K<0.1%00.0%UnchangedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF991$203.0K<0.1%+991New–
CERNCERNER CorpCOM2,215$206.0K<0.1%+2,215NewHistory
DUKDuke Energy CORPStock1,970$207.0K<0.1%+1,970NewHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,586$209.0K<0.1%−200−7.2%Reduced–
iShares Tr46436E510INTL DEV SML CP5,800$209.0K<0.1%00.0%Unchanged–
MASIMasimo CorpCOM713$209.0K<0.1%+713NewHistory
BALLBALL CorpCOM2,202$212.0K<0.1%+2,202NewHistory
INTUIntuit Inc.Stock336$216.0K<0.1%+336NewHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,820$217.0K<0.1%+2,820New–
State Street SPDR S&P Biotech ETF78464A870ETF2,004$224.0K<0.1%00.0%Unchanged–
TAT&T Inc.Stock9,202$226.0K<0.1%−301−3.2%ReducedHistory
SBACSba Communications CorpCL A582$226.0K<0.1%+582NewHistory
BYNDBeyond Meat, Inc.COM3,499$228.0K<0.1%+3,499NewHistory
KNSLKinsale Capital Group, Inc.Stock962$229.0K<0.1%+962NewHistory
AMPLAmplitude, Inc.Stock4,337$230.0K<0.1%+4,337NewHistory
BHRBraemar Hotels & Resorts Inc.COM45,390$231.0K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM2,047$234.0K0.1%−270−11.7%ReducedHistory
KMBKimberly Clark CorpStock1,656$237.0K0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock3,705$237.0K0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock1,758$238.0K0.1%+1,758NewHistory
CDKCDK Global, Inc.COM5,713$238.0K0.1%00.0%UnchangedHistory
QSRRestaurant Brands International Inc.COM3,966$241.0K0.1%−1,150−22.5%ReducedHistory
ROKURoku, IncCOM CL A1,068$244.0K0.1%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM15,000$249.0K0.1%−200−1.3%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,178$251.0K0.1%+1,178NewHistory
SHOPShopify Inc.Stock182$251.0K0.1%+25+15.9%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST22,677$251.0K0.1%+177+0.8%Added–
PNFPPinnacle Financial Partners, Inc.COM2,630$251.0K0.1%+130+5.2%AddedHistory
CCitigroup IncStock4,181$252.0K0.1%+1,328+46.5%AddedHistory
MOAltria Group, Inc.Stock5,345$253.0K0.1%−610−10.2%ReducedHistory
LANDGladstone Land CorpCOM7,500$253.0K0.1%−15,388−67.2%ReducedHistory
RIVNRivian Automotive, Inc.Stock2,453$254.0K0.1%+2,453NewHistory
ADBEAdobe Inc.Stock453$257.0K0.1%−45−9.0%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF5,000$259.0K0.1%00.0%Unchanged–
iShares Tr4642874571 3 YR TREAS BD3,056$261.0K0.1%00.0%Unchanged–
LVSLas Vegas Sands CorpCOM7,000$263.0K0.1%+7,000NewHistory
GWREGuidewire Software, Inc.COM2,331$265.0K0.1%+2,331NewHistory
AWKAmerican Water Works Company, Inc.Stock1,407$266.0K0.1%+207+17.3%AddedHistory
American Centy ETF Tr025072802INTL SMCP VLU4,126$266.0K0.1%+61+1.5%Added–
Advisorshares Tr00768Y453PURE US CANN ETF10,581$271.0K0.1%+81+0.8%Added–
CARRCarrier Global CorpStock5,191$282.0K0.1%+101+2.0%AddedHistory
BERYBerry Global Group, Inc.COM3,875$286.0K0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,018$288.0K0.1%+48+4.9%Added–
FDXFedEx CorpStock1,127$292.0K0.1%+88+8.5%AddedHistory
iShares Tr464287184CHINA LG-CAP ETF8,000$293.0K0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH1,964$300.0K0.1%00.0%Unchanged–
AFLAflac IncStock5,156$301.0K0.1%−627−10.8%ReducedHistory
AMGNAmgen IncStock1,348$303.0K0.1%+222+19.7%AddedHistory
DGXQuest Diagnostics IncCOM1,755$304.0K0.1%−10−0.6%ReducedHistory
FNVFranco Nevada CorpStock2,227$308.0K0.1%−825−27.0%ReducedHistory
FTVFortive CorpStock4,049$309.0K0.1%00.0%UnchangedHistory
iShares Russell Top 200 Growth ETF464289438ETF1,811$314.0K0.1%00.0%Unchanged–
