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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,050
+25 vs. Q2 2023
Portfolio value
$1.17B
+$1.29M (+0.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Asset Dedication, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FSLRFirst Solar, Inc.Stock255$42.0K<0.1%00.0%UnchangedHistory
FMNBFarmers National Banc CorpCOM3,654$42.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,049$43.0K<0.1%00.0%Unchanged–
iShares Tr464287739U.S. REAL ES ETF539$43.0K<0.1%00.0%Unchanged–
BRBroadridge Financial Solutions, Inc.Stock248$44.0K<0.1%−106−29.9%ReducedHistory
URIUnited Rentals, Inc.COM100$44.0K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock885$45.0K<0.1%+885NewHistory
AFLAflac IncStock582$45.0K<0.1%+170+41.3%AddedHistory
MRVLMarvell Technology, Inc.COM822$45.0K<0.1%00.0%UnchangedHistory
XYLXylem Inc.COM504$46.0K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM2,627$47.0K<0.1%+3+0.1%AddedHistory
First Tr Exchange-Traded Alp33735K108COM SHS483$47.0K<0.1%00.0%Unchanged–
OXYOccidental Petroleum CorpStock741$48.0K<0.1%+100+15.6%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF537$48.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF2,004$48.0K<0.1%00.0%Unchanged–
iShares Tr464288869MICRO-CAP ETF475$48.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF2,015$49.0K<0.1%00.0%Unchanged–
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%00.0%Unchanged–
FTVFortive CorpStock680$50.0K<0.1%00.0%UnchangedHistory
Vanguard S&P 500 Growth ETF921932505ETF201$50.0K<0.1%00.0%Unchanged–
NTRNutrien Ltd.COM823$50.0K<0.1%00.0%UnchangedHistory
EQNREquinor ASASPONSORED ADR1,500$50.0K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncREIT2,719$51.0K<0.1%+64+2.4%AddedHistory
DVNDevon Energy CorpStock1,070$51.0K<0.1%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR947$51.0K<0.1%+672+244.4%AddedHistory
LEGNLegend Biotech CorpSPONSORED ADS763$51.0K<0.1%00.0%UnchangedHistory
VVVValvoline IncCOM1,591$51.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF497$52.0K<0.1%−34−6.4%Reduced–
ALBAlbemarle CorpStock303$52.0K<0.1%+3+1.0%AddedHistory
U.S. Global Jets ETF26922A842ETF3,216$53.0K<0.1%−142−4.2%Reduced–
FTAIFTAI Aviation Ltd.SHS1,498$53.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347R248LARGE CAP CRE1,082$53.0K<0.1%00.0%Unchanged–
SGSweetgreen, Inc.COM CL A4,500$53.0K<0.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM3,768$54.0K<0.1%00.0%Unchanged–
BIIBBiogen Inc.COM210$54.0K<0.1%−13−5.8%ReducedHistory
SLFSun Life Financial IncCOM1,112$55.0K<0.1%00.0%UnchangedHistory
ASHAshland Inc.COM674$55.0K<0.1%00.0%UnchangedHistory
PIMCO Equity Ser72202L389RAFI DYN EMERG3,155$57.0K<0.1%00.0%Unchanged–
ProShares Tr74348A467S&P 500 DV ARIST664$58.0K<0.1%00.0%Unchanged–
SCHWSchwab Charles CorpStock1,086$59.0K<0.1%+205+23.3%AddedHistory
DLTRDollar Tree, Inc.COM569$60.0K<0.1%+4+0.7%AddedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF2,076$61.0K<0.1%−200−8.8%Reduced–
SRPTSarepta Therapeutics, Inc.COM500$61.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF919$62.0K<0.1%−118−11.4%Reduced–
KLACKLA CorpCOM NEW134$62.0K<0.1%+126+1,575.0%AddedHistory
CHDChurch & Dwight Co IncCOM680$62.0K<0.1%−245−26.5%ReducedHistory
WSMWilliams Sonoma IncCOM400$62.0K<0.1%+350+700.0%AddedHistory
SGOLabrdn Gold ETF TrustETF3,676$65.0K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF722$65.0K<0.1%−1,472−67.1%Reduced–
Ea Series Trust02072L607FREEDOM 100 EM2,315$65.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33735J101COM SHS1,012$66.0K<0.1%00.0%Unchanged–
NEMNEWMONT CorpStock1,813$67.0K<0.1%−103−5.4%ReducedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG800$68.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W778INTL MIDCAP DV1,210$68.0K<0.1%−7,868−86.7%Reduced–
CSQCalamos Strategic Total Return FundCOM SH BEN INT4,800$68.0K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM768$68.0K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock541$69.0K<0.1%−12−2.2%ReducedHistory
CRD.ACrawford & CoCL A7,432$69.0K<0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock749$70.0K<0.1%+475+173.4%AddedHistory
FDXFedEx CorpStock277$72.0K<0.1%+37+15.4%AddedHistory
STESTERIS plcSHS USD338$74.0K<0.1%+25+8.0%AddedHistory
ZTSZoetis Inc.Stock445$76.0K<0.1%−83−15.7%ReducedHistory
TTWOTake Two Interactive Software IncCOM550$77.0K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM4,925$78.0K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock768$79.0K<0.1%+50+7.0%AddedHistory
iShares Russell Midcap ETF464287499ETF1,164$79.0K<0.1%00.0%Unchanged–
DBCInvesco DB Commodity Index Tracking FundUNIT3,228$82.0K<0.1%00.0%UnchangedHistory
