Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 13, 2021. Long positions only.
- Positions
- 1,747
- No 13F data for Q4 2020
- Portfolio value
- $104.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SXIStandex International Corp | COM | 3,879 | $371.0K | <0.1% | – | – | History |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $374.0K | <0.1% | – | – | – |
| REGIRenewable Energy Group, Inc. | COM NEW | 5,700 | $376.0K | <0.1% | – | – | History |
| ESIElement Solutions Inc | COM | 21,450 | $381.0K | <0.1% | – | – | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 2,147 | $382.0K | <0.1% | – | – | – |
| INGRIngredion Inc | COM | 4,416 | $382.0K | <0.1% | – | – | History |
| TFSLTFS Financial CORP | COM | 19,886 | $382.0K | <0.1% | – | – | History |
| YAlleghany Corp | COM | 611 | $383.0K | <0.1% | – | – | History |
| MANTMantech International Corp | CL A | 4,407 | $383.0K | <0.1% | – | – | History |
| Ci Finl Corp125491100 | COM | 25,129 | $384.0K | <0.1% | – | – | – |
| HEHawaiian Electric Industries Inc | COM | 7,990 | $385.0K | <0.1% | – | – | History |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $385.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 12,378 | $386.0K | <0.1% | – | – | – |
| Clearway Energy, Inc.18539C105 | CL A | 14,705 | $389.0K | <0.1% | – | – | – |
| SYNHSyneos Health, Inc. | CL A | 5,491 | $391.0K | <0.1% | – | – | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 15,998 | $393.0K | <0.1% | – | – | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,240 | $395.0K | <0.1% | – | – | History |
| VOYAVoya Financial, Inc. | COM | 6,310 | $398.0K | <0.1% | – | – | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 28,000 | $398.0K | <0.1% | – | – | History |
| UNFUnifirst Corp | COM | 1,890 | $398.0K | <0.1% | – | – | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 3,647 | $399.0K | <0.1% | – | – | – |
| HOMBHome Bancshares Inc | COM | 14,761 | $399.0K | <0.1% | – | – | History |
| DELLDell Technologies Inc. | Stock | 4,864 | $400.0K | <0.1% | – | – | History |
| COURCoursera, Inc. | COM | 9,000 | $405.0K | <0.1% | – | – | History |
| WATWaters Corp | COM | 1,558 | $406.0K | <0.1% | – | – | History |
| LYVLive Nation Entertainment, Inc. | COM | 5,303 | $407.0K | <0.1% | – | – | History |
| MLABMesa Laboratories Inc | COM | 1,688 | $411.0K | <0.1% | – | – | History |
| iShares S&P 100 ETF464287101 | ETF | 2,307 | $415.0K | <0.1% | – | – | – |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 34,896 | $415.0K | <0.1% | – | – | History |
| RSGRepublic Services, Inc. | COM | 4,809 | $415.0K | <0.1% | – | – | History |
| ABBNYABB Ltd | SPONSORED ADR | 13,828 | $417.0K | <0.1% | – | – | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 8,626 | $423.0K | <0.1% | – | – | – |
| GSBDGoldman Sachs BDC, Inc. | SHS | 21,902 | $423.0K | <0.1% | – | – | History |
| MCYMercury General Corp | COM | 6,978 | $424.0K | <0.1% | – | – | History |
| ABMAbm Industries Inc | COM | 8,366 | $427.0K | <0.1% | – | – | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 1,997 | $428.0K | <0.1% | – | – | – |
| TYTRI-CONTINENTAL Corp | COM | 13,272 | $430.0K | <0.1% | – | – | History |
| LAZLazard, Inc. | SHS A | 9,925 | $432.0K | <0.1% | – | – | History |
| BBWIBath & Body Works, Inc. | COM | 8,182 | $436.0K | <0.1% | – | – | History |
| PLTRPalantir Technologies Inc. | Stock | 18,757 | $437.0K | <0.1% | – | – | History |
| MCHPMicrochip Technology Inc | Stock | 3,752 | $439.0K | <0.1% | – | – | History |
| BWXTBWX Technologies, Inc. | COM | 7,007 | $439.0K | <0.1% | – | – | History |
| NDAQNasdaq, Inc. | COM | 3,095 | $440.0K | <0.1% | – | – | History |
| TCPCBlackRock TCP Capital Corp. | COM | 31,873 | $441.0K | <0.1% | – | – | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,611 | $442.0K | <0.1% | – | – | – |
| HESHess Corp | Stock | 6,721 | $444.0K | <0.1% | – | – | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 2,035 | $444.0K | <0.1% | – | – | – |
| ALLYAlly Financial Inc. | Stock | 11,104 | $444.0K | <0.1% | – | – | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 7,100 | $444.0K | <0.1% | – | – | History |
| AIGAmerican International Group, Inc. | Stock | 11,728 | $448.0K | <0.1% | – | – | History |
| EWBCEast West Bancorp Inc | COM | 6,175 | $449.0K | <0.1% | – | – | History |
| Vanguard Scottsdale FDS92206C649 | VNG RUS2000VAL | 3,218 | $450.0K | <0.1% | – | – | – |
