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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 19, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,084
+72 vs. Q3 2022
Portfolio value
$985.8M
+$75.1M (+8.2%) vs. Q3 2022
Filed
Jan 19, 2023
SEC
Holdings of Asset Dedication, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF284$16.0K<0.1%00.0%Unchanged–
MFICMidCap Financial Investment CorpCOM NEW1,408$16.0K<0.1%+1,092+345.6%AddedHistory
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS593$16.0K<0.1%00.0%Unchanged–
ILMNIllumina, Inc.COM77$16.0K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncREIT794$17.0K<0.1%+139+21.2%AddedHistory
Pacer Trendpilot US Mid Cap ETF69374H204ETF536$17.0K<0.1%+536New–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF243$17.0K<0.1%00.0%Unchanged–
NTRSNorthern Trust CorpCOM195$17.0K<0.1%+195NewHistory
STXSeagate Technology Holdings plcORD SHS313$17.0K<0.1%+125+66.5%AddedHistory
Innovator ETFs Tr45782C763IBD BREAKOUT577$17.0K<0.1%00.0%Unchanged–
iShares Tr464288505MRGSTR SM CP ETF372$17.0K<0.1%+372New–
PLDPrologis, Inc.REIT155$18.0K<0.1%+2+1.3%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR241$18.0K<0.1%+44+22.3%AddedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF555$18.0K<0.1%−1−0.2%Reduced–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX197$18.0K<0.1%00.0%Unchanged–
URIUnited Rentals, Inc.COM50$18.0K<0.1%+50NewHistory
Advisorshares Tr00768Y818DOUBLELIN VAL EQ212$18.0K<0.1%00.0%Unchanged–
Sunpower Corp867652406COM1,000$18.0K<0.1%00.0%Unchanged–
ULUnilever PLCSPON ADR NEW367$18.0K<0.1%00.0%UnchangedHistory
CLXClorox CoStock138$19.0K<0.1%+136+6,800.0%AddedHistory
PIIPolaris Inc.Stock191$19.0K<0.1%+191NewHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH176$19.0K<0.1%00.0%Unchanged–
Timothy Plan887432326HIG DV STK ETF618$19.0K<0.1%00.0%Unchanged–
ITGartner IncCOM55$19.0K<0.1%00.0%UnchangedHistory
ORIOld Republic International CorpCOM822$19.0K<0.1%+99+13.7%AddedHistory
CRLCharles River Laboratories International, Inc.COM88$19.0K<0.1%+88NewHistory
DTMDT Midstream, Inc.COMMON STOCK342$19.0K<0.1%+1+0.3%AddedHistory
BJBJ's Wholesale Club Holdings, Inc.COM280$19.0K<0.1%00.0%UnchangedHistory
CCEPCoca-Cola Europacific Partners plcSHS343$19.0K<0.1%00.0%UnchangedHistory
iShares Tr464287762US HLTHCARE ETF66$19.0K<0.1%00.0%Unchanged–
IAAIAA, Inc.COM475$19.0K<0.1%+475NewHistory
ADMArcher-Daniels-Midland CoStock208$20.0K<0.1%+2+1.0%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF258$20.0K<0.1%−699−73.0%Reduced–
HALHalliburton CoStock514$20.0K<0.1%+30+6.2%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,440$20.0K<0.1%−1,928−57.2%ReducedHistory
BALLBALL CorpCOM400$20.0K<0.1%−5−1.2%ReducedHistory
INGRIngredion IncCOM200$20.0K<0.1%00.0%UnchangedHistory
BWABorgwarner IncCOM505$20.0K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM680$20.0K<0.1%+6+0.9%AddedHistory
MFCManulife Financial CorpCOM1,112$20.0K<0.1%00.0%UnchangedHistory
FSKFS KKR Capital CorpCOM1,116$20.0K<0.1%00.0%UnchangedHistory
HDBHDFC Bank LtdSPONSORED ADS294$20.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED944$20.0K<0.1%00.0%Unchanged–
PPGPPG Industries IncStock168$21.0K<0.1%+168NewHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF279$21.0K<0.1%00.0%Unchanged–
WBDWarner Bros. Discovery, Inc.Stock2,508$21.0K<0.1%−1,672−40.0%ReducedHistory
BABAAlibaba Group Holding LtdADR227$21.0K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM148$21.0K<0.1%+117+377.4%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL174$21.0K<0.1%00.0%Unchanged–
ANETArista Networks, Inc.COM176$21.0K<0.1%−4−2.2%ReducedHistory
First Rep BK San Francisco C33616C100COM180$21.0K<0.1%−60−25.0%Reduced–
MODVModivCare IncCOM236$21.0K<0.1%00.0%UnchangedHistory
DCIDonaldson Co IncStock377$22.0K<0.1%+377NewHistory
CAHCardinal Health IncStock289$22.0K<0.1%+10+3.6%AddedHistory
