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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 21, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
866
+188 vs. Q1 2021
Portfolio value
$671.3M
+$228.6M (+51.7%) vs. Q1 2021
Filed
Jul 21, 2021
SEC
Holdings of Asset Dedication, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BHPBHP Group LtdADR5$00.0%00.0%UnchangedHistory
GTXGarrett Motion Inc.Stock54$00.0%+54NewHistory
REZIResideo Technologies, Inc.Stock16$00.0%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock20$00.0%+1+5.3%AddedHistory
Occidental Pete Corp WT Exp 080327674599162Stock37$00.0%+5+15.6%Added–
JWNNordstrom IncStock3$00.0%+3NewHistory
SSRMSSR Mining Inc.Stock23$00.0%+23NewHistory
QSQuantumScape CorpCOM CL A15$00.0%+15NewHistory
SPDR Series Trust78468R721STATE STREET SPD2$00.0%+2New–
WCNWaste Connections, Inc.COM1$00.0%+1NewHistory
BWABorgwarner IncCOM6$00.0%00.0%UnchangedHistory
PCARPaccar IncCOM1$00.0%+1NewHistory
PNWPinnacle West Capital CorpCOM6$00.0%+6NewHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN37$00.0%00.0%UnchangedHistory
TPRTapestry, Inc.COM2$00.0%+2NewHistory
BBBLACKBERRY LtdCOM40$00.0%+40NewHistory
BBWBuild-A-Bear Workshop IncCOM5$00.0%+5NewHistory
KMPRKEMPER CorpCOM6$00.0%00.0%UnchangedHistory
TDAYUSA TODAY Co., Inc.COM17$00.0%00.0%UnchangedHistory
ADTNADTRAN Holdings, Inc.COM10$00.0%+10NewHistory
FURYFury Gold Mines LtdCOM8$00.0%+8NewHistory
Micro Focus Intl PLC594837403SPON ADR NEW47$00.0%00.0%Unchanged–
Spinnaker ETF Series84858T400CANNABIS ETF25$00.0%−30−54.5%Reduced–
SNDLSNDL Inc.COM1,000$00.0%+1,000NewHistory
SCCOSouthern Copper CorpStock16$1.00K<0.1%+16NewHistory
PCGPG&E CorpStock125$1.00K<0.1%+125NewHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF10$1.00K<0.1%00.0%Unchanged–
TSMTaiwan Semiconductor Manufacturing Co LtdADR6$1.00K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock5$1.00K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF10$1.00K<0.1%+10New–
AYIAcuity Inc. (DE)Stock3$1.00K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock28$1.00K<0.1%+28NewHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11$1.00K<0.1%00.0%Unchanged–
BKRBaker Hughes CoCL A40$1.00K<0.1%00.0%UnchangedHistory
NGVTIngevity CorpCOM15$1.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID41$1.00K<0.1%+41New–
RWTRedwood Trust IncCOM100$1.00K<0.1%00.0%UnchangedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3650$1.00K<0.1%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS45$1.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD31$1.00K<0.1%+31New–
NMRKNewmark Group, Inc.CL A78$1.00K<0.1%−463−85.6%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
VRSKVerisk Analytics, Inc.COM8$1.00K<0.1%+8NewHistory
AVKAdvent Convertible & Income FundCOM26$1.00K<0.1%+26NewHistory
Alps ETF Tr00162Q452ALERIAN MLP21$1.00K<0.1%00.0%Unchanged–
WVEWave Life Sciences, Inc.SHS200$1.00K<0.1%+200NewHistory
Alps ETF Tr00162Q668EM SECT DIV DG61$1.00K<0.1%+1+1.7%Added–
AMCAMC Entertainment Holdings, Inc.CL A COM10$1.00K<0.1%+10NewHistory
ABMDAbiomed IncCOM4$1.00K<0.1%+4NewHistory
BGCBGC Group, Inc.CL A170$1.00K<0.1%00.0%UnchangedHistory
CTXSCitrix Systems IncCOM7$1.00K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU15$1.00K<0.1%+15New–
Direxion Shs ETF Tr25459W862DRX S&P500BULL7$1.00K<0.1%00.0%Unchanged–
Discovery Inc25470F302COM SER C25$1.00K<0.1%−78−75.7%Reduced–
ENVEnvestnet, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
ROOTRoot, Inc.COM CL A100$1.00K<0.1%+100NewHistory
SUMOSumo Logic, Inc.COM25$1.00K<0.1%00.0%UnchangedHistory
TGNATegna IncCOM67$1.00K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%00.0%UnchangedHistory
