CQS (US), LLC
- SEC CIK
- 0001447946
- Latest filing
- Aug 6, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 119
- +2 vs. Q2 2021
- Portfolio value
- $1.61B
- −$27.6M (−1.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $223.0K | <0.1% | – | – | – |
| Zendesk, Inc.98936JAB7 | NOTE 0.250% 3/1 | – | $282.0K | <0.1% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $314.0K | <0.1% | – | – | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $343.0K | <0.1% | – | – | – |
| AGFirst Majestic Silver Corp | COM | 31,140 | $352.0K | <0.1% | 00.0% | Unchanged | History |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $568.0K | <0.1% | – | – | – |
| KURIAlkuri Global Acquisition Corp. | COM CL A | 70,396 | $701.0K | <0.1% | −11,481−14.0% | Reduced | History |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $714.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $719.0K | <0.1% | – | – | – |
| FCPTFour Corners Property Trust, Inc. | COM | 29,025 | $780.0K | <0.1% | 00.0% | Unchanged | History |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $806.0K | <0.1% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $988.0K | 0.1% | – | – | – |
| AMRAlpha Metallurgical Resources, Inc. | COM | 20,000 | $996.0K | 0.1% | 00.0% | Unchanged | History |
| Pretium Res Inc74139C102 | COM | 106,926 | $1.03M | 0.1% | 00.0% | Unchanged | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $1.07M | 0.1% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $1.09M | 0.1% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $1.12M | 0.1% | – | – | – |
| ONITOnity Group Inc. | COM NEW | 45,000 | $1.27M | 0.1% | 00.0% | Unchanged | History |
| Mag Silver Corp55903Q104 | COM | 79,000 | $1.28M | 0.1% | 00.0% | Unchanged | – |
| Golden Star Res Ltd Cda38119T807 | COM | 559,300 | $1.33M | 0.1% | 00.0% | Unchanged | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $1.43M | 0.1% | – | New | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $1.50M | 0.1% | – | – | – |
| CMBTCmb.tech NV | SHS | 156,000 | $1.52M | 0.1% | 00.0% | Unchanged | History |
| PLGPlatinum Group Metals Ltd | COM | 883,365 | $1.77M | 0.1% | 00.0% | Unchanged | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $1.86M | 0.1% | – | New | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $1.90M | 0.1% | – | – | – |
| TNLTravel & Leisure Co. | COM | 36,000 | $1.96M | 0.1% | 00.0% | Unchanged | History |
| SMLPSummit Midstream Partners, LP | COM UNIT LTD | 56,653 | $2.01M | 0.1% | 00.0% | Unchanged | History |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $2.16M | 0.1% | – | New | – |
| RITMRithm Capital Corp. | REIT | 200,000 | $2.20M | 0.1% | +200,000 | New | History |
| ZGZillow Group, Inc. | CL A | 25,017 | $2.22M | 0.1% | +14,512+138.1% | Added | History |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $2.32M | 0.1% | – | – | – |
| UECUranium Energy Corp | COM | 764,341 | $2.33M | 0.1% | 00.0% | Unchanged | History |
| HGVHilton Grand Vacations Inc. | COM | 49,500 | $2.35M | 0.1% | 00.0% | Unchanged | History |
| Paramount Global92556H107 | CL A | 56,560 | $2.38M | 0.1% | 00.0% | Unchanged | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $2.63M | 0.2% | – | – | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $2.81M | 0.2% | – | New | – |
| UUUUEnergy Fuels Inc | COM NEW | 441,997 | $3.10M | 0.2% | 00.0% | Unchanged | History |
| TDOCTeladoc Health, Inc. | COM | 26,227 | $3.33M | 0.2% | +14,961+132.8% | Added | History |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $3.45M | 0.2% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $3.59M | 0.2% | – | – | – |
| GRFSGrifols SA | SP ADR REP B NVT | 271,230 | $4.01M | 0.2% | 00.0% | Unchanged | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $4.04M | 0.3% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $4.05M | 0.3% | – | – | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $4.26M | 0.3% | – | – | – |
| ARCHArch Resources, Inc. | CL A | 49,300 | $4.57M | 0.3% | 00.0% | Unchanged | History |
| ONOn Semiconductor Corp | Stock | 100,235 | $4.59M | 0.3% | +100,235 | New | History |
| FSRFisker Inc. | CL A COM STK | 317,300 | $4.65M | 0.3% | +317,300 | New | History |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $5.23M | 0.3% | – | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 14,630 | $5.24M | 0.3% | −1,767−10.8% | Reduced | – |
| INOVInovalon Holdings, Inc. | COM CL A | 138,890 | $5.60M | 0.3% | +138,890 | New | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $5.75M | 0.4% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $5.92M | 0.4% | – | – | – |
| ATVIActivision Blizzard, Inc. | COM | 80,000 | $6.19M | 0.4% | +80,000 | New | History |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $6.23M | 0.4% | – | – | – |
| STORStore Capital LLC | COM | 196,500 | $6.29M | 0.4% | +75,000+61.7% | Added | History |
| HRCHill-Rom Holdings, Inc. | COM | 46,154 | $6.92M | 0.4% | +46,154 | New | History |
| Sea Ltd81141RAF7 | NOTE 2.375%12/0 | – | $7.12M | 0.4% | – | – | – |
| Clearway Energy, Inc.18539C105 | CL A | 252,879 | $7.13M | 0.4% | −17,195−6.4% | Reduced | – |