| GDYNGrid Dynamics Holdings, Inc. | CL A | 28,825 | $459.0K | <0.1% | – | – | History |
| HBIHanesbrands Inc. | COM | 23,325 | $459.0K | <0.1% | – | – | History |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 46,154 | $463.0K | <0.1% | – | – | – |
| LIILennox International Inc | COM | 1,505 | $467.0K | <0.1% | – | – | History |
| ASANAsana, Inc. | CL A | 16,446 | $470.0K | <0.1% | – | – | History |
| Vanguard Industrials ETF92204A603 | ETF | 2,491 | $471.0K | <0.1% | – | – | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 25,810 | $472.0K | <0.1% | – | – | History |
| LAMRLamar Advertising Co | REIT | 5,487 | $475.0K | <0.1% | – | – | History |
| SKTTanger Inc. | COM | 31,566 | $478.0K | <0.1% | – | – | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $478.0K | <0.1% | – | – | – |
| FFIVF5, Inc. | Stock | 2,490 | $481.0K | <0.1% | – | – | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 30,292 | $482.0K | <0.1% | – | – | History |
| Deerfield Healthcare Tech Ac244413118 | *W EXP 07/16/202 | 209,256 | $484.0K | <0.1% | – | – | – |
| LIQTLiqtech International Inc | COM | 59,999 | $485.0K | <0.1% | – | – | History |
| SAFMSanderson Farms Inc | COM | 3,154 | $491.0K | <0.1% | – | – | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 4,574 | $496.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 6,504 | $496.0K | <0.1% | – | – | – |
| iShares Tr464288323 | NEW YORK MUN ETF | 8,625 | $498.0K | <0.1% | – | – | – |
| SNXTD Synnex Corp | COM | 4,378 | $503.0K | <0.1% | – | – | History |
| DEAEasterly Government Properties, Inc. | COM | 24,588 | $504.0K | <0.1% | – | – | History |
| JOANJOANN Inc. | COM | 49,700 | $504.0K | <0.1% | – | – | History |
| GRMNGarmin Ltd | SHS | 4,203 | $511.0K | <0.1% | – | – | History |
| IRIXIridex Corp | COM | 75,850 | $512.0K | <0.1% | – | – | History |
| HSICHenry Schein Inc | COM | 8,085 | $516.0K | <0.1% | – | – | History |
| Aphria Inc03765K104 | COM | 28,129 | $517.0K | <0.1% | – | – | – |
| EVTCEVERTEC, Inc. | COM | 13,968 | $520.0K | <0.1% | – | – | History |
| Silvercrest Metals Inc828363101 | COM | 60,256 | $522.0K | <0.1% | – | – | – |
| SLQTSelectQuote, Inc. | COM | 18,031 | $523.0K | <0.1% | – | – | History |
| JVACoffee Holding Co Inc | COM | 105,850 | $523.0K | <0.1% | – | – | History |
| PSMTPricesmart Inc | COM | 5,454 | $528.0K | <0.1% | – | – | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 3,616 | $532.0K | <0.1% | – | – | – |
| HPEHewlett Packard Enterprise Co | COM | 39,211 | $532.0K | <0.1% | – | – | History |
| XYLXylem Inc. | COM | 5,074 | $533.0K | <0.1% | – | – | History |
| SHOEShoe Station Group Inc | COM | 8,614 | $533.0K | <0.1% | – | – | History |
| CGCCanopy Growth Corp | COM | 16,491 | $533.0K | <0.1% | – | – | History |
| KRROKorro Bio, Inc. | COM | 55,708 | $533.0K | <0.1% | – | – | History |
| AFGAmerican Financial Group Inc | COM | 4,731 | $534.0K | <0.1% | – | – | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 30,995 | $543.0K | <0.1% | – | – | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 13,469 | $544.0K | <0.1% | – | – | – |
| EHTHeHealth, Inc. | COM | 7,691 | $548.0K | <0.1% | – | – | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 3,814 | $551.0K | <0.1% | – | – | – |
| WTRGEssential Utilities, Inc. | COM | 12,345 | $552.0K | <0.1% | – | – | History |
| EVREvercore Inc. | CLASS A | 4,226 | $557.0K | <0.1% | – | – | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 6,602 | $559.0K | <0.1% | – | – | – |
| SALSalisbury Bancorp, Inc. | COM | 12,593 | $559.0K | <0.1% | – | – | History |
| UNMUnum Group | Stock | 21,858 | $561.0K | <0.1% | – | – | History |
| INNVInnovAge Holding Corp. | COM | 22,167 | $570.0K | <0.1% | – | – | History |
| XELXcel Energy Inc | Stock | 9,864 | $574.0K | <0.1% | – | – | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BXBlackstone Inc. | COM | – | $2.48M |
| TPRTapestry, Inc. | COM | – | $2.42M |
| DLTRDollar Tree, Inc. | COM | – | $1.53M |
| ORLYO Reilly Automotive Inc | Stock | – | $1.48M |
| SUMOSumo Logic, Inc. | COM | – | $1.11M |
| iShares Russell 2000 ETF464287655 | ETF | $653.0K | – |
| UAAUnder Armour, Inc. | Stock | – | $397.0K |
| LWLamb Weston Holdings, Inc. | Stock | – | $297.0K |
| SPDR Series Trust78464A789 | ST STR SP INS | – | $260.0K |
| EBAYeBay Inc | COM | – | $226.0K |
| TJXTJX Companies Inc | Stock | – | $208.0K |