XELXcel Energy IncStock35$2.00K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF26$2.00K<0.1%00.0%Unchanged–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD110$2.00K<0.1%00.0%Unchanged–
NOVNOV Inc.COM130$2.00K<0.1%00.0%UnchangedHistory
SWXSouthwest Gas Holdings, Inc.COM36$2.00K<0.1%00.0%UnchangedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW44$2.00K<0.1%+44New–
MNDYmonday.com Ltd.SHS7$2.00K<0.1%+7NewHistory
iShares Tr464288588MBS ETF23$2.00K<0.1%+23New–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF35$2.00K<0.1%00.0%Unchanged–
SONYSony Group CorpSPONSORED ADR15$2.00K<0.1%+15NewHistory
RUNSunrun Inc.COM36$2.00K<0.1%00.0%UnchangedHistory
NINisource Inc.COM100$2.00K<0.1%+1+1.0%AddedHistory
MTBM&T Bank CorpCOM14$2.00K<0.1%00.0%UnchangedHistory
TECKTeck Resources LtdCL B86$2.00K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW13$2.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM47$2.00K<0.1%+15+46.9%AddedHistory
TRUPTrupanion, Inc.COM20$2.00K<0.1%+20NewHistory
ATHXAthersys, IncCOM1,226$2.00K<0.1%+1,226NewHistory
COUPCoupa Software IncCOM8$2.00K<0.1%+8NewHistory
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%+46New–
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$2.00K<0.1%00.0%Unchanged–
OPIOffice Properties Income TrustCOM SHS BEN INT59$2.00K<0.1%00.0%UnchangedHistory
PPTFranklin Premier Income TrustSH BEN INT330$2.00K<0.1%00.0%UnchangedHistory
Tata MTRS Ltd876568502SPONSORED ADR106$2.00K<0.1%00.0%Unchanged–
TTCFTattooed Chef, Inc.COM CL A100$2.00K<0.1%+100NewHistory
ZYMEZymeworks Inc.COM47$2.00K<0.1%+47NewHistory
TAKTakeda Pharmaceutical Co LtdADR186$3.00K<0.1%+186NewHistory
ALCAlcon IncStock41$3.00K<0.1%00.0%UnchangedHistory
RKTRocket Companies, Inc.Stock152$3.00K<0.1%+48+46.2%AddedHistory
SNOWSnowflake Inc.Stock13$3.00K<0.1%+13NewHistory
AIC3.ai, Inc.Stock50$3.00K<0.1%+50NewHistory
UAAUnder Armour, Inc.Stock140$3.00K<0.1%00.0%UnchangedHistory
Defiance Quantum ETF26922A420ETF52$3.00K<0.1%+52New–
iShares Tr464288208MRGSTR MD CP ETF41$3.00K<0.1%+1+2.5%AddedConverted for a 4-for-1 split–
CWCOConsolidated Water Co. Ltd.ORD215$3.00K<0.1%+215NewHistory
HTGCHercules Capital, Inc.COM200$3.00K<0.1%+200NewHistory
TRPTC Energy CorpCOM66$3.00K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%00.0%UnchangedHistory
CFGCitizens Financial Group IncCOM70$3.00K<0.1%00.0%UnchangedHistory
AFRMAffirm Holdings, Inc.COM CL A46$3.00K<0.1%00.0%UnchangedHistory
GTGoodyear Tire & Rubber CoCOM200$3.00K<0.1%00.0%UnchangedHistory

Sold out since Q1 2021 (21)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
ORLYO Reilly Automotive IncStock150$76.0K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA290$26.0K<0.1%–
PLOWDouglas Dynamics, IncCOM500$23.0K<0.1%History
FS KKR Cap Corp II35952V303COM1,175$23.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF800$22.0K<0.1%–
GMGeneral Motors CoCOM358$21.0K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT450$13.0K<0.1%–
VGRVector Group LtdCOM953$13.0K<0.1%History
SPNTSiriusPoint LtdCOM937$10.0K<0.1%History
UANCVR Partners, LPCOM180$7.00K<0.1%History
iShares Esg Aware US Aggregate Bond ETF46435U549ETF109$6.00K<0.1%–
VIRVir Biotechnology, Inc.COM108$6.00K<0.1%History
iShares Tr46435G243ESG AWRE 1 5 YR169$4.00K<0.1%–
Perspecta Inc715347100COM141$3.00K<0.1%–
LUMNLumen Technologies, Inc.COM64$1.00K<0.1%History
RAMPLiveRamp Holdings, Inc.COM8$00.0%History
ACBAurora Cannabis IncCOM1$00.0%History
GW Pharmaceuticals PLC36197T103ADS1$00.0%–
Hexo Corp428304307COM NEW6$00.0%–
OGIOrganigram Global Inc.COM23$00.0%History
TLRYTilray Brands, Inc.COM CL 23$00.0%History