NXPINXP Semiconductors N.V.COM138$22.0K<0.1%+130+1,625.0%AddedHistory
CFRCullen/Frost Bankers, Inc.COM166$22.0K<0.1%+166NewHistory
Schwab U.S. REIT ETF808524847ETF1,205$23.0K<0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock494$23.0K<0.1%+23+4.9%AddedHistory
ALLAllstate CorpStock174$23.0K<0.1%+3+1.8%AddedHistory
KEYSKeysight Technologies, Inc.Stock132$23.0K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A614$23.0K<0.1%00.0%UnchangedHistory
SEICSEI Investments CoCOM383$23.0K<0.1%+320+507.9%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD300$23.0K<0.1%00.0%Unchanged–
IARTIntegra Lifesciences Holdings CorpCOM NEW406$23.0K<0.1%+406NewHistory
UGIUgi CorpStock642$24.0K<0.1%00.0%UnchangedHistory
NJRNew Jersey Resources CorpStock492$24.0K<0.1%+372+310.0%AddedHistory
ENBEnbridge IncStock576$24.0K<0.1%+115+24.9%AddedHistory
APOApollo Global Management, Inc.COM384$24.0K<0.1%00.0%UnchangedHistory
ULHUniversal Logistics Holdings, Inc.COM705$24.0K<0.1%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN700$24.0K<0.1%00.0%UnchangedHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF1,244$25.0K<0.1%00.0%Unchanged–
EIXEdison InternationalStock404$25.0K<0.1%+4+1.0%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF257$25.0K<0.1%−463−64.3%Reduced–
iShares Tr464288604MRGSTR SM CP GR695$25.0K<0.1%00.0%Unchanged–
iShares Tr464287739U.S. REAL ES ETF289$25.0K<0.1%00.0%Unchanged–
iShares Tr464288158SHRT NAT MUN ETF236$25.0K<0.1%−1,310−84.7%Reduced–
RSGRepublic Services, Inc.COM192$25.0K<0.1%+5+2.7%AddedHistory
LUVSouthwest Airlines CoCOM723$25.0K<0.1%00.0%UnchangedHistory
iShares Semiconductor ETF464287523ETF75$26.0K<0.1%00.0%Unchanged–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT1,281$26.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF656$26.0K<0.1%00.0%Unchanged–
WECWec Energy Group, Inc.Stock283$27.0K<0.1%+283NewHistory
AMPAmeriprise Financial IncCOM86$27.0K<0.1%00.0%UnchangedHistory
CUZCousins Properties IncCOM NEW1,057$27.0K<0.1%00.0%UnchangedHistory
OKEONEOK IncCOM414$27.0K<0.1%+3+0.7%AddedHistory
SHELShell plcADR482$28.0K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR303$28.0K<0.1%+107+54.6%AddedHistory
GPNGlobal Payments IncStock282$28.0K<0.1%00.0%UnchangedHistory
XYZBlock, Inc.CL A459$28.0K<0.1%+55+13.6%AddedHistory
PRUPrudential Financial IncStock303$29.0K<0.1%−887−74.5%ReducedHistory
BROBrown & Brown, Inc.Stock506$29.0K<0.1%+506NewHistory
PFGPrincipal Financial Group IncCOM340$29.0K<0.1%−6−1.7%ReducedHistory
SWKStanley Black & Decker, Inc.COM398$29.0K<0.1%−315−44.2%ReducedHistory
iShares Inc464286475EM MKT SM-CP ETF598$29.0K<0.1%00.0%Unchanged–
PETVPetVivo Holdings, Inc.COM14,569$29.0K<0.1%00.0%UnchangedHistory
AFLAflac IncStock412$30.0K<0.1%+12+3.0%AddedHistory
KKellanovaStock437$30.0K<0.1%+21+5.0%AddedHistory
CBSHCommerce Bancshares IncStock441$30.0K<0.1%+371+530.0%AddedHistory
NWSANews CorpCL A1,671$30.0K<0.1%+1+0.1%AddedHistory
JJacobs Solutions Inc.COM240$30.0K<0.1%−80−25.0%ReducedHistory

Sold out since Q3 2022 (94)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB1,808,273$38.3M4.2%–
iShares Tr46434VBA7IBONDS DEC22 ETF372,157$9.31M1.0%–
iShares Tr46435U176IBONDS 22 TRM HG318,820$7.66M0.8%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY330,172$7.25M0.8%–
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI185,906$4.70M0.5%–
iShares Tr46435G755IBONDS DEC2022154,878$4.01M0.4%–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,785$227.0K<0.1%–
WTERAlkaline Water Co IncCOM NEW269,712$91.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS892$52.0K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD1,086$50.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE1,132$31.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH1,438$27.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF1,048$26.0K<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID920$25.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS301$24.0K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA428$22.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX753$20.0K<0.1%–