FBNCFirst BancorpCOM2,905$82.0K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock308$84.0K<0.1%+40+14.9%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF644$84.0K<0.1%−276−30.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J411BULLETSHS 31 MUN4,251$85.0K<0.1%+1,650+63.4%Added–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%−136−13.2%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF608$87.0K<0.1%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF1,165$88.0K<0.1%+276+31.0%Added–
VLOValero Energy CorpStock617$89.0K<0.1%+97+18.7%AddedHistory
AMATApplied Materials IncStock656$90.0K<0.1%+111+20.4%AddedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33738R118NASD TECH DIV1,600$90.0K<0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%00.0%Unchanged–
BKNGBooking Holdings Inc.Stock30$92.0K<0.1%+6+25.0%AddedHistory
ANSSAnsys IncCOM307$92.0K<0.1%+22+7.7%AddedHistory
EGEverest Group, Ltd.COM250$93.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF1,910$94.0K<0.1%00.0%Unchanged–
GISGeneral Mills IncStock1,497$96.0K<0.1%+253+20.3%AddedHistory
PANWPalo Alto Networks IncStock399$96.0K<0.1%−25−5.9%ReducedHistory
IDAIdacorp IncCOM1,035$97.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G425ESG AWR MSCI USA1,053$98.0K<0.1%+43+4.3%Added–
MPCMarathon Petroleum CorpStock655$100.0K<0.1%+150+29.7%AddedHistory
EBAYeBay IncCOM2,248$100.0K<0.1%−70−3.0%ReducedHistory
NOKNokia CorpSPONSORED ADR27,023$100.0K<0.1%−7,572−21.9%ReducedHistory
Vanguard S&P 500 Value ETF921932703ETF676$101.0K<0.1%00.0%Unchanged–
iShares Russell 2000 ETF464287655ETF585$103.0K<0.1%−161−21.6%Reduced–
BXBlackstone Inc.COM960$103.0K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X426MSCI EMRG MKTS1,942$104.0K<0.1%−14−0.7%Reduced–
iShares Russell 2000 Growth ETF464287648ETF473$105.0K<0.1%00.0%Unchanged–
HPQHP IncStock4,104$105.0K<0.1%+301+7.9%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF1,889$106.0K<0.1%−29−1.5%Reduced–
LPLALPL Financial Holdings Inc.COM451$107.0K<0.1%+1+0.2%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF237$108.0K<0.1%00.0%UnchangedHistory
ITTItt Inc.COM1,110$109.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (48)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Absolute Shs Tr00400R858WBI PWR FACTOR7,184$186.0K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF280$79.0K<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,200$48.0K<0.1%–
ProShares Tr74347B698RUSS 2000 DIVD746$44.0K<0.1%–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM766$42.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY1,218$42.0K<0.1%–
SALSalisbury Bancorp, Inc.COM1,598$38.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY1,340$36.0K<0.1%–
MXLMaxlinear, IncCOM1,000$32.0K<0.1%History
BALLBALL CorpCOM400$23.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP332$21.0K<0.1%History
WSOWatsco IncCOM50$19.0K<0.1%History
WHRWhirlpool CorpStock108$16.0K<0.1%History
THGHanover Insurance Group, Inc.COM134$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG561$15.0K<0.1%–
STLAStellantis N.V.SHS800$14.0K<0.1%History
HEIHeico CorpCOM75$13.0K<0.1%History
PPCPilgrims Pride CorpStock500$11.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM1,463$11.0K<0.1%History
Timothy Plan887432334INTL ETF400$10.0K<0.1%–
AESAES CorpStock456$9.00K<0.1%History
TSNTyson Foods, Inc.Stock126$7.00K<0.1%History
DDOGDatadog, Inc.CL A COM67$7.00K<0.1%History
CNICanadian National Railway CoStock51$6.00K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF99$6.00K<0.1%–
QSQuantumScape CorpCOM CL A702$6.00K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A860$6.00K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK300$6.00K<0.1%–
RIORio Tinto PLCADR66$5.00K<0.1%History
OHIOmega Healthcare Investors IncCOM176$5.00K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM54$5.00K<0.1%History
WUWestern Union COStock252$3.00K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR50$3.00K<0.1%History
Erytech Pharma29604W108SPONSORED ADR4,000$3.00K<0.1%–
TELFYTelefonica S ASPONSORED ADR702$3.00K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM52$2.00K<0.1%History
HTZHertz Global Holdings, IncCOM NEW105$2.00K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM34$2.00K<0.1%History
SJMJ M SMUCKER CoStock10$1.00K<0.1%History
MPTMedical Properties Trust IncCOM83$1.00K<0.1%History
VICIVici Properties Inc.COM33$1.00K<0.1%History
BRCCBRC Inc.COM CL A257$1.00K<0.1%History
RMDResmed IncCOM2$00.0%History
DXCMDexcom IncCOM2$00.0%History
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%History
BBBY20230930-DK-Butterfly-1, Inc.COM20$00.0%History
First Rep BK San Francisco C33616C100COM273$00.0%–
EMBKEmbark Technology, Inc.COM NEW32$00.0%History