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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 19, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,084
+72 vs. Q3 2022
Portfolio value
$985.8M
+$75.1M (+8.2%) vs. Q3 2022
Filed
Jan 19, 2023
SEC
Holdings of Asset Dedication, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V407INVESCO MSCI168$8.00K<0.1%00.0%Unchanged–
iShares Inc464286657MSCI BIC ETF246$8.00K<0.1%00.0%Unchanged–
DALDelta Air Lines, Inc.COM NEW216$8.00K<0.1%+16+8.0%AddedHistory
WIXWix.com Ltd.SHS106$8.00K<0.1%−100−48.5%ReducedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP160$8.00K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP93$8.00K<0.1%00.0%Unchanged–
Amplify Blockchain Technology ETF032108607ETF621$9.00K<0.1%00.0%Unchanged–
ACGLArch Capital Group Ltd.Stock151$9.00K<0.1%00.0%UnchangedHistory
FAFFirst American Financial CorpStock170$9.00K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM83$9.00K<0.1%+3+3.8%AddedHistory
MTCHMatch Group, Inc.COM202$9.00K<0.1%+3+1.5%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM1,231$9.00K<0.1%00.0%UnchangedHistory
NGGNational Grid PLCSPONSORED ADR NE151$9.00K<0.1%00.0%UnchangedHistory
Timothy Plan887432342U S SM CP CORE297$9.00K<0.1%00.0%Unchanged–
GPMTGranite Point Mortgage Trust Inc.COM STK1,637$9.00K<0.1%+1,637NewHistory
AGCOAGCO CorpCOM62$9.00K<0.1%+62NewHistory
GEFGreif, IncCL A138$9.00K<0.1%00.0%UnchangedHistory
Timothy Plan887432334INTL ETF400$9.00K<0.1%00.0%Unchanged–
American Centy ETF Tr025072349US LARGE CAP VLU180$9.00K<0.1%+180New–
Impact Shs FDS I Tr45259A100YWCA WOMENS ETF325$9.00K<0.1%+1+0.3%Added–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM927$9.00K<0.1%+518+126.7%AddedHistory
BNYBank of New York Mellon CorpStock224$10.0K<0.1%00.0%UnchangedHistory
GSKGSK plcADR284$10.0K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock39$10.0K<0.1%+1+2.6%AddedHistory
WRBBerkley W R CorpCOM133$10.0K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26406$10.0K<0.1%+406New–
INGING Groep NVSPONSORED ADR840$10.0K<0.1%+737+715.5%AddedHistory
Ea Series Trust02072L722STRI US ENER ETF356$10.0K<0.1%00.0%Unchanged–
FRTFederal Realty Investment TrustSH BEN INT NEW92$10.0K<0.1%00.0%UnchangedHistory
CRNCCerence Inc.COM521$10.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG399$10.0K<0.1%00.0%Unchanged–
SLViShares Silver TrustETF514$11.0K<0.1%00.0%UnchangedHistory
Alps Clean Energy ETF00162Q460ETF250$11.0K<0.1%00.0%Unchanged–
CCICrown Castle Inc.REIT80$11.0K<0.1%+5+6.7%AddedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT364$11.0K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM200$11.0K<0.1%00.0%Unchanged–
FBINFortune Brands Innovations, Inc.COM208$11.0K<0.1%+8+4.0%AddedHistory
MCYMercury General CorpCOM320$11.0K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM268$11.0K<0.1%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS184$11.0K<0.1%00.0%UnchangedHistory
iShares Tr464287549EXPND TEC SC ETF39$11.0K<0.1%00.0%Unchanged–
Dimensional ETF Trust25434V823US REAL ESTA ETF506$11.0K<0.1%+506New–
TRMKTrustmark CorpCOM312$11.0K<0.1%00.0%UnchangedHistory
BCEBce IncCOM NEW245$11.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y717GROWTH LEADERS432$11.0K<0.1%+1+0.2%Added–
AIGAmerican International Group, Inc.Stock196$12.0K<0.1%+89+83.2%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock113$12.0K<0.1%+54+91.5%AddedHistory
BSXBoston Scientific CorpStock263$12.0K<0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock312$12.0K<0.1%+12+4.0%AddedHistory
PPCPilgrims Pride CorpStock500$12.0K<0.1%00.0%UnchangedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD870$12.0K<0.1%00.0%Unchanged–
SVMSilvercorp Metals IncCOM4,043$12.0K<0.1%00.0%UnchangedHistory
CMCanadian Imperial Bank of CommerceCOM294$12.0K<0.1%−6−2.0%ReducedHistory
Timothy Plan887432359US LRGMD CP CORE365$12.0K<0.1%00.0%Unchanged–
