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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,823
−38 vs. Q4 2023
Portfolio value
$121.0B
+$6.30B (+5.5%) vs. Q4 2023
Filed
Nov 14, 2024
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Innovid Corp.457679116*W EXP 02/17/20223,664$1.06K<0.1%00.0%Unchanged–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$2.52K<0.1%00.0%Unchanged–
RBOTVicarious Surgical Inc.COM CL A10,187$3.07K<0.1%+10,187NewHistory
BHILBenson Hill, Inc.COMMON STOCK23,593$4.73K<0.1%+3,923+19.9%AddedHistory
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$5.94K<0.1%00.0%Unchanged–
SGMOQSangamo Therapeutics, IncCOM10,587$7.09K<0.1%+10,587NewHistory
ATRAAtara Biotherapeutics, Inc.COM11,976$8.31K<0.1%+839+7.5%AddedHistory
AMWLAmerican Well CorpCL A10,637$8.62K<0.1%−582−5.2%ReducedHistory
GEVOGevo, Inc.COM PAR11,578$8.90K<0.1%+11,578NewHistory
TELLTellurian Inc.COM19,203$12.7K<0.1%−1,485−7.2%ReducedHistory
DMDesktop Metal, Inc.COM CL A15,155$13.3K<0.1%+15,155NewHistory
Liberty Media Corp530715AG6DEB 4.000%11/1–$15.0K<0.1%–––
ACRSAclaris Therapeutics, Inc.COM12,515$15.5K<0.1%−5,704−31.3%ReducedHistory
Sunrun Inc.86771WAB1NOTE 2/0–$17.0K<0.1%–New–
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$18.3K<0.1%00.0%Unchanged–
HYLNHyliion Holdings Corp.COMMON STOCK10,526$18.5K<0.1%−3,211−23.4%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A15,528$19.1K<0.1%−690−4.3%ReducedHistory
STEMStem, Inc.CL A10,925$23.9K<0.1%+322+3.0%AddedHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$25.6K<0.1%00.0%UnchangedHistory
SPCEVirgin Galactic Holdings, IncCOM18,301$27.1K<0.1%−43,523−70.4%ReducedHistory
FCELFuelcell Energy IncCOM23,424$27.9K<0.1%+8,104+52.9%AddedHistory
TLRYTilray Brands, Inc.COM CL 212,000$29.6K<0.1%+2,000+20.0%AddedHistory
LUMNLumen Technologies, Inc.Stock21,598$33.7K<0.1%−24,157−52.8%ReducedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$34.3K<0.1%–––
CMLSQCumulus Media IncCOM CL A12,091$43.4K<0.1%−1,695−12.3%ReducedHistory
AMBPArdagh Metal Packaging S.A.SHS13,328$45.7K<0.1%−20,608−60.7%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A25,457$48.4K<0.1%+9,903+63.7%AddedHistory
SGHCSuper Group (SGHC) LtdORD SHS14,182$48.9K<0.1%+225+1.6%AddedHistory
FUBOFuboTV Inc.COM31,144$49.2K<0.1%−742−2.3%ReducedHistory
XPLSolitario Resources Corp.COM87,056$52.2K<0.1%00.0%UnchangedHistory
GRDIGRIID Infrastructure Inc.COMMON STOCK41,010$56.1K<0.1%+41,010NewHistory
COMPCompass, Inc.CL A16,813$60.5K<0.1%+4,212+33.4%AddedHistory
NWGNatWest Group plcSPONS ADR10,699$72.8K<0.1%+10,699NewHistory
HLHecla Mining CoCOM17,061$82.1K<0.1%−647−3.7%ReducedHistory
MBIMbia IncCOM12,363$83.6K<0.1%−547−4.2%ReducedHistory
OPENOpendoor Technologies Inc.COM28,263$85.6K<0.1%+2,760+10.8%AddedHistory
ALTMArcadium Lithium plcStock20,695$89.2K<0.1%+20,695NewHistory
UMCUnited Microelectronics CorpSPON ADR NEW11,274$91.2K<0.1%+11,274NewHistory
BRYBerry Corp (bry)COM11,597$93.4K<0.1%+11,597NewHistory
HBIHanesbrands Inc.COM16,099$93.4K<0.1%−566−3.4%ReducedHistory
NXENexGen Energy Ltd.COM12,500$97.1K<0.1%+12,500NewHistory
VODVodafone Group Public Ltd CoADR11,016$98.0K<0.1%+11,016NewHistory
GSATGlobalstar, Inc.COM69,220$101.8K<0.1%−12,719−15.5%ReducedHistory
AIRGAirgain IncCOM20,000$109.0K<0.1%00.0%UnchangedHistory