OKTAOkta, Inc.CL A1,456$326.0K0.1%−46−3.1%ReducedHistory
COFCapital One Financial CorpStock2,271$329.0K0.1%−60−2.6%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF6,767$331.0K0.1%00.0%Unchanged–
PLDPrologis, Inc.REIT2,032$342.0K0.1%+76+3.9%AddedHistory
Global X Uranium ETF37954Y871ETF15,000$342.0K0.1%−5,617−27.2%Reduced–
BLKBlackRock, Inc.COM374$342.0K0.1%−15−3.9%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,915$345.0K0.1%+2,915New–
RSGRepublic Services, Inc.COM2,472$345.0K0.1%00.0%UnchangedHistory
HSYHershey CoCOM1,871$362.0K0.1%00.0%UnchangedHistory
FFIVF5, Inc.Stock1,492$365.0K0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock2,700$369.0K0.1%00.0%UnchangedHistory
PRUPrudential Financial IncStock3,416$370.0K0.1%−995−22.6%ReducedHistory
EPDEnterprise Products Partners L.P.Stock17,255$379.0K0.1%−7,110−29.2%ReducedHistory
CRMSalesforce, Inc.Stock1,522$387.0K0.1%+93+6.5%AddedHistory
MDXGMimedx Group, Inc.COM65,591$396.0K0.1%00.0%UnchangedHistory
NFLXNetflix IncStock674$406.0K0.1%+5+0.7%AddedHistory
Schwab US Dividend Equity ETF808524797ETF5,144$416.0K0.1%−461−8.2%Reduced–
iShares Tr464287721U.S. TECH ETF3,650$419.0K0.1%−750−17.0%Reduced–
FISVFiserv IncStock4,049$420.0K0.1%−35−0.9%ReducedHistory
American Centy ETF Tr025072877US SML CP VALU5,287$422.0K0.1%−92−1.7%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock2,076$425.0K0.1%+519+33.3%AddedHistory
ITWIllinois Tool Works IncStock1,744$430.0K0.1%00.0%UnchangedHistory
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST11,750$441.0K0.1%+11,750New–
FANGDiamondback Energy, Inc.Stock4,130$445.0K0.1%+130+3.3%AddedHistory
MFCManulife Financial CorpCOM24,018$458.0K0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock4,490$463.0K0.1%−554−11.0%ReducedHistory
CLColgate Palmolive CoStock5,486$468.0K0.1%00.0%UnchangedHistory
DHIHorton D R IncCOM4,388$476.0K0.1%−689−13.6%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of WMS Partners, LLC in Q4 2021
SecurityClassPutsCalls
RBLXRoblox CorpStock$2.06M–
AMZNAmazon Com IncStock–$1.00M
CRWDCrowdStrike Holdings, Inc.Stock–$328.0K

Sold out since Q3 2021 (86)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of WMS Partners, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Vanguard Morningstar Total Stock Market ETF922908769ETF611,046$135.7M19.9%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD546,958$45.1M6.6%–
Vanguard Dividend Appreciation ETF921908844ETF109,533$16.8M2.5%–
VVisa Inc.Stock56,196$12.5M1.8%History
Vanguard Morningstar Mid-Cap ETF922908629ETF31,531$7.46M1.1%–
UBERUber Technologies, IncStock89,472$4.01M0.6%History
GRMNGarmin LtdSHS15,797$2.46M0.4%History
TMOThermo Fisher Scientific Inc.Stock3,399$1.94M0.3%History
MMM3M CoStock10,492$1.84M0.3%History
TSLATesla, Inc.Stock2,230$1.73M0.3%History
Vanguard Information Technology ETF92204A702ETF4,176$1.68M0.2%–
VRSKVerisk Analytics, Inc.COM6,515$1.30M0.2%History
WMTWalmart Inc.Stock9,192$1.28M0.2%History
UNPUnion Pacific CorpStock6,504$1.27M0.2%History
Vanguard High Dividend Yield Index ETF921946406ETF12,198$1.26M0.2%–
Vanguard Morningstar Growth ETF922908736ETF4,216$1.22M0.2%–
TGTTarget CorpStock5,134$1.18M0.2%History
Vanguard Health Care ETF92204A504ETF3,938$973.0K0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF33,000$973.0K0.1%–
ACNAccenture plcStock2,986$955.0K0.1%History
Vanguard Morningstar Value ETF922908744ETF6,671$903.0K0.1%–
