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Livermore
Livermore
ZHEN

Flow Traders U.S. LLC

SEC CIK
0001466697
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
972
+43 vs. Q2 2021
Portfolio value
$2.49B
+$486.1M (+24.3%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Flow Traders U.S. LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WisdomTree Tr97717W844GLOB EX US QU FD25,676$1.04M<0.1%−11,277−30.5%Reduced–
SPDR Series Trust78468R796ST STR SP500FF9,850$1.05M<0.1%+5,653+134.7%Added–
John Hancock Exchange Traded47804J842MULTIFACTR SML30,329$1.05M<0.1%+30,329New–
Vanguard Wellington FD921935805US VALUE FACTR10,612$1.05M<0.1%+6,835+181.0%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY10,481$1.05M<0.1%+3,111+42.2%Added–
Transamerica ETF Tr89349P206DELTASHS S&P 40018,400$1.05M<0.1%+6,640+56.5%Added–
iShares Tr46434V423MSCI SAUDI ARBIA25,266$1.06M<0.1%−25,811−50.5%Reduced–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT23,658$1.06M<0.1%+23,658New–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF19,506$1.06M<0.1%−53,662−73.3%Reduced–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX5,306$1.07M<0.1%−742−12.3%Reduced–
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF25,987$1.07M<0.1%+25,987New–
Invesco Nasdaq 100 ETF46138G649ETF7,282$1.07M<0.1%−1,806−19.9%Reduced–
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF51,267$1.07M<0.1%+39,368+330.9%Added–
WisdomTree Tr97717Y691CLOUD COMPUTNG18,642$1.07M<0.1%+7,952+74.4%Added–
iShares Tr464287762US HLTHCARE ETF3,900$1.08M<0.1%+2,215+131.5%Added–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT4,520$1.08M<0.1%+4,520New–
VIXYProShares Trust IIVIX SH TRM FUTRS47,263$1.08M<0.1%+27,051+133.8%AddedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV19,121$1.08M<0.1%−3,946−17.1%Reduced–
Direxion Shares ETF Trust25460G609DAI ENE BUL ETF41,392$1.08M<0.1%+14,038+51.3%Added–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR78,746$1.09M<0.1%−3,507−4.3%ReducedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF33,393$1.09M<0.1%+20,983+169.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF4,911$1.09M<0.1%+4,911New–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF43,711$1.09M<0.1%+43,711New–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF13,768$1.10M<0.1%−20,795−60.2%Reduced–
BlackRock ETF Trust09290C608ISHA WORL EX ETF23,593$1.11M<0.1%−1,737−6.9%Reduced–
BNY Mellon ETF Trust09661T404INTERNATIONL EQT15,249$1.11M<0.1%−13,273−46.5%Reduced–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF7,030$1.11M<0.1%−7,425−51.4%Reduced–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV26,057$1.11M<0.1%+26,057New–
NRGDBank of MontrealBIG OIL INDX 3X107,717$1.11M<0.1%+50,701+88.9%AddedHistory
NRGUBank of MontrealBIG OIL 3X LEV7,724$1.11M<0.1%−3,272−29.8%ReducedHistory
Vanguard Communication Services ETF92204A884ETF7,911$1.11M<0.1%−1,671−17.4%Reduced–
Listed FD Tr53656F417ROUNDHILL BALL78,868$1.12M<0.1%+78,868New–
BNKDBank of MontrealMCROSECTR 3XINVR98,872$1.12M<0.1%+98,872NewHistory
Dimensional ETF Trust25434V104US CORE EQT MKT37,315$1.13M<0.1%+893+2.5%Added–
Tidal ETF Tr886364884SOFI WEEKLY INM10,587$1.13M<0.1%−12,241−53.6%Reduced–
Franklin Templeton ETF Tr35473P835FTSE BRAZIL56,784$1.14M<0.1%−14,974−20.9%Reduced–
ProShares Tr74347R370PSHS SH MSCI EAF61,900$1.14M<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V142WATER RES ETF20,989$1.15M<0.1%+20,989New–
ProShares Tr74347R685PSHS ULTRA UTIL19,658$1.16M<0.1%+19,658New–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH7,799$1.17M<0.1%+7,799New–