IEIvanhoe Electric Inc.COM11,125$109.0K<0.1%+11,125NewHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,057$110.7K<0.1%+10,057NewHistory
LXPLXP Industrial TrustCOM12,484$112.6K<0.1%+1,081+9.5%AddedHistory
JBLUJetBlue Airways CorpCOM15,637$116.0K<0.1%+1,613+11.5%AddedHistory
LCIDLucid Group, Inc.COM42,404$120.9K<0.1%+383+0.9%AddedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A17,765$121.7K<0.1%+17,765NewHistory
MUABlackRock Muniassets Fund, Inc.COM11,002$121.9K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR10,622$125.0K<0.1%+10,622NewHistory
GNLGlobal Net Lease, Inc.COM NEW16,430$127.7K<0.1%−8,665−34.5%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$128.6K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM22,752$137.2K<0.1%+258+1.1%AddedHistory
TELFYTelefonica S ASPONSORED ADR31,353$138.3K<0.1%+20,213+181.4%AddedHistory
BYMBlackRock Municipal Income Quality TrustCOM12,001$139.2K<0.1%00.0%UnchangedHistory
SMHISEACOR Marine Holdings Inc.COM10,000$139.4K<0.1%00.0%UnchangedHistory
HTZHertz Global Holdings, IncCOM NEW17,889$140.1K<0.1%−1,547−8.0%ReducedHistory
AGLagilon health, inc.COM23,943$146.1K<0.1%+2,811+13.3%AddedHistory
NADNuveen Quality Municipal Income FundCOM13,059$149.7K<0.1%00.0%UnchangedHistory
MDPediatrix Medical Group, Inc.COM14,946$149.9K<0.1%−595−3.8%ReducedHistory
OPTUOptimum Communications, Inc.CL A57,600$150.3K<0.1%−15,400−21.1%ReducedHistory
RIVNRivian Automotive, Inc.Stock13,969$153.0K<0.1%−4,100−22.7%ReducedHistory
ETRNMidstream Co LLCCOM12,589$157.2K<0.1%−3,302−20.8%ReducedHistory
BBCPConcrete Pumping Holdings, Inc.COM20,022$158.2K<0.1%+576+3.0%AddedHistory
PLUGPlug Power IncStock46,352$159.5K<0.1%−944−2.0%ReducedHistory
BCSBarclays PLCADR16,978$160.4K<0.1%+16,978NewHistory
GMEGameStop Corp.Stock13,007$162.8K<0.1%−526−3.9%ReducedHistory
FULTFulton Financial CorpCOM10,252$162.9K<0.1%−2,509−19.7%ReducedHistory
DEAEasterly Government Properties, Inc.COM14,356$165.2K<0.1%+1,509+11.7%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,300$168.3K<0.1%00.0%UnchangedHistory
Starz Entertainment Corp535919401CL A VTG16,969$168.8K<0.1%−1,698−9.1%Reduced–
SIRISirius XM Holdings Inc.COM43,756$169.8K<0.1%−1,389−3.1%ReducedHistory
NIONIO Inc.ADR39,604$178.2K<0.1%−133,753−77.2%ReducedHistory
ARKO Corp.041242116*W EXP 12/22/202359,773$178.5K<0.1%00.0%Unchanged–
OUTOUTFRONT Media Inc.COM10,758$180.6K<0.1%+295+2.8%AddedHistory
GSMFerroglobe PLCSHS36,400$181.3K<0.1%−29,500−44.8%ReducedHistory
NPWRNet Power Inc.COM CL A16,102$183.4K<0.1%00.0%UnchangedHistory
NRGVEnergy Vault Holdings, Inc.COM103,686$185.6K<0.1%−2,820−2.6%ReducedHistory
SITCSITE Centers Corp.COM12,766$187.0K<0.1%+32+0.3%AddedHistory
SNAPSnap IncStock16,382$188.1K<0.1%+184+1.1%AddedHistory
QFINQfin Holdings, Inc.AMERICAN DEP10,225$188.4K<0.1%+10,225NewHistory
MACMacerich CoCOM11,103$191.3K<0.1%−2,909−20.8%ReducedHistory
AHCOAdaptHealth Corp.COMMON STOCK16,702$192.2K<0.1%−2,019−10.8%ReducedHistory
ROIVRoivant Sciences Ltd.SHS18,615$196.2K<0.1%+508+2.8%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM17,817$197.2K<0.1%00.0%UnchangedHistory
KMTKennametal IncCOM8,025$200.1K<0.1%+8,025NewHistory
UBSIUnited Bankshares IncCOM5,620$201.1K<0.1%+5,620NewHistory
SLGSL Green Realty CorpCOM3,664$202.0K<0.1%+3,664NewHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF5,268$202.7K<0.1%−924−14.9%Reduced–