LRCXLam Research CorpCOM30$12.0K<0.1%−2−6.3%ReducedHistory
TRIThomson Reuters CorpCOM NEW108$12.0K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock267$13.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock64$13.0K<0.1%−4−5.9%ReducedHistory
WELLWelltower Inc.REIT201$13.0K<0.1%+3+1.5%AddedHistory
VTRSViatris IncStock1,773$13.0K<0.1%+57+3.3%AddedHistory
AESAES CorpStock461$13.0K<0.1%+5+1.1%AddedHistory
Vanguard Total International Bond ETF92203J407ETF289$13.0K<0.1%−1,147−79.9%Reduced–
MCOMoodys CorpStock47$13.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347X831ULTRAPRO QQQ774$13.0K<0.1%00.0%Unchanged–
BTIBritish American Tobacco p.l.c.SPONSORED ADR315$13.0K<0.1%+115+57.5%AddedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL372$13.0K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH100$13.0K<0.1%00.0%Unchanged–
WDAYWorkday, Inc.CL A80$13.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP77$13.0K<0.1%00.0%Unchanged–
CFGCitizens Financial Group IncCOM317$13.0K<0.1%−5−1.6%ReducedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF265$13.0K<0.1%+43+19.4%Added–
Amplify ETF Tr032108805AMPLIFY LITHIUM1,096$13.0K<0.1%00.0%Unchanged–
Innovator ETFs Tr45782C862LOUP FRONTIER436$13.0K<0.1%00.0%Unchanged–
OGNOrganon & Co.Stock846$14.0K<0.1%−6−0.7%ReducedHistory
iShares Tr46435G433MSCI USA SMCP MN406$14.0K<0.1%+406New–
Invesco Exch TRD SLF Idx FD46138J411BULLETSHS 31 MUN664$14.0K<0.1%+664New–
PCARPaccar IncCOM258$14.0K<0.1%+20+8.4%AddedHistory
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF821$14.0K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF203$14.0K<0.1%+1+0.5%Added–
LNCLincoln National CorpCOM443$14.0K<0.1%−28−5.9%ReducedHistory
iShares Tr46429B655FLTG RATE NT ETF281$14.0K<0.1%−410−59.3%Reduced–
Ea Series Trust02072L607FREEDOM 100 EM507$14.0K<0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/99991,639$14.0K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock110$15.0K<0.1%+32+41.0%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock88$15.0K<0.1%+5+6.0%AddedHistory
iShares Tr46435U713US INFRASTRUC400$15.0K<0.1%+400New–
MKLMarkel Group Inc.COM11$15.0K<0.1%00.0%UnchangedHistory
KGCKinross Gold CorpCOM3,600$15.0K<0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM150$15.0K<0.1%+36+31.6%AddedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL391$15.0K<0.1%00.0%Unchanged–
HLTHilton Worldwide Holdings Inc.COM115$15.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R887ST STR R2K LOWV135$15.0K<0.1%00.0%Unchanged–
EXPDExpeditors International of Washington IncCOM150$15.0K<0.1%+150NewHistory
Renaissance Cap Greenwich FD759937204IPO ETF607$15.0K<0.1%+607New–
iShares MSCI USA Momentum Factor ETF46432F396ETF111$16.0K<0.1%+111New–
ECLEcolab Inc.Stock111$16.0K<0.1%+2+1.8%AddedHistory
ARK Innovation ETF00214Q104ETF518$16.0K<0.1%−7−1.3%Reduced–
WYWeyerhaeuser CoCOM NEW511$16.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W760INTL SMCAP DIV267$16.0K<0.1%+20+8.1%Added–
BNSBank of Nova ScotiaCOM331$16.0K<0.1%−330−49.9%ReducedHistory

Sold out since Q3 2022 (94)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB1,808,273$38.3M4.2%–
iShares Tr46434VBA7IBONDS DEC22 ETF372,157$9.31M1.0%–
iShares Tr46435U176IBONDS 22 TRM HG318,820$7.66M0.8%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY330,172$7.25M0.8%–
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI185,906$4.70M0.5%–
iShares Tr46435G755IBONDS DEC2022154,878$4.01M0.4%–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,785$227.0K<0.1%–
WTERAlkaline Water Co IncCOM NEW269,712$91.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS892$52.0K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD1,086$50.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE1,132$31.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH1,438$27.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF1,048$26.0K<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID920$25.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS301$24.0K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA428$22.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX753$20.0K<0.1%–