DISH Network CORP25470MAB5NOTE 3.375% 8/11,127,000$1.17M<0.1%+1,127,000New–
iShares Tr464288406MRGSTR MD CP VAL18,612$1.18M<0.1%+100+0.5%Added–
iShares Tr464288505MRGSTR SM CP ETF20,977$1.18M<0.1%+20,977New–
Hennessy Capital Invs Corp V42589T206UNIT 01/15/2025115,991$1.18M<0.1%+103,064+797.3%Added–
iShares Tr46434V696CORE MSCI PAC17,654$1.18M<0.1%−531,186−96.8%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF5,040$1.19M<0.1%−12,266−70.9%Reduced–
iShares Tr464288497DEVSMCP EXNA ETF17,308$1.20M<0.1%−12,820−42.6%Reduced–
Managed Portfolio Series56167N720TORTOISE NRAM PI55,098$1.20M<0.1%+10,378+23.2%Added–
DBEInvesco DB Energy FundENERGY FD71,406$1.21M<0.1%+31,664+79.7%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF41,759$1.22M<0.1%−66,346−61.4%Reduced–
ProShares Tr74347B235PSHS SHORT DOW3035,533$1.22M<0.1%+26,141+278.3%Added–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW5,729$1.23M<0.1%+5,729New–
iShares Tr46434V803HDG MSCI EAFE35,909$1.24M<0.1%−32,624−47.6%Reduced–
iShares Tr464287580US CONSUM DISCRE16,108$1.25M0.1%−19,316−54.5%Reduced–
DBPInvesco DB Precious Metals FundPRECIOUS METAL26,665$1.25M0.1%+13,505+102.6%AddedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG39,740$1.26M0.1%−11,983−23.2%Reduced–
Flexshares Tr33939L845QLT DIV DEF IDX23,740$1.26M0.1%+8,904+60.0%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS18,689$1.26M0.1%+18,689New–
Fidelity MSCI Materials Index ETF316092881ETF28,547$1.26M0.1%+19,079+201.5%Added–
ARK ETF Tr00214Q5003D PRINTING ETF35,526$1.27M0.1%+35,526New–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST56,971$1.27M0.1%+14,400+33.8%Added–
iShares Tr46429B515MSCI FINLAND ETF27,340$1.28M0.1%+19,999+272.4%Added–
Flexshares Tr33939L589ESG & CM HI YLD25,600$1.28M0.1%+25,600New–
Invesco Exch Traded FD Tr II46138G508SR LN ETF57,902$1.28M0.1%+57,902New–
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH30,203$1.28M0.1%+30,203New–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF25,300$1.28M0.1%+25,300New–
Global X FDS37954Y491DAX GERMANY ETF40,502$1.29M0.1%+30,362+299.4%Added–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF66,468$1.29M0.1%+3,344+5.3%Added–
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH5,786$1.30M0.1%+5,786New–
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH22,310$1.30M0.1%+22,310New–
PIMCO ETF Tr72201R874SHTRM MUN BD ACT25,465$1.31M0.1%+25,465New–
Invesco Exchange Traded FD T46137V597RAFI US 15007,197$1.31M0.1%−1,906−20.9%Reduced–
ProShares Tr74348A608SHT 7-10 YR TR53,903$1.32M0.1%+53,903New–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF19,770$1.33M0.1%−18,672−48.6%Reduced–
Invesco Exchange Traded FD T46137V803DWA CYCLICALS15,204$1.33M0.1%−3,067−16.8%Reduced–
Vanguard S&P 500 Value ETF921932703ETF9,552$1.34M0.1%+1,059+12.5%Added–
Innovator ETFs Tr45782C862LOUP FRONTIER26,230$1.34M0.1%−13,120−33.3%Reduced–
VanEck Semiconductor ETF92189F676ETF5,285$1.35M0.1%+504+10.5%Added–
ProShares Tr74347R842PSHS ULTRUSS200025,121$1.36M0.1%+25,121New–
Invesco S&P 500 Quality ETF46137V241ETF28,242$1.37M0.1%+17,344+159.1%Added–
iShares U S ETF Tr46431W507SHOR DURA BD ETF27,390$1.37M0.1%−377,403−93.2%Reduced–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL12,370$1.38M0.1%+12,370New–
BARGraniteShares Gold TrustSHS BEN INT79,446$1.39M0.1%+27,742+53.7%AddedHistory
ProShares Tr74347B714SHORT QQQ NEW113,719$1.39M0.1%+43,240+61.4%Added–
Global X FDS37954Y673US INFR DEV ETF54,908$1.40M0.1%−224,638−80.4%Reduced–
Principal Exchange Traded FD74255Y201QUALITY ETF25,912$1.40M0.1%+14,385+124.8%Added–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF56,300$1.41M0.1%−25,913−31.5%Reduced–
