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Livermore
Livermore
ZHEN

Flow Traders U.S. LLC

SEC CIK
0001466697
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
972
+43 vs. Q2 2021
Portfolio value
$2.49B
+$486.1M (+24.3%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Flow Traders U.S. LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Principal Exchange Traded FD74255Y300PRNCPL VLU ETF5,900$249.0K<0.1%00.0%Unchanged–
Principal Exchange-Traded FD74255Y409HELTHCARE INDX4,552$249.0K<0.1%−18,322−80.1%Reduced–
Advisorshares Tr00768Y560ADVISORSHS ETF5,370$250.0K<0.1%+12+0.2%Added–
NICENICE Ltd.SPONSORED ADR881$250.0K<0.1%+881NewHistory
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL7,695$250.0K<0.1%00.0%Unchanged–
ProShares Tr74347B508DJ BRKFLD GLB5,552$251.0K<0.1%−3,889−41.2%Reduced–
ProShares Tr74347G663ULTPRO SHT9,033$251.0K<0.1%+9,033New–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,122$252.0K<0.1%+2,122New–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT7,246$255.0K<0.1%+7,246New–
Principal Exchange Traded FD74255Y607PRIN U S SMALL5,600$255.0K<0.1%00.0%Unchanged–
iShares Tr46435U697IBONDS DEC9,489$256.0K<0.1%−17,214−64.5%Reduced–
iShares Inc464286525MSCI GBL MIN VOL2,497$257.0K<0.1%−2,560−50.6%Reduced–
Global X FDS37954Y293GLB X MLP ENRG I7,224$259.0K<0.1%+7,224New–
iShares Tr46435U184IBONDS 24 TRM HG10,589$262.0K<0.1%−17,141−61.8%Reduced–
ETF Ser Solutions26922B600DEFIANCE NEXT13,432$263.0K<0.1%+13,432New–
ProShares Tr74347G796MSCI TRANFRMTNAL5,893$263.0K<0.1%−1,388−19.1%Reduced–
iShares Tr464287713US TELECOM ETF8,143$264.0K<0.1%−6,781−45.4%Reduced–
iShares Tr46436E825IBONDS 29 TRM TS10,536$265.0K<0.1%−20,347−65.9%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,259$265.0K<0.1%−13,783−68.8%Reduced–
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC5,452$268.0K<0.1%00.0%Unchanged–
Ssga Active Tr78470P309ST STR MARKE ETF5,353$269.0K<0.1%−4,763−47.1%Reduced–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG9,730$271.0K<0.1%+9,730New–
ETF Managers Tr26924G508ETFMG ALTR HRVST19,066$274.0K<0.1%+19,066New–
First Tr Bick Index FD33733H107COM SHS8,077$274.0K<0.1%+8,077New–
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF11,115$276.0K<0.1%+11,115New–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,936$277.0K<0.1%−4,915−55.5%Reduced–
SPDR Series Trust78464A151SST SPDR BLOOMBE7,857$277.0K<0.1%+7,857New–
ETF Ser Solutions26922A404VIDENT INTL EQ10,437$278.0K<0.1%+10,437New–
J P Morgan Exchange Traded F46641Q266ACTIVEBLDRS EMER5,932$280.0K<0.1%−13,548−69.5%Reduced–
Swedish Expt CR Corp870297603ROG AGRI ETN2235,167$281.0K<0.1%+21,088+149.8%Added–
WisdomTree Tr97717W521JAPAN OPPOR FD6,216$282.0K<0.1%−88−1.4%Reduced–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202528,264$282.0K<0.1%+28,264New–
AAAUGoldman Sachs Physical Gold ETFUNIT16,237$283.0K<0.1%+5,209+47.2%AddedHistory
Virtus ETF Tr II92790A603NEWFLEET ABS MBS11,320$283.0K<0.1%+11,320New–
WEATTeucrium Commodity TrustWHEAT FD39,908$283.0K<0.1%−384,904−90.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E768FTSE INTL LOW9,420$285.0K<0.1%−7,882−45.6%Reduced–
Eq Health Acquisition Corp26886A200UNIT 02/02/202828,719$287.0K<0.1%+5,720+24.9%Added–
Listed FD Tr53656F854SHARES MUNI DB11,065$288.0K<0.1%−7,512−40.4%Reduced–
ETF Managers Tr26924G706WEDBUSH VID GAME3,460$289.0K<0.1%+3,460New–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT5,555$295.0K<0.1%+5,555New–
Direxion Shs ETF Tr25459Y165DLY S&P500 2XS3,020$296.0K<0.1%+3,020New–