RPDRapid7, Inc.COM4,169$204.4K<0.1%−973−18.9%ReducedHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,614$204.5K<0.1%+3,614New–
INDBIndependent Bank CorpCOM3,938$204.9K<0.1%+539+15.9%AddedHistory
EEni SpASPONSORED ADR6,485$205.7K<0.1%+6,485NewHistory
Tricon Residential Inc Com NPV89612W102COM18,658$208.2K<0.1%+1,983+11.9%Added–
Dimensional ETF Trust25434V724US MKTWIDE VALUE5,126$209.7K<0.1%−2,493−32.7%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,896$211.5K<0.1%00.0%Unchanged–
KMPRKEMPER CorpCOM3,442$213.1K<0.1%+3,442NewHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM10,600$213.8K<0.1%00.0%UnchangedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q1 2024
SecurityClassPutsCalls
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.49M
BMRNBiomarin Pharmaceutical IncCOM$617.3K–
SNPSSynopsys IncCOM$375.0K–
MTCHMatch Group, Inc.COM–$346.3K
Liberty Media Corp531229789Stock$259.6K–
COINCoinbase Global, Inc.COM CL A–$259.1K

Sold out since Q4 2023 (133)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 133 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
SPLKSplunk IncCOM595,963$90.8M0.1%History
QGENQiagen N.V.SHS NEW1,428,008$62.0M0.1%History
NTCTNetscout Systems IncCOM1,961,215$43.0M<0.1%History
KRTXKaruna Therapeutics, Inc.COM58,503$18.5M<0.1%History
MPMP Materials Corp.COM CL A880,670$17.5M<0.1%History
PLCEChildrens Place, Inc.COM659,391$15.3M<0.1%History
BIDUBaidu, Inc.ADR115,047$13.7M<0.1%History
FLYWFlywire CorpCOM VTG541,430$12.5M<0.1%History
BILLBILL Holdings, Inc.Stock136,793$11.2M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS674,497$10.9M<0.1%History
AYXAlteryx, Inc.COM CL A210,323$9.92M<0.1%History
TWKSThoughtworks Holding, Inc.COM1,604,542$7.72M<0.1%History
AEHRAehr Test SystemsCOM288,099$7.64M<0.1%History
CHSChico's Fas, Inc.COM987,255$7.48M<0.1%History
PGTIPGT Innovations, Inc.COM180,061$7.33M<0.1%History
OPCHOption Care Health, Inc.COM NEW212,086$7.15M<0.1%History
iShares Tr464288885EAFE GRWTH ETF67,961$6.58M<0.1%–
PACBPacific Biosciences of California, Inc.COM621,771$6.10M<0.1%History
NEOGNeogen CorpCOM298,877$6.01M<0.1%History
JDJD.com, Inc.SPON ADS CL A197,794$5.71M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM167,847$5.14M<0.1%History
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund358,390$4.82M<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP99,756$4.24M<0.1%–
KOSKosmos Energy Ltd.COM608,176$4.08M<0.1%History
Wolfspeed, Inc.977852AD4NOTE 1.875%12/0–$3.55M<0.1%–
MGPIMGP Ingredients IncCOM32,159$3.17M<0.1%History
DNLIDenali Therapeutics Inc.COM144,461$3.10M<0.1%History
BLDPBallard Power Systems Inc.COM822,429$3.04M<0.1%History
NOKNokia CorpSPONSORED ADR889,260$3.04M<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF67,067$2.74M<0.1%–
iShares Russell 2000 Growth ETF464287648ETF9,884$2.49M<0.1%–
OMCLOmnicell, Inc.COM65,038$2.45M<0.1%History
WMGWarner Music Group Corp.COM CL A64,387$2.30M<0.1%History
IMVTImmunovant, Inc.COM43,720$1.84M<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM145,706$1.70M<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF28,500$1.45M<0.1%–
Vanguard World FD921910733ESG US STK ETF15,880$1.35M<0.1%–
FLNAFilana Therapeutics, Inc.COM59,528$1.34M<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW29,976$1.31M<0.1%History
ERIIEnergy Recovery, Inc.COM65,552$1.24M<0.1%History
OIO-I Glass, Inc.COM67,887$1.11M<0.1%History