Barclays Bank PLC06738C794IPSPGS TTL ETN85,924$1.41M0.1%+31,349+57.4%Added–
DBX ETF Tr233051259XTRACKERS HIGH29,334$1.41M0.1%−6,140−17.3%Reduced–
Fidelity Covington Trust316092790QLTY FCTOR ETF28,407$1.41M0.1%+28,407New–
iShares Tr464287374NORTH AMERN NAT48,148$1.41M0.1%+48,148New–
State Street SPDR S&P Software & Services ETF78464A599ETF8,277$1.42M0.1%+8,277New–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW30,178$1.42M0.1%−29,337−49.3%Reduced–
Flexshares Tr33939L746US QUALITY CAP30,294$1.44M0.1%+25,648+552.0%Added–
Global X FDS37954Y343GLBL X MLP ETF40,762$1.44M0.1%+40,762New–
Kraneshares Tr500767207CICC CHINA 10046,071$1.44M0.1%−14,163−23.5%Reduced–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF35,268$1.44M0.1%+22,838+183.7%Added–
ETF Managers Tr26924G888ETHO CLIMATE LEA24,239$1.44M0.1%−14,043−36.7%Reduced–
Graniteshares ETF Tr38747R108BBG COMMD K 148,128$1.45M0.1%+48,128New–
Schwab Fundamental U.S. Small Company ETF808524763ETF27,564$1.45M0.1%−17,444−38.8%Reduced–

Sold out since Q2 2021 (346)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 346 by value last quarter.

Positions of Flow Traders U.S. LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464288257MSCI ACWI ETF598,412$60.6M3.0%–
SPDR Series Trust78468R622ST BLOO HIGH ETF376,477$41.4M2.1%–
Schwab US Tips ETF808524870ETF404,486$25.3M1.3%–
SPDR Series Trust78468R606ST PORT HIGH ETF765,551$20.6M1.0%–
Ssga Active ETF Tr78467V707ST STR UL BD ETF446,911$18.1M0.9%–
iShares Inc46434G863ESG AWR MSCI EM341,130$15.4M0.8%–
iShares Tr4642886613 7 YR TREAS BD101,226$13.2M0.7%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR258,515$13.1M0.7%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN223,920$12.6M0.6%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF266,580$12.3M0.6%–
iShares Tr46432F388MSCI USA VALUE109,621$11.5M0.6%–
iShares Tr46435G409MSCI INTL VLU FT388,916$10.0M0.5%–
iShares Inc46434G764MSCI EMRG CHN149,785$9.34M0.5%–
iShares Core MSCI Emerging Markets ETF46434G103ETF139,027$9.31M0.5%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF99,825$9.13M0.5%–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF241,435$8.86M0.4%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL180,914$8.78M0.4%–
Vanguard Total World Stock ETF922042742ETF80,117$8.30M0.4%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD148,080$8.19M0.4%–
iShares Tr464287622RUS 1000 ETF32,220$7.80M0.4%–
State Street Technology Select Sector SPDR ETF81369Y803ETF51,001$7.53M0.4%–
Vanguard Whitehall FDS921946794INTL HIGH ETF109,944$7.47M0.4%–
iShares Tr46434V4070-5YR HI YL CP159,313$7.34M0.4%–
iShares Tr464288414NATIONAL MUN ETF59,362$6.96M0.3%–
MDYSPDR S&P Midcap 400 ETF TrustETF14,142$6.94M0.3%History
iShares Tr46429B671MSCI CHINA ETF80,764$6.66M0.3%–
Dimensional ETF Trust25434V203INTL CORE EQT MK227,692$6.65M0.3%–
iShares Inc464286772MSCI STH KOR ETF69,335$6.46M0.3%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW106,171$6.36M0.3%–
iShares S&P 500 Growth ETF464287309ETF76,205$5.54M0.3%–
iShares Tr464287184CHINA LG-CAP ETF113,098$5.24M0.3%–
Vanguard Morningstar Value ETF922908744ETF35,747$4.91M0.2%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT94,730$4.82M0.2%–
iShares Tr464288273EAFE SML CP ETF62,201$4.61M0.2%–
SGOLabrdn Gold ETF TrustETF267,160$4.54M0.2%History
WisdomTree Tr97717X594ITL HDG QTLY DIV100,769$4.45M0.2%–
Vanguard S&P 500 ETF922908363ETF10,880$4.28M0.2%–
ProShares Tr74347B201PSHS ULTSH 20YRS226,685$4.27M0.2%–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF125,794$4.06M0.2%–
VanEck ETF Trust92189H300JP MRGAN EM LOC128,340$4.03M0.2%–
