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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 14, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
2,034
+3 vs. Q2 2025
Portfolio value
$4.99B
+$192.8M (+4.0%) vs. Q2 2025
Filed
Nov 14, 2025
SEC
Holdings of Ancora Advisors, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Aer Energy Res Inc Com New000944207COM10$00.0%00.0%Unchanged–
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
ACURAcura Pharmaceuticals, IncCOM500$00.0%+500NewHistory
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
American Green Inc02640N200COM750$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Applied Visual Sciences Inc038287108COM2,000$00.0%−14,000−87.5%Reduced–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%00.0%Unchanged–
E Digital Corp26841Y103COM500$00.0%00.0%Unchanged–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM450$00.0%00.0%Unchanged–
First Rep BK San Francisco C33616C100COM147$00.0%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Hyster B449172204COM1$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
MMNFFMedMen Enterprises, Inc.Common Stock10,234$00.0%00.0%UnchangedHistory
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
NAVBNavidea Biopharmaceuticals, Inc.COM NEW100$00.0%00.0%UnchangedHistory
Neurobiological Tech Inc Com N64124W304COM85$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock90,000$00.0%00.0%Unchanged–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM2,640,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
True Leaf Brands Inc89785F209COM5,000$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R119*W EXP 01/31/20217,542$00.0%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$00.0%00.0%Unchanged–
Ross Acquisition Corp IIG7641C114*W EXP 02/01/20232,365$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
Benson Hill, Inc.082490111*W EXP 99/99/9992,600$00.0%00.0%Unchanged–
SLGCWSomaLogic, Inc.*W EXP 03/01/2024,360$00.0%00.0%UnchangedHistory
Springwater SPL Situations C85205U115WARRANT11,000$00.0%00.0%Unchanged–
Lumiradx LimitedG5709L117*W EXP 09/28/20215,470$00.0%00.0%Unchanged–
Xpac Acquisition CorpG9831X122*W EXP 99/99/99912,558$00.0%00.0%Unchanged–
BTTXBetter Therapeutics, Inc.COMMON STOCK3,000$00.0%00.0%UnchangedHistory
DP Cap Acquisition Corp IG2R05B126*W EXP 11/08/2025,200$00.0%00.0%Unchanged–
Eros Intl PLCG3788R105COM15$00.0%+15New–
Pyrophyte Acquisition Corp.G7308P127*W EXP 05/03/20219,800$00.0%00.0%Unchanged–
Wejo Group LtdG9525W117*W EXP 11/18/20212,698$00.0%00.0%Unchanged–
Aetherium Acquisition Corp00809J119*W EXP 12/21/20270,000$00.0%00.0%Unchanged–
Eve Mobility Acquisition CorG3218G117*W EXP 12/31/2026,000$00.0%00.0%Unchanged–
Infint Acquisition CorpG47862126*W EXP 99/99/99920,213$00.0%00.0%Unchanged–
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/2024,300$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
ATHXAthersys, IncCOM NEW564$00.0%+254+81.9%AddedHistory