iShares Tr464288711GLOB UTILITS ETF5,062$298.0K<0.1%−170−3.2%Reduced–
PIMCO ETF Tr72201R817INV GRD CRP BD2,626$298.0K<0.1%+828+46.1%Added–
VanEck ETF Trust92189F452MORTGAGE REIT15,709$299.0K<0.1%+15,709New–
J P Morgan Exchange Traded F46641Q324INTERNL GWT4,000$304.0K<0.1%−12,896−76.3%Reduced–
Fidelity Covington Trust316092873MSCI COMMNTN SVC5,687$304.0K<0.1%−15,892−73.6%Reduced–
WisdomTree Tr97717X214EMERG MKTS ESG8,625$306.0K<0.1%+8,625New–
Alps ETF Tr00162Q478DISRUPTIVE TECH6,325$307.0K<0.1%+519+8.9%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD12,863$310.0K<0.1%−50,158−79.6%Reduced–
FNGSBank of MontrealNT LKD 3810,201$311.0K<0.1%+3,105+43.8%AddedHistory
ProShares Tr74347G747ULTPRO SHT 201732,195$311.0K<0.1%−315,446−90.7%Reduced–
iShares Inc464286210EURO HIGH YIELD5,698$314.0K<0.1%+5,698New–
NVONovo Nordisk A SADR3,293$316.0K<0.1%−18,525−84.9%ReducedHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,408$316.0K<0.1%+4,408NewHistory
DBX ETF Tr233051663XTRACK JAPAN JPX9,376$318.0K<0.1%−9,675−50.8%Reduced–
Vanguard Wellington FD921935607US MULTIFACTOR3,200$319.0K<0.1%+3,200New–
iShares Tr464288489INTL DEV RE ETF11,389$319.0K<0.1%−192−1.7%Reduced–
WisdomTree Tr97717Y857US MULTIFACTOR8,299$323.0K<0.1%+8,299New–
Fidelity Covington Trust316092618ENHA HIGH YI ETF5,774$323.0K<0.1%+5,774New–
CONX Corp.212873202UNIT 10/30/202732,354$325.0K<0.1%+32,354New–
Gores Metropoulos II Inc382873206UNIT 01/31/202831,818$325.0K<0.1%+31,818New–
ETF Ser Solutions26922A826LONCAR CANCER10,762$327.0K<0.1%−24,997−69.9%Reduced–
ETF Ser Solutions26922B204DEFIANCE NXT GN14,286$327.0K<0.1%+14,286New–
WisdomTree Tr97717Y618BIOREVOLUTION FD12,883$328.0K<0.1%−19,544−60.3%Reduced–
Davis Fundamental ETF Tr23908L306SELECT WRLD WI11,119$330.0K<0.1%−15,124−57.6%Reduced–
First Tr Exchange-Traded FD33738R761LARGE CP US EQ10,379$331.0K<0.1%+10,379New–
Global X FDS37954Y764MILL THEMC ETF7,755$333.0K<0.1%+7,755New–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH12,472$336.0K<0.1%−28,251−69.4%Reduced–
iShares Tr464288109MORNINGSTAR VALU5,289$337.0K<0.1%−468−8.1%Reduced–
ProShares Tr74347B250PSHS SH MDCAP40013,662$337.0K<0.1%+3,063+28.9%Added–
Franklin Templeton ETF Tr35473P520GENOMIC ADV ETF6,488$339.0K<0.1%−225−3.4%Reduced–
SPDR Series Trust78464A334SST SPDR BLOOMBE10,951$340.0K<0.1%+10,951New–
Flexshares Tr33939L837INTL QLTDV IDX13,500$340.0K<0.1%+13,500New–
Flexshares Tr33939L795STOXX GLOBR INF6,206$346.0K<0.1%+6,206New–
ProShares Tr74347R131SHRT HGH YIELD19,577$347.0K<0.1%−19,271−49.6%Reduced–
Colicity Inc194170106COM CL A35,495$347.0K<0.1%+35,495New–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,506$349.0K<0.1%+4,506New–
Invesco Exchange Traded FD T46137V696DYNMC MEDIA6,500$349.0K<0.1%00.0%Unchanged–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202634,866$349.0K<0.1%+34,866New–
Invesco Exchange Traded FD T46137V407INVESCO MSCI5,565$352.0K<0.1%−1,844−24.9%Reduced–
FNGOBank of Montreal2X LEVERAGED8,153$353.0K<0.1%+723+9.7%AddedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,353$354.0K<0.1%+3,353New–
Direxion Shs ETF Tr25459W771DL FTSE BLL 3X34,595$355.0K<0.1%+34,595New–
Direxion Shs ETF Tr25460E711DLY UTLTIES 3X12,465$355.0K<0.1%−17,982−59.1%Reduced–
Global X FDS37954Y780INTERNET OF THNG9,841$357.0K<0.1%−11,540−54.0%Reduced–
Barclays BK PLC06746P514ETN LKD 485,875$358.0K<0.1%−581−9.0%Reduced–
Mairs & Power Minnesota Municipal Bond ETF89834G836ETF14,362$359.0K<0.1%+731+5.4%Added–
Kraneshares Tr500767876EMRNG MKT CONS13,489$363.0K<0.1%+3,016+28.8%Added–