TWTRTwitter, Inc.COM454$20.0K<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD629$19.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE430$18.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC500$16.0K<0.1%–
J P Morgan Exchange Traded F46641Q324INTERNL GWT292$14.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR303$14.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP380$14.0K<0.1%–
AGMFederal Agricultural Mortgage CorpCL C135$13.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF407$11.0K<0.1%–
MASIMasimo CorpCOM68$10.0K<0.1%History
Northern LTS FD Tr IV66538H633INSPIRE CORP BD382$9.00K<0.1%–
iShares Tr464287812US CONSM STAPLES38$7.00K<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF242$5.00K<0.1%–
ZENZendesk, Inc.COM61$5.00K<0.1%History
WPCW. P. Carey Inc.COM62$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60045$4.00K<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND53$4.00K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF37$4.00K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS100$4.00K<0.1%–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF90$4.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$4.00K<0.1%–
CVETCovetrus, Inc.COM120$3.00K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%History
EEExcelerate Energy, Inc.CL A COM100$2.00K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF56$2.00K<0.1%–
iShares Tr464287796U.S. ENERGY ETF62$2.00K<0.1%–
Global X FDS37954Y673US INFR DEV ETF74$2.00K<0.1%–
DLBDolby Laboratories, Inc.COM CL A25$2.00K<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$2.00K<0.1%–
MGMMGM Resorts InternationalStock37$1.00K<0.1%History
SFIXStitch Fix, Inc.Stock300$1.00K<0.1%History
ALLYAlly Financial Inc.Stock51$1.00K<0.1%History
JBLJabil IncStock17$1.00K<0.1%History
DKSDick's Sporting Goods, Inc.Stock9$1.00K<0.1%History
BOXBox IncCL A57$1.00K<0.1%History
DRIDarden Restaurants IncCOM5$1.00K<0.1%History
OSKOshkosh CorpCOM9$1.00K<0.1%History
RRXRegal Rexnord CorpCOM10$1.00K<0.1%History
CBRECbre Group, Inc.CL A17$1.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR133$1.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW5$1.00K<0.1%History
DYDycom Industries IncCOM6$1.00K<0.1%History
WPPWPP plcADR13$1.00K<0.1%History
STLDSteel Dynamics IncCOM9$1.00K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY11$1.00K<0.1%–
CTXSCitrix Systems IncCOM7$1.00K<0.1%History
EP.PCKinder Morgan, Inc.Convertible Preferred11$1.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$1.00K<0.1%–
ADNTAdient plcStock2$00.0%History
SNAPSnap IncStock13$00.0%History
PAYCPaycom Software, Inc.Stock1$00.0%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11$00.0%–
QSQuantumScape CorpCOM CL A15$00.0%History
APHAmphenol CorpCL A4$00.0%History
PFGCPerformance Food Group CoCOM5$00.0%History
CROXCrocs, Inc.COM5$00.0%History
AMKRAmkor Technology, Inc.COM18$00.0%History
USFDUS Foods Holding Corp.COM13$00.0%History
PVHPVH Corp.COM8$00.0%History
FNDFloor & Decor Holdings, Inc.CL A3$00.0%History
BYDBoyd Gaming CorpCOM9$00.0%History
PDDPDD Holdings Inc.SPONSORED ADS5$00.0%History
GHGuardant Health, Inc.COM2$00.0%History
MGAMagna International IncCOM9$00.0%History
FIVEFive Below, IncCOM3$00.0%History
SESea LtdSPONSORD ADS6$00.0%History
RNGRingCentral, Inc.CL A1$00.0%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS6$00.0%History
COHRCoherent Corp.COM2$00.0%History
LEALear CorpCOM NEW3$00.0%History
ASNDAscendis Pharma A/SSPONSORED ADR2$00.0%History
Avidity Biosciences, Inc.05370A108COM2$00.0%–
AXNXAxonics, Inc.COM3$00.0%History
CRHCRH Public Ltd CoADR7$00.0%History
SIVBSVB Financial GroupCOM1$00.0%History