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM131$00.0%+131New–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Selina Hospitality PLCG8059B119*W EXP 10/27/20225,263$00.0%00.0%Unchanged–
CFRXCONTRAFECT CorpCOM NEW28$00.0%00.0%UnchangedHistory
Sesen Bio I N C817CVR038COM150$00.0%00.0%Unchanged–
SFTGQShift Technologies, Inc.CL A NEW28$00.0%00.0%UnchangedHistory
Electriq Power Holdings, Inc.285046116Warrant5,298$00.0%00.0%Unchanged–
Esc Gci Liberty Inc Sr361ESC049COM3,634$00.0%00.0%Unchanged–
HEPAHepion Pharmaceuticals, Inc.COM NEW1$00.0%+1NewHistory
CBSTFCannabist Co Holdings Inc.COM1$00.0%00.0%UnchangedHistory
WTS Constellation 3/31/4021037X134SNW307$00.0%00.0%Unchanged–
Fusion Acquisition Corp II WTS269996054WARRANTS32$00.0%+32New–
P10 Inc Class B69376K205COM3,500$00.0%00.0%Unchanged–
PDX Partners Inc Com70455F109COM4,900$00.0%00.0%Unchanged–
Retail Value Inc SHS761ESC037Common Stock325$00.0%−23−6.6%Reduced–
Spectaire Hldgs Inc84753T117*W EXP 10/17/2022,500$00.0%00.0%Unchanged–
WTS Nvni Group Ltd WT64016L994COM10,000$00.0%00.0%Unchanged–
NKLANikola CorpCOM NEW2$00.0%00.0%UnchangedHistory
Onetravel Hldgs Inc Com New68275A201COM2$00.0%00.0%Unchanged–
Digiasia Corp.G27617110*W EXP 04/02/2027,500$00.0%00.0%Unchanged–
Holdco Nuvo Group D G LtdM53051112*W EXP 05/01/2025,000$00.0%00.0%Unchanged–
Crown LNG Hldgs LtdG268AP117*W EXP 07/09/2022,607$00.0%00.0%Unchanged–
DevvStream Corp.251936118EQUITY WRT2,600$00.0%00.0%Unchanged–
NMG Parent LLC629ESC039CLSD FD17$00.0%00.0%Unchanged–
Iotacomm Inc Com46225M202COM11$00.0%00.0%Unchanged–
Clean Energy Corp.184505105COM4,000$00.0%00.0%Unchanged–
Equity Commonwealth Esc294ESC017Common Stock2,250$00.0%00.0%Unchanged–
Medite Cancer Diagnostics Inc58503D200COM30$00.0%00.0%Unchanged–
Windstream Tech.97382J102COM1,000$00.0%00.0%Unchanged–
Crixus BH3 Acquisition Co98400U111WT9,800$00.0%00.0%Unchanged–
Durect Corp Com266CVR018COM1,600$00.0%+1,600New–
Hepion Pharmaceuticals Inc NPV426CVR015COM1$00.0%+1New–
Beacon Power Corp Com New736772054COM5,000$00.0%+5,000New–
WBAWalgreens Boots Alliance, Inc.COMMON STOCK1,500$00.0%−8,000−84.2%ReducedHistory
GMERGood Gaming, Inc.Common Stock193$1<0.1%00.0%UnchangedHistory
Rubicon Technologies, Inc.78112J117*W EXP 04/01/2028,150$1<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/2023,200$1<0.1%00.0%Unchanged–
SPWRSunPower Inc.COM1$2<0.1%00.0%UnchangedHistory
BNGOBionano Genomics, Inc.COM NEW1$2<0.1%00.0%UnchangedHistory
WKSPWorksport LtdCOM NEW1$3<0.1%00.0%UnchangedHistory
RKTRocket Companies, Inc.Stock0$4<0.1%−328−100.0%ReducedHistory
SNDLSNDL Inc.COM2$5<0.1%00.0%UnchangedHistory

Options (24)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2025
SecurityClassPutsCalls
Norfolk Southn Corp655844908CALL–$6.52M
iShares Tr464287955PUT$3.11M–
Veeva Sys Inc922475908CALL–$1.88M
LKQ Corp501889908CALL–$944.2K
Nextnav Inc65345N906CALL–$912.5K
SPDR S&P 500 ETF Tr78462F953PUT$564.4K–
SPDR S&P 500 ETF Tr78462F903CALL–$485.0K
Amcor PLCG0250X907CALL–$330.9K
iShares Tr464287952PUT$226.1K–
Union Pac Corp907818958PUT$225.0K–
