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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,050
+25 vs. Q2 2023
Portfolio value
$1.17B
+$1.29M (+0.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Asset Dedication, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Global Clean Energy ETF464288224ETF7,551$111.0K<0.1%+523+7.4%Added–
iShares Inc46434G889EMNG MKTS EQT2,716$111.0K<0.1%00.0%Unchanged–
SYYSysco CorpStock1,705$113.0K<0.1%+86+5.3%AddedHistory
PAYXPaychex IncStock995$115.0K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM3,796$115.0K<0.1%+1,000+35.8%AddedHistory
BOHBank of Hawaii CorpCOM2,318$115.0K<0.1%00.0%UnchangedHistory
ECLEcolab Inc.Stock714$119.0K<0.1%−271−27.5%ReducedHistory
MDTMedtronic plcStock1,539$120.0K<0.1%−90−5.5%ReducedHistory
First Tr Exchange-Traded FD33734H106SHS3,187$121.0K<0.1%00.0%Unchanged–
SNOWSnowflake Inc.Stock795$122.0K<0.1%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock3,079$122.0K<0.1%+580+23.2%AddedHistory
UBERUber Technologies, IncStock2,666$123.0K<0.1%+33+1.3%AddedHistory
Paramount Global92556H206CL B9,531$123.0K<0.1%00.0%Unchanged–
ROKRockwell Automation, IncStock436$124.0K<0.1%00.0%UnchangedHistory
WMWaste Management IncStock818$125.0K<0.1%−115−12.3%ReducedHistory
American Centy ETF Tr025072885US EQT ETF1,734$127.0K<0.1%+74+4.5%Added–
AMTAmerican Tower CorpREIT780$128.0K<0.1%−60−7.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF1,367$128.0K<0.1%00.0%Unchanged–
ADIAnalog Devices IncStock741$129.0K<0.1%−108−12.7%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock766$133.0K<0.1%00.0%UnchangedHistory
ORLYO Reilly Automotive IncStock146$133.0K<0.1%+23+18.7%AddedHistory
FFord Motor CoStock10,689$134.0K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM826$135.0K<0.1%−288−25.9%ReducedHistory
WisdomTree Tr97717W562US SMALLCAP FUND3,162$137.0K<0.1%00.0%Unchanged–
MCKMcKesson CorpStock323$140.0K<0.1%+29+9.9%AddedHistory
HIGHartford Insurance Group, Inc.Stock2,002$142.0K<0.1%−333−14.3%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX3,004$142.0K<0.1%−200−6.2%Reduced–
GEGeneral Electric CoStock1,290$144.0K<0.1%−1,212−48.4%ReducedHistory
ONTOOnto Innovation Inc.COM1,178$150.0K<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock1,715$151.0K<0.1%−360−17.3%ReducedHistory
MKCMcCormick & Co IncStock2,000$152.0K<0.1%−150−7.0%ReducedHistory
EMREmerson Electric CoStock1,586$153.0K<0.1%+450+39.6%AddedHistory
UPSUnited Parcel Service IncStock1,001$155.0K<0.1%+13+1.3%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,382$155.0K<0.1%−1,950−45.0%Reduced–
WMBWilliams Companies, Inc.COM4,746$160.0K<0.1%+235+5.2%AddedHistory
BPBP PLCADR4,184$162.0K<0.1%00.0%UnchangedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,269$165.0K<0.1%−165−11.5%Reduced–
iShares Tr464287770U.S. FIN SVC ETF1,071$166.0K<0.1%00.0%Unchanged–
SHOPShopify Inc.Stock3,050$167.0K<0.1%−100−3.2%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF3,665$168.0K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46139W858BULLETSHS 20329,025$169.0K<0.1%+4,561+102.2%Added–
iShares Russell Top 200 Growth ETF464289438ETF1,100$170.0K<0.1%00.0%Unchanged–
iShares Tr464289867CORE 60 BALA ETF3,450$170.0K<0.1%−650−15.9%Reduced–
SNASnap-on IncCOM667$170.0K<0.1%−23−3.3%ReducedHistory