TCPCBlackRock TCP Capital Corp.COM88,440$1.02M<0.1%History
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX4,398$936.0K<0.1%–
ECVTEcovyst Inc.COM78,147$763.5K<0.1%History
DOOBRP Inc.COM SUN VTG10,098$726.1K<0.1%History
IRDMIridium Communications Inc.COM15,239$627.2K<0.1%History
TPHTri Pointe Homes, Inc.COM17,552$621.3K<0.1%History
iShares Tr464288521CRE U S REIT ETF11,059$600.4K<0.1%–
GSBDGoldman Sachs BDC, Inc.SHS39,565$579.6K<0.1%History
BKCCBlackRock Capital Investment CorpCOM124,078$480.2K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S55,320$475.8K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF8,430$473.3K<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM43,290$470.1K<0.1%History
iShares Inc46434G848MSCI GBL ETF NEW10,457$450.4K<0.1%–
NSITInsight Enterprises IncCOM2,453$434.6K<0.1%History
VIRTVirtu Financial, Inc.CL A21,306$431.7K<0.1%History
MRTXMirati Therapeutics, Inc.COM7,225$424.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF3,809$401.6K<0.1%–
LEGNLegend Biotech CorpSPONSORED ADS6,244$375.7K<0.1%History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS6,107$362.3K<0.1%–
PAASPan American Silver CorpStock21,238$348.4K<0.1%History
CIONCION Investment CorpCOM28,728$324.9K<0.1%History
VSHVishay Intertechnology IncCOM13,548$324.8K<0.1%History
ABMAbm Industries IncCOM7,237$324.4K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF2,135$314.1K<0.1%–
iShares Tr46429B671MSCI CHINA ETF7,431$302.7K<0.1%–
WDSWoodside Energy Group LtdADR12,628$266.3K<0.1%History
HEHawaiian Electric Industries IncCOM18,646$264.6K<0.1%History
SPDR Series Trust78464A144ST STR CORPO ETF8,952$263.3K<0.1%–
ARCBArcbest CorpCOM2,187$262.9K<0.1%History
ICLICL Group Ltd.SHS52,301$262.8K<0.1%History
CVBFCVB Financial CorpCOM12,915$260.8K<0.1%History
TXNMTXNM Energy IncCOM6,200$257.9K<0.1%History
TFPMTriple Flag Precious Metals Corp.Stock19,087$255.3K<0.1%History
PIImpinj IncCOM2,755$248.0K<0.1%History
DXCDXC Technology CoStock10,455$239.1K<0.1%History
WKWorkiva IncCOM CL A2,342$237.8K<0.1%History
THRMGentherm IncCOM4,532$237.3K<0.1%History
ARCHArch Resources, Inc.CL A1,422$236.0K<0.1%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW2,966$231.4K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW41,347$223.3K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,350$222.1K<0.1%History
Dimensional U.S. Targeted Value ETF25434V609ETF4,155$217.4K<0.1%–
MGEEMge Energy IncCOM2,942$212.7K<0.1%History
CLBKColumbia Financial, Inc.COM10,985$211.8K<0.1%History
PRPermian Resources CorpCLASS A COM15,349$208.7K<0.1%History
CWTCalifornia Water Service GroupCOM4,016$208.3K<0.1%History
NHSNeuberger High Yield Strategies Fund Inc.COM26,832$207.1K<0.1%History
TRNTrinity Industries IncCOM7,610$202.3K<0.1%History
Healthpeak Properties, Inc.71943U104COM13,161$174.7K<0.1%–
MCHBMechanics BancorpCL A16,473$169.7K<0.1%History
VLYValley National BancorpCOM14,659$159.2K<0.1%History
GTGoodyear Tire & Rubber CoCOM10,509$150.5K<0.1%History
BCBPBCB Bancorp IncCOM11,068$142.2K<0.1%History
EVNEaton Vance Municipal Income TrustSH BEN INT10,376$101.9K<0.1%History
DISHDISH Network CORPCL A16,917$97.6K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A13,367$95.0K<0.1%History
BKDBrookdale Senior Living Inc.COM15,361$89.4K<0.1%History
BGCBGC Group, Inc.CL A12,051$87.0K<0.1%History
PTONPeloton Interactive, Inc.CL A COM13,055$79.5K<0.1%History