Flexshares Tr33939L605IBOXX 5YR TRGT13,036$364.0K<0.1%+13,036New–
Direxion Shs ETF Tr25490K331DAILY MSCI INDIA5,944$366.0K<0.1%+369+6.6%Added–
ProShares Tr74347B847MSCI EMRG MKTS6,363$369.0K<0.1%+6,363New–
Alps ETF Tr00162Q783STRATEGIC INCOME14,977$371.0K<0.1%+670+4.7%Added–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL5,942$376.0K<0.1%+5,942New–
Sound Enhanced Fixed Income ETF886364819ETF18,211$378.0K<0.1%+18,211New–
SPDR Series Trust78464A722ST STR SP PHARMA7,971$378.0K<0.1%−5,133−39.2%Reduced–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF6,443$378.0K<0.1%+6,443New–
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR10,454$378.0K<0.1%+1,170+12.6%Added–
American Centy ETF Tr025072505DIVERSIFIED MU6,896$380.0K<0.1%00.0%Unchanged–
Barclays BK PLC06746P456ETN LKD 486,469$380.0K<0.1%+6,469New–
Global X FDS37950E747GLBX MSCI NORW26,245$380.0K<0.1%+26,245New–

Sold out since Q2 2021 (346)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 346 by value last quarter.

Positions of Flow Traders U.S. LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464288257MSCI ACWI ETF598,412$60.6M3.0%–
SPDR Series Trust78468R622ST BLOO HIGH ETF376,477$41.4M2.1%–
Schwab US Tips ETF808524870ETF404,486$25.3M1.3%–
SPDR Series Trust78468R606ST PORT HIGH ETF765,551$20.6M1.0%–
Ssga Active ETF Tr78467V707ST STR UL BD ETF446,911$18.1M0.9%–
iShares Inc46434G863ESG AWR MSCI EM341,130$15.4M0.8%–
iShares Tr4642886613 7 YR TREAS BD101,226$13.2M0.7%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR258,515$13.1M0.7%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN223,920$12.6M0.6%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF266,580$12.3M0.6%–
iShares Tr46432F388MSCI USA VALUE109,621$11.5M0.6%–
iShares Tr46435G409MSCI INTL VLU FT388,916$10.0M0.5%–
iShares Inc46434G764MSCI EMRG CHN149,785$9.34M0.5%–
iShares Core MSCI Emerging Markets ETF46434G103ETF139,027$9.31M0.5%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF99,825$9.13M0.5%–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF241,435$8.86M0.4%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL180,914$8.78M0.4%–
Vanguard Total World Stock ETF922042742ETF80,117$8.30M0.4%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD148,080$8.19M0.4%–
iShares Tr464287622RUS 1000 ETF32,220$7.80M0.4%–
State Street Technology Select Sector SPDR ETF81369Y803ETF51,001$7.53M0.4%–
Vanguard Whitehall FDS921946794INTL HIGH ETF109,944$7.47M0.4%–
iShares Tr46434V4070-5YR HI YL CP159,313$7.34M0.4%–
iShares Tr464288414NATIONAL MUN ETF59,362$6.96M0.3%–
MDYSPDR S&P Midcap 400 ETF TrustETF14,142$6.94M0.3%History
iShares Tr46429B671MSCI CHINA ETF80,764$6.66M0.3%–
Dimensional ETF Trust25434V203INTL CORE EQT MK227,692$6.65M0.3%–
iShares Inc464286772MSCI STH KOR ETF69,335$6.46M0.3%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW106,171$6.36M0.3%–
iShares S&P 500 Growth ETF464287309ETF76,205$5.54M0.3%–
iShares Tr464287184CHINA LG-CAP ETF113,098$5.24M0.3%–
Vanguard Morningstar Value ETF922908744ETF35,747$4.91M0.2%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT94,730$4.82M0.2%–
iShares Tr464288273EAFE SML CP ETF62,201$4.61M0.2%–
SGOLabrdn Gold ETF TrustETF267,160$4.54M0.2%History
WisdomTree Tr97717X594ITL HDG QTLY DIV100,769$4.45M0.2%–
Vanguard S&P 500 ETF922908363ETF10,880$4.28M0.2%–
ProShares Tr74347B201PSHS ULTSH 20YRS226,685$4.27M0.2%–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF125,794$4.06M0.2%–
VanEck ETF Trust92189H300JP MRGAN EM LOC128,340$4.03M0.2%–
WisdomTree Tr97717X867EM LCL DEBT FD121,783$3.97M0.2%–