NUENucor CorpCOM1,094$172.0K<0.1%+100+10.1%AddedHistory
NVONovo Nordisk A SADR1,914$174.0K<0.1%−800−29.5%ReducedConverted for a 2-for-1 splitHistory
KMBKimberly Clark CorpStock1,470$176.0K<0.1%+4+0.3%AddedHistory
USBUS Bancorp DECOM NEW5,489$180.0K<0.1%−275−4.8%ReducedHistory
Alps ETF Tr00162Q726BARRONS 400 ETF3,236$182.0K<0.1%00.0%Unchanged–
Pacer Trendpilot 100 ETF69374H303ETF3,000$184.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF6,371$187.0K<0.1%00.0%Unchanged–
CTVACorteva, Inc.Stock3,701$189.0K<0.1%+108+3.0%AddedHistory
GLDSPDR Gold TrustETF1,109$190.0K<0.1%00.0%UnchangedHistory
iShares Tr4642874571 3 YR TREAS BD2,405$195.0K<0.1%+6+0.3%Added–
Tidal ETF Tr886364603RPAR RISK PARI11,124$196.0K<0.1%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF5,260$200.0K<0.1%00.0%Unchanged–
OTISOtis Worldwide CorpStock2,480$201.0K<0.1%+95+4.0%AddedHistory
iShares S&P 100 ETF464287101ETF1,012$203.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Large-Cap ETF922908637ETF1,057$207.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,577$209.0K<0.1%00.0%Unchanged–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,277$210.0K<0.1%+46+3.7%Added–
NSCNorfolk Southern CorpStock1,105$217.0K<0.1%−137−11.0%ReducedHistory
CEGConstellation Energy CorpStock2,052$223.0K<0.1%+81+4.1%AddedHistory
iShares Core S&P US Value ETF464287663ETF3,028$226.0K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,901$226.0K<0.1%00.0%Unchanged–
HUMHumana IncStock472$229.0K<0.1%00.0%UnchangedHistory
Schwab International Small-Cap Equity ETF808524888ETF7,461$237.0K<0.1%−15−0.2%Reduced–
PSXPhillips 66Stock1,966$237.0K<0.1%+600+43.9%AddedHistory
UNPUnion Pacific CorpStock1,174$239.0K<0.1%−17−1.4%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,238$241.0K<0.1%−113−8.4%Reduced–
American Centy ETF Tr025072703INTL EQT ETF4,324$241.0K<0.1%−104−2.3%Reduced–
TFCTruist Financial CorpCOM8,584$247.0K<0.1%−94−1.1%ReducedHistory
Invesco Exchange Traded FD T46137V860DWA FINL MUMT5,973$247.0K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J445INVSC 30 MUNI BD11,948$251.0K<0.1%+506+4.4%Added–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF10,187$252.0K<0.1%00.0%Unchanged–
AVYAvery Dennison CorpCOM1,401$257.0K<0.1%−2−0.1%ReducedHistory
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL3,360$263.0K<0.1%−201−5.6%Reduced–
KDPKeurig Dr Pepper Inc.COM8,515$265.0K<0.1%+606+7.7%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV6,524$268.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W281EMG MKTS SMCAP5,786$268.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W604US SMALLCAP DIVD9,649$271.0K<0.1%00.0%Unchanged–
PHParker-Hannifin CorpStock713$275.0K<0.1%00.0%UnchangedHistory
NTESNetEase, Inc.SPONSORED ADS2,644$277.0K<0.1%−28−1.0%ReducedHistory
SPDR Series Trust78468R523ST STR BL 12 ETF2,826$281.0K<0.1%−4,024−58.7%Reduced–
iShares Tr46435U432IBONDS DEC 2510,709$281.0K<0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,983$288.0K<0.1%+330+9.0%Added–
EMNEastman Chemical CoStock3,805$291.0K<0.1%−40−1.0%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,530$296.0K<0.1%+3,534+177.1%Added–
AONAon plcCL A929$303.0K<0.1%+19+2.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,233$306.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717X669US QTLY DIV GRT4,836$307.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock1,129$310.0K<0.1%+2+0.2%AddedHistory