TWTRTwitter, Inc.COM454$20.0K<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD629$19.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE430$18.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC500$16.0K<0.1%–
J P Morgan Exchange Traded F46641Q324INTERNL GWT292$14.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR303$14.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP380$14.0K<0.1%–
AGMFederal Agricultural Mortgage CorpCL C135$13.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF407$11.0K<0.1%–
MASIMasimo CorpCOM68$10.0K<0.1%History
Northern LTS FD Tr IV66538H633INSPIRE CORP BD382$9.00K<0.1%–
iShares Tr464287812US CONSM STAPLES38$7.00K<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF242$5.00K<0.1%–
ZENZendesk, Inc.COM61$5.00K<0.1%History
WPCW. P. Carey Inc.COM62$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60045$4.00K<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND53$4.00K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF37$4.00K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS100$4.00K<0.1%–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF90$4.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$4.00K<0.1%–
CVETCovetrus, Inc.COM120$3.00K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%History
EEExcelerate Energy, Inc.CL A COM100$2.00K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF56$2.00K<0.1%–
iShares Tr464287796U.S. ENERGY ETF62$2.00K<0.1%–
Global X FDS37954Y673US INFR DEV ETF74$2.00K<0.1%–
DLBDolby Laboratories, Inc.COM CL A25$2.00K<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$2.00K<0.1%–
MGMMGM Resorts InternationalStock37$1.00K<0.1%History
SFIXStitch Fix, Inc.Stock300$1.00K<0.1%History
ALLYAlly Financial Inc.Stock51$1.00K<0.1%History
JBLJabil IncStock17$1.00K<0.1%History
DKSDick's Sporting Goods, Inc.Stock9$1.00K<0.1%History
BOXBox IncCL A57$1.00K<0.1%History
DRIDarden Restaurants IncCOM5$1.00K<0.1%History
OSKOshkosh CorpCOM9$1.00K<0.1%History
RRXRegal Rexnord CorpCOM10$1.00K<0.1%History
CBRECbre Group, Inc.CL A17$1.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR133$1.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW5$1.00K<0.1%History
DYDycom Industries IncCOM6$1.00K<0.1%History
WPPWPP plcADR13$1.00K<0.1%History
STLDSteel Dynamics IncCOM9$1.00K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY11$1.00K<0.1%–
CTXSCitrix Systems IncCOM7$1.00K<0.1%History
EP.PCKinder Morgan, Inc.Convertible Preferred11$1.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$1.00K<0.1%–
ADNTAdient plcStock2$00.0%History
SNAPSnap IncStock13$00.0%History
PAYCPaycom Software, Inc.Stock1$00.0%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11$00.0%–
QSQuantumScape CorpCOM CL A15$00.0%History
APHAmphenol CorpCL A4$00.0%History
PFGCPerformance Food Group CoCOM5$00.0%History
CROXCrocs, Inc.COM5$00.0%History
AMKRAmkor Technology, Inc.COM18$00.0%History
USFDUS Foods Holding Corp.COM13$00.0%History
PVHPVH Corp.COM8$00.0%History
FNDFloor & Decor Holdings, Inc.CL A3$00.0%History
BYDBoyd Gaming CorpCOM9$00.0%History
PDDPDD Holdings Inc.SPONSORED ADS5$00.0%History
GHGuardant Health, Inc.COM2$00.0%History
MGAMagna International IncCOM9$00.0%History
FIVEFive Below, IncCOM3$00.0%History
SESea LtdSPONSORD ADS6$00.0%History
RNGRingCentral, Inc.CL A1$00.0%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS6$00.0%History
COHRCoherent Corp.COM2$00.0%History
LEALear CorpCOM NEW3$00.0%History
ASNDAscendis Pharma A/SSPONSORED ADR2$00.0%History
Avidity Biosciences, Inc.05370A108COM2$00.0%–
AXNXAxonics, Inc.COM3$00.0%History
CRHCRH Public Ltd CoADR7$00.0%History
SIVBSVB Financial GroupCOM1$00.0%History