WCNWaste Connections, Inc.COM6,350$800.0K0.1%History
SBUXStarbucks CorpStock6,871$758.0K0.1%History
VMCVulcan Materials COCOM4,443$752.0K0.1%History
TXNTexas Instruments IncStock3,632$698.0K0.1%History
TDGTransDigm Group INCCOM1,101$688.0K0.1%History
TPLTexas Pacific Land CorpStock558$675.0K0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF3,076$673.0K0.1%–
WMWaste Management IncStock4,400$657.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF12,537$653.0K0.1%–
Bank of Montreal063679831INVERSE ETN47,400$636.0K0.1%–
Vanguard Total Bond Market ETF921937835ETF7,306$624.0K0.1%–
Vanguard Total World Stock ETF922042742ETF5,886$599.0K0.1%–
PSAPublic StorageCOM2,000$594.0K0.1%History
TWLOTwilio IncCL A1,827$583.0K0.1%History
SYKStryker CorpStock2,074$547.0K0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF3,200$542.0K0.1%–
CBChubb LtdStock3,050$529.0K0.1%History
TRVTravelers Companies, Inc.Stock3,378$514.0K0.1%History
TYLTyler Technologies IncCOM1,105$507.0K0.1%History
UNHUnitedHealth Group IncStock1,202$470.0K0.1%History
TFXTeleflex IncCOM1,236$465.0K0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF5,700$451.0K0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,001$447.0K0.1%History
NOCNorthrop Grumman CorpStock1,211$436.0K0.1%History
APTVAptiv PLCSHS2,916$434.0K0.1%History
VZVerizon Communications IncStock7,853$424.0K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF8,271$414.0K0.1%–
MDTMedtronic plcStock3,229$405.0K0.1%History
VEEVVeeva Systems IncStock1,405$405.0K0.1%History
YUMYum Brands IncStock3,282$401.0K0.1%History
Vanguard S&P 500 ETF922908363ETF965$381.0K0.1%–
TJXTJX Companies IncStock5,737$379.0K0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT6,000$379.0K0.1%–
TELATELA Bio, Inc.COM27,300$373.0K0.1%History
LNCLincoln National CorpCOM5,100$351.0K0.1%History
WHRWhirlpool CorpStock1,638$334.0K<0.1%History
UPSUnited Parcel Service IncStock1,790$326.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F5,140$325.0K<0.1%–
TEAMAtlassian CorpCL A830$325.0K<0.1%History
SRIStoneridge IncCOM15,600$318.0K<0.1%History
AONAon plcCL A1,085$310.0K<0.1%History
UAUnder Armour, Inc.CL C17,607$308.0K<0.1%History
PTONPeloton Interactive, Inc.CL A COM3,524$307.0K<0.1%History
STTState Street CorpCOM3,600$305.0K<0.1%History
FISFidelity National Information Services, Inc.Stock2,464$300.0K<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock49,500$285.0K<0.1%–
RYNRayonier IncCOM7,381$263.0K<0.1%History
WFCWells Fargo & CompanyStock5,490$255.0K<0.1%History
SOSouthern CoStock4,040$250.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF2,991$245.0K<0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF4,816$243.0K<0.1%–
AGNCAGNC Investment Corp.REIT15,200$240.0K<0.1%History
VMWVmware LLCCL A COM1,541$229.0K<0.1%History
ASMLASML Holding NVADR290$216.0K<0.1%History
STAAStaar Surgical CoCOM PAR $0.011,682$216.0K<0.1%History
DFSDiscover Financial ServicesCOM1,690$208.0K<0.1%History
ZTSZoetis Inc.Stock1,050$204.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,000$204.0K<0.1%History
TFCTruist Financial CorpCOM3,456$203.0K<0.1%History
Vanguard Real Estate ETF922908553ETF1,968$200.0K<0.1%–
FPIFarmland Partners Inc.COM10,000$120.0K<0.1%History
FNGDBank of MontrealMICROSCTRS 3X22,600$59.0K<0.1%History
VVOSVivos Therapeutics, Inc.COM12,167$49.0K<0.1%History
BGICFBirks Group Inc.CL A COM15,000$42.0K<0.1%History
SNGXSoligenix, Inc.COM25,000$27.0K<0.1%History