EDConsolidated Edison IncStock3,665$313.0K<0.1%+22+0.6%AddedHistory
American Centy ETF Tr025072315AVA RES MAR ETF7,158$320.0K<0.1%+3,197+80.7%Added–
iShares Tr464287630RUS 2000 VAL ETF2,366$321.0K<0.1%00.0%Unchanged–
iShares S&P 500 Value ETF464287408ETF2,155$332.0K<0.1%−66−3.0%Reduced–
iShares Tr464287721U.S. TECH ETF3,200$336.0K<0.1%00.0%Unchanged–
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,827$339.0K<0.1%−267−4.4%ReducedHistory
ASMLASML Holding NVADR603$347.0K<0.1%−23−3.7%ReducedHistory
SUSuncor Energy IncStock10,121$348.0K<0.1%−2,204−17.9%ReducedHistory

Sold out since Q2 2023 (48)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Absolute Shs Tr00400R858WBI PWR FACTOR7,184$186.0K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF280$79.0K<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,200$48.0K<0.1%–
ProShares Tr74347B698RUSS 2000 DIVD746$44.0K<0.1%–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM766$42.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY1,218$42.0K<0.1%–
SALSalisbury Bancorp, Inc.COM1,598$38.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY1,340$36.0K<0.1%–
MXLMaxlinear, IncCOM1,000$32.0K<0.1%History
BALLBALL CorpCOM400$23.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP332$21.0K<0.1%History
WSOWatsco IncCOM50$19.0K<0.1%History
WHRWhirlpool CorpStock108$16.0K<0.1%History
THGHanover Insurance Group, Inc.COM134$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG561$15.0K<0.1%–
STLAStellantis N.V.SHS800$14.0K<0.1%History
HEIHeico CorpCOM75$13.0K<0.1%History
PPCPilgrims Pride CorpStock500$11.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM1,463$11.0K<0.1%History
Timothy Plan887432334INTL ETF400$10.0K<0.1%–
AESAES CorpStock456$9.00K<0.1%History
TSNTyson Foods, Inc.Stock126$7.00K<0.1%History
DDOGDatadog, Inc.CL A COM67$7.00K<0.1%History
CNICanadian National Railway CoStock51$6.00K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF99$6.00K<0.1%–
QSQuantumScape CorpCOM CL A702$6.00K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A860$6.00K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK300$6.00K<0.1%–
RIORio Tinto PLCADR66$5.00K<0.1%History
OHIOmega Healthcare Investors IncCOM176$5.00K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM54$5.00K<0.1%History
WUWestern Union COStock252$3.00K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR50$3.00K<0.1%History
Erytech Pharma29604W108SPONSORED ADR4,000$3.00K<0.1%–
TELFYTelefonica S ASPONSORED ADR702$3.00K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM52$2.00K<0.1%History
HTZHertz Global Holdings, IncCOM NEW105$2.00K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM34$2.00K<0.1%History
SJMJ M SMUCKER CoStock10$1.00K<0.1%History
MPTMedical Properties Trust IncCOM83$1.00K<0.1%History
VICIVici Properties Inc.COM33$1.00K<0.1%History
BRCCBRC Inc.COM CL A257$1.00K<0.1%History
RMDResmed IncCOM2$00.0%History
DXCMDexcom IncCOM2$00.0%History
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%History
BBBY20230930-DK-Butterfly-1, Inc.COM20$00.0%History
First Rep BK San Francisco C33616C100COM273$00.0%–
EMBKEmbark Technology, Inc.COM NEW32$00.0%History