WisdomTree Tr97717X867EM LCL DEBT FD121,783$3.97M0.2%–
iShares S&P 500 Value ETF464287408ETF25,814$3.81M0.2%–
Flexshares Tr33939L407MORNSTAR UPSTR98,734$3.78M0.2%–
iShares Tr464287341GLOBAL ENERG ETF139,139$3.70M0.2%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF25,935$3.44M0.2%–
UNGUnited States Natural Gas Fund, LPUNIT PAR251,252$3.29M0.2%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF36,615$3.28M0.2%–
iShares MSCI USA Momentum Factor ETF46432F396ETF18,857$3.27M0.2%–
Vanguard World FD921910725ESG INTL STK ETF50,951$3.27M0.2%–
iShares Core U.S. Aggregate Bond ETF464287226ETF27,815$3.21M0.2%–
iShares Tr464288356CALIF MUN BD ETF50,736$3.18M0.2%–
iShares S&P 100 ETF464287101ETF16,068$3.15M0.2%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF99,494$3.11M0.2%–
iShares Russell 1000 Value ETF464287598ETF19,371$3.07M0.2%–
iShares Inc464286251JP MRG EM CRP BD57,166$3.00M0.1%–
iShares Tr464289529INDIA 50 ETF63,946$2.99M0.1%–
VanEck ETF Trust92189F353EMERGING MRKT HI122,867$2.93M0.1%–
SOYBTeucrium Commodity TrustSOYBEAN FD122,466$2.90M0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD153,197$2.85M0.1%History
iShares Tr464289420RUS TP200 VL ETF42,839$2.85M0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY32,418$2.79M0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG88,528$2.69M0.1%–
WisdomTree Tr97717X719CHINADIV EX FI37,277$2.51M0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF42,213$2.42M0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS23,582$2.36M0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF88,392$2.36M0.1%–
iShares Tr464287846DOW JONES US ETF21,017$2.27M0.1%–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF40,821$2.26M0.1%–
SPDR Series Trust78468R721STATE STREET SPD42,852$2.23M0.1%–
Dimensional Emerging Core Equity Market ETF25434V302ETF74,897$2.22M0.1%–
Flexshares Tr33939L886ULTR SHO INC FD27,851$2.12M0.1%–
Direxion Shs ETF Tr25459W862DRX S&P500BULL18,726$2.00M0.1%–
First Trust Cloud Computing ETF33734X192ETF18,829$2.00M0.1%–
Vanguard World FD921910709EXTENDED DUR14,524$1.97M0.1%–
iShares Semiconductor ETF464287523ETF4,239$1.93M0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING26,252$1.91M0.1%–
iShares Tr464288323NEW YORK MUN ETF32,147$1.88M0.1%–
Kensington Capital Acquisiti49006L203UNIT 99/99/9999174,521$1.81M0.1%–
iShares Tr46429B200CHINA SM-CAP ETF31,355$1.81M0.1%–
SPDR Series Trust78464A763ST STR SP DIV14,795$1.81M0.1%–
iShares Inc464286780MSCI STH AFR ETF36,802$1.80M0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF33,147$1.79M0.1%–
iShares Tr46428865310-20 YR TRS ETF12,003$1.76M0.1%–
ProShares Tr74347X823ULTRPRO DOW3024,139$1.76M0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF6,347$1.71M0.1%–
GRNBarclays Bank PLCETN 4972,157$1.63M0.1%History
iShares Tr46436E7180-3 MTH TREASURY16,100$1.61M0.1%–
iShares Tr464288158SHRT NAT MUN ETF14,410$1.55M0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,062$1.54M0.1%–
iShares Tr464289180MSCI EURO FL ETF78,906$1.54M0.1%–
iShares Tr46435U853BROAD USD HIGH36,755$1.53M0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF28,739$1.52M0.1%–
iShares Tr464287630RUS 2000 VAL ETF9,105$1.51M0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026146,463$1.46M0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF19,429$1.42M0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF48,312$1.42M0.1%–
ProShares Tr74347X864ULTRPRO S&P50012,329$1.40M0.1%–
WisdomTree Tr97717X552EUROP OPPOR FD39,614$1.39M0.1%–
VanEck ETF Trust92189H201INTRMDT MUNI ETF26,631$1.38M0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF29,677$1.38M0.1%–