iShares S&P 500 Value ETF464287408ETF25,814$3.81M0.2%–
Flexshares Tr33939L407MORNSTAR UPSTR98,734$3.78M0.2%–
iShares Tr464287341GLOBAL ENERG ETF139,139$3.70M0.2%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF25,935$3.44M0.2%–
UNGUnited States Natural Gas Fund, LPUNIT PAR251,252$3.29M0.2%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF36,615$3.28M0.2%–
iShares MSCI USA Momentum Factor ETF46432F396ETF18,857$3.27M0.2%–
Vanguard World FD921910725ESG INTL STK ETF50,951$3.27M0.2%–
iShares Core U.S. Aggregate Bond ETF464287226ETF27,815$3.21M0.2%–
iShares Tr464288356CALIF MUN BD ETF50,736$3.18M0.2%–
iShares S&P 100 ETF464287101ETF16,068$3.15M0.2%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF99,494$3.11M0.2%–
iShares Russell 1000 Value ETF464287598ETF19,371$3.07M0.2%–
iShares Inc464286251JP MRG EM CRP BD57,166$3.00M0.1%–
iShares Tr464289529INDIA 50 ETF63,946$2.99M0.1%–
VanEck ETF Trust92189F353EMERGING MRKT HI122,867$2.93M0.1%–
SOYBTeucrium Commodity TrustSOYBEAN FD122,466$2.90M0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD153,197$2.85M0.1%History
iShares Tr464289420RUS TP200 VL ETF42,839$2.85M0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY32,418$2.79M0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG88,528$2.69M0.1%–
WisdomTree Tr97717X719CHINADIV EX FI37,277$2.51M0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF42,213$2.42M0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS23,582$2.36M0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF88,392$2.36M0.1%–
iShares Tr464287846DOW JONES US ETF21,017$2.27M0.1%–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF40,821$2.26M0.1%–
SPDR Series Trust78468R721STATE STREET SPD42,852$2.23M0.1%–
Dimensional Emerging Core Equity Market ETF25434V302ETF74,897$2.22M0.1%–
Flexshares Tr33939L886ULTR SHO INC FD27,851$2.12M0.1%–
Direxion Shs ETF Tr25459W862DRX S&P500BULL18,726$2.00M0.1%–
First Trust Cloud Computing ETF33734X192ETF18,829$2.00M0.1%–
Vanguard World FD921910709EXTENDED DUR14,524$1.97M0.1%–
iShares Semiconductor ETF464287523ETF4,239$1.93M0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING26,252$1.91M0.1%–
iShares Tr464288323NEW YORK MUN ETF32,147$1.88M0.1%–
Kensington Capital Acquisiti49006L203UNIT 99/99/9999174,521$1.81M0.1%–
iShares Tr46429B200CHINA SM-CAP ETF31,355$1.81M0.1%–
SPDR Series Trust78464A763ST STR SP DIV14,795$1.81M0.1%–
iShares Inc464286780MSCI STH AFR ETF36,802$1.80M0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF33,147$1.79M0.1%–
iShares Tr46428865310-20 YR TRS ETF12,003$1.76M0.1%–
ProShares Tr74347X823ULTRPRO DOW3024,139$1.76M0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF6,347$1.71M0.1%–
GRNBarclays Bank PLCETN 4972,157$1.63M0.1%History
iShares Tr46436E7180-3 MTH TREASURY16,100$1.61M0.1%–
iShares Tr464288158SHRT NAT MUN ETF14,410$1.55M0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,062$1.54M0.1%–
iShares Tr464289180MSCI EURO FL ETF78,906$1.54M0.1%–
iShares Tr46435U853BROAD USD HIGH36,755$1.53M0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF28,739$1.52M0.1%–
iShares Tr464287630RUS 2000 VAL ETF9,105$1.51M0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026146,463$1.46M0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF19,429$1.42M0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF48,312$1.42M0.1%–
ProShares Tr74347X864ULTRPRO S&P50012,329$1.40M0.1%–
WisdomTree Tr97717X552EUROP OPPOR FD39,614$1.39M0.1%–
VanEck ETF Trust92189H201INTRMDT MUNI ETF26,631$1.38M0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF29,677$1.38M0.1%–