Select Sector SPDR Tr81369Y952COMMUNUNICATIONS$224.7K–
Sherwin Williams Co824348956PUT$175.7K–
UnitedHealth Group Inc91324P902COM–$83.6K
Forward Air Corp349853951PUT$80.0K–
Centene Corp Del15135B901CALL–$44.5K
LKQ Corp501889958PUT$42.0K–
Invesco QQQ Tr46090E953PUT$17.1K–
Apple Inc037833950PUT$7.46K–
Broadcom Inc11135F951PUT$4.74K–
ARK ETF Tr00214Q954PUT$3.00K–
Icahn Enterprises LP451100901CALL–$1.01K
SPDR Gold Tr78463V957GOLD SHS$270–
Amazon Com Inc023135906CALL–$57
Snap Inc83304A906CALL–$46

Sold out since Q2 2025 (130)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
PBIPitney Bowes IncCOM1,670,000$18.2M0.4%History
ALITAlight, Inc. / DelawareCOM CL A1,606,657$9.09M0.2%History
SHYFShyft Group, Inc.COM609,964$7.65M0.2%History
CNNECannae Holdings, Inc.COM235,677$4.91M0.1%History
ZIMVZimVie Inc.Stock269,799$2.52M0.1%History
CMDBCostamare Bulkers Holdings LtdCOM SHS263,983$2.29M<0.1%History
DLTRDollar Tree, Inc.COM20,090$1.99M<0.1%History
SMGScotts Miracle-Gro CoStock24,670$1.63M<0.1%History
Nextnav Inc.65345N114*W EXP 10/28/202161,910$1.03M<0.1%–
Third Point Offshore InvestorsG8846K109COM35,612$922.4K<0.1%–
SNCRSynchronoss Technologies IncCOM NEW134,380$920.5K<0.1%History
NUTXNutex Health Inc.COM5,346$665.5K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR28,199$486.4K<0.1%History
IDAIdacorp IncCOM3,650$421.4K<0.1%History
SVVSavers Value Village, Inc.COM37,870$386.3K<0.1%History
Oxford Square Capital Corporat998100341COM373$373.0K<0.1%–
UEICUniversal Electronics IncCOM55,205$365.5K<0.1%History
TURN180 Degree Capital Corp.COM NEW89,078$354.0K<0.1%History
NLCPNewLake Capital Partners, Inc.COM23,010$332.7K<0.1%History
RDVTRed Violet, Inc.COM5,514$271.3K<0.1%History
MPAAMotorcar Parts of America IncCOM22,705$254.3K<0.1%History
DLHCDLH Holdings Corp.COM42,738$249.6K<0.1%History
SOFISoFi Technologies, Inc.Stock11,950$217.6K<0.1%History
AOUTAmerican Outdoor Brands, Inc.COM20,778$217.1K<0.1%History
ProShares Tr74349Y753SHOR S&P 500 NEW5,000$198.4K<0.1%–
HESHess CorpStock1,430$198.1K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF3,900$196.6K<0.1%–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF2,316$168.3K<0.1%–
WHGWestwood Holdings Group IncCOM10,009$156.1K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF10,000$137.5K<0.1%–
VRAVera Bradley, Inc.COM57,253$126.5K<0.1%History
NBIXNeurocrine Biosciences IncStock1,000$125.7K<0.1%History
MXEMexico Equity & Income Fund IncCOM11,920$124.8K<0.1%History
PIIPolaris Inc.Stock3,000$122.0K<0.1%History
CHXChampionX CorpCOM4,780$118.7K<0.1%History
POSTPost Holdings, Inc.COM1,000$109.0K<0.1%History
ELAEnvela CorpCOM17,493$107.1K<0.1%History
SRADSportradar Group AGCLASS A ORD SHS3,460$97.2K<0.1%History
IVFHInnovative Food Holdings IncCOM63,430$82.5K<0.1%History
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK6,930$81.8K<0.1%History
FXCInvesco CurrencyShares Canadian Dollar TrustCDN DLR SHS1,000$71.8K<0.1%History
CABOCable One, Inc.COM500$67.9K<0.1%History
TWTradeweb Markets Inc.Stock450$65.9K<0.1%History
GSATGlobalstar, Inc.COM NEW2,500$58.9K<0.1%History