| INSMED Inc457669AB5 | NOTE 0.750% 6/0 | – | $7.26M | 0.5% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $8.16M | 0.5% | – | New | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $8.83M | 0.5% | – | New | – |
| HEIHeico Corp | COM | 72,303 | $9.54M | 0.6% | −544−0.7% | Reduced | History |
| Live Nation Entertainment IN538034AU3 | NOTE 2.000% 2/1 | – | $9.85M | 0.6% | – | New | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $9.91M | 0.6% | – | – | – |
| KSUKansas City Southern | COM NEW | 38,195 | $10.3M | 0.6% | +38,195 | New | History |
| SPGSimon Property Group Inc. | REIT | 80,000 | $10.4M | 0.6% | 00.0% | Unchanged | History |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $10.8M | 0.7% | – | New | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $10.8M | 0.7% | – | – | – |
| DRIDarden Restaurants Inc | COM | 77,200 | $11.7M | 0.7% | +4,000+5.5% | Added | History |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 289,013 | $12.4M | 0.8% | +54,686+23.3% | Added | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $12.5M | 0.8% | – | New | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 429,093 | $12.6M | 0.8% | +2,376+0.6% | Added | – |
| Starz Entertainment Corp535919500 | CL B NON VTG | 988,324 | $12.8M | 0.8% | −5,323−0.5% | Reduced | – |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 117,340 | $12.9M | 0.8% | +34,973+42.5% | Added | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $13.0M | 0.8% | – | – | – |
| NWSNews Corp | CL B | 567,597 | $13.2M | 0.8% | −588,410−50.9% | Reduced | History |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $13.6M | 0.8% | – | – | – |
| Atotech LtdG0625A105 | COM | 569,444 | $13.8M | 0.9% | +569,444 | New | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $13.8M | 0.9% | – | – | – |
| URGUr-Energy Inc | COM | 8,007,697 | $13.8M | 0.9% | +2,355,000+41.7% | Added | History |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $14.6M | 0.9% | – | – | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $14.8M | 0.9% | – | – | – |
| FWONALiberty Media Corp | COM SER A FRMLA | 321,080 | $15.1M | 0.9% | −67,944−17.5% | Reduced | History |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $15.5M | 1.0% | – | – | – |
| INFOIHS Markit Ltd. | SHS | 138,889 | $16.2M | 1.0% | +138,889 | New | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $16.9M | 1.0% | – | – | – |
| PPDPPD, Inc. | COM | 364,555 | $17.1M | 1.1% | +88,275+32.0% | Added | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $17.6M | 1.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $19.1M | 1.2% | – | – | – |
| NUANNuance Communications, Inc. | COM | 370,139 | $20.4M | 1.3% | +112,726+43.8% | Added | History |
| Discovery Inc25470F302 | COM SER C | 853,012 | $20.7M | 1.3% | −672,826−44.1% | Reduced | – |
| LBRDKLiberty Broadband Corp | COM SER C | 121,465 | $21.0M | 1.3% | +42,148+53.1% | Added | History |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $21.2M | 1.3% | – | – | – |
| PANWPalo Alto Networks Inc | Stock | 45,675 | $21.9M | 1.4% | −4,025−8.1% | Reduced | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $22.1M | 1.4% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $22.6M | 1.4% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $24.6M | 1.5% | – | – | – |
| OSGOctave Specialty Group Inc | COM NEW | 1,890,000 | $27.1M | 1.7% | 00.0% | Unchanged | History |
| WTWWillis Towers Watson PLC | SHS | 116,944 | $27.2M | 1.7% | +42,810+57.7% | Added | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| ARK Innovation ETF00214Q104 | ETF | $79.7M | – |
| VanEck Semiconductor ETF92189F676 | ETF | $57.2M | – |
Sold out since Q2 2021 (20)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ALXNAlexion Pharmaceuticals, Inc. | COM | 192,722 | $35.4M | 2.2% | History |
| WORKSlack Technologies, Inc. | COM CL A | 795,150 | $35.2M | 2.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $34.5M | 2.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 306,737 | $32.3M | 2.0% | History |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $30.2M | 1.8% | – |
| XLNXXilinx Inc | COM | 185,984 | $26.9M | 1.6% | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $24.9M | 1.5% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $14.3M | 0.9% | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $13.2M | 0.8% | – |
| PFPTProofpoint Inc | COM | 55,931 | $9.72M | 0.6% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $9.66M | 0.6% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $7.17M | 0.4% | – |
| PRAHPRA Health Sciences, Inc. | COM | 38,543 | $6.37M | 0.4% | History |
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $4.92M | 0.3% | – |
| BHP Group Ltd05545E209 | SPONSORED ADR | 78,074 | $4.63M | 0.3% | – |
| ZSZscaler, Inc. | Stock | 17,100 | $3.69M | 0.2% | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 53,095 | $2.14M | 0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $2.09M | 0.1% | – |
| EXPEExpedia Group, Inc. | Stock | 5,800 | $949.0K | 0.1% | History |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $582.0K | <0.1% | – |