DNUTKrispy Kreme, Inc.COM20,000$58.2K<0.1%History
TSQTownsquare Media, Inc.CL A7,053$55.8K<0.1%History
JACKJack in the Box IncCOM3,000$52.4K<0.1%History
Partners Group Growth LLC Clas70213W204LP25,261$50.3K<0.1%–
NRPNatural Resource Partners LPCOM UNIT LTD PAR400$38.2K<0.1%History
Invesco Exch TRD SLF Idx FD46139W841BULLETSHS 20301,394$36.3K<0.1%–
CLVTClarivate PLCORD SHS8,000$34.4K<0.1%History
SCSSteelcase IncCL A3,060$31.9K<0.1%History
CETCentral Securities CorpCOM546$26.1K<0.1%History
BMIBadger Meter IncCOM100$24.5K<0.1%History
TEITempleton Emerging Markets Income FundCOM3,800$22.8K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW271$21.9K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP418$21.1K<0.1%–
iShares Tr46435U473BB RAT CORP BD438$20.6K<0.1%–
Oxford Square Capital Corporat69181V305COM745$18.6K<0.1%–
STRSitio Royalties Corp.CLASS A COM970$17.8K<0.1%History
ANSSAnsys IncCOM48$16.9K<0.1%History
PODDInsulet CorpStock50$15.7K<0.1%History
NICENICE Ltd.SPONSORED ADR90$15.2K<0.1%History
SEBSeaboard CorpCOM5$14.3K<0.1%History
PRMPerimeter Solutions, Inc.COMMON STOCK1,000$13.9K<0.1%History
Invesco Exch TRD SLF Idx FD46139W858BULLETSHS 2032622$12.8K<0.1%–
HSICHenry Schein IncCOM170$12.4K<0.1%History
PSB Hldgs Inc Wis69360N108COM498$11.7K<0.1%–
OSKOshkosh CorpCOM100$11.4K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND150$11.0K<0.1%History
EXPEagle Materials IncCOM54$10.9K<0.1%History
CHCTCommunity Healthcare Trust IncCOM625$10.4K<0.1%History
MKSIMKS IncCOM101$10.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock800$8.10K<0.1%History
ARQArq, Inc.COM1,500$8.05K<0.1%History
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN137$6.73K<0.1%–
KLGWK Kellogg CoCOM394$6.28K<0.1%History
NVEENV5 Global, Inc.COM271$6.26K<0.1%History
Northview Acquisition Corp66718N111*W EXP 08/02/20233,458$6.12K<0.1%–
DXYZDestiny Tech100 Inc.CEF150$5.71K<0.1%History
PTLOPortillo's Inc.COM CL A476$5.55K<0.1%History
RIORio Tinto PLCADR88$5.16K<0.1%History
iShares Tr46435G250HIGH YLD SYSTM B101$4.79K<0.1%–
ALGNAlign Technology IncCOM25$4.73K<0.1%History
SHOEShoe Station Group IncCOM250$4.68K<0.1%History
Paramount Global Xxxsubmitted for Cashexp: 04925CSH033Equity350$4.51K<0.1%–
Ea Series Trust02072L227RESEARCH AFFILIA182$4.44K<0.1%–
VLYValley National BancorpCOM478$4.27K<0.1%History
LNTHLantheus Holdings, Inc.Stock50$4.09K<0.1%History
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER499$2.89K<0.1%History
ZZillow Group, Inc.CL C CAP STK40$2.80K<0.1%History
RBB FD Inc74933W452F/M US TREASURY53$2.65K<0.1%–
VVRInvesco Senior Income TrustCOM500$1.90K<0.1%History
iShares Tr464287861EUROPE ETF25$1.58K<0.1%–
Dundee Precious Metals Inc265269209COM96$1.54K<0.1%–
iShares Tr46434V4070-5YR HI YL CP33$1.42K<0.1%–
iShares Tr464288802ESG OPTIMIZED9$1.14K<0.1%–
First Tr Exchng Traded FD VI33740U737FT VEST US EQT29$1.13K<0.1%–
BOEBlackRock Enhanced Global Dividend TrustCOM98$1.11K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM75$1.07K<0.1%History