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Livermore
Livermore
ZHEN

Apriem Advisors

SEC CIK
0001425165
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
142
−1 vs. Q2 2023
Portfolio value
$682.4M
+$15.5M (+2.3%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Apriem Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVXAvax One Technology Ltd.COM16,666$1.87K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER10,000$75.8K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM51,100$125.2K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM10,800$126.6K<0.1%00.0%UnchangedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM16,200$162.0K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM17,400$165.6K<0.1%00.0%UnchangedHistory
Eneti IncY2294C107COM17,000$171.4K<0.1%+1,500+9.7%Added–
SGOLabrdn Gold ETF TrustETF11,579$204.8K<0.1%00.0%UnchangedHistory
TYLTyler Technologies IncCOM533$205.8K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,618$212.7K<0.1%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF1,547$213.4K<0.1%+3+0.2%Added–
EXPOExponent IncCOM2,513$215.1K<0.1%00.0%UnchangedHistory
GISGeneral Mills IncStock3,480$222.7K<0.1%−38−1.1%ReducedHistory
IBMInternational Business Machines CorpStock1,712$240.2K<0.1%+100+6.2%AddedHistory
MCDMcDonalds CorpStock930$245.0K<0.1%+63+7.3%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM27,221$246.1K<0.1%+27+0.1%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF2,402$248.2K<0.1%+2+0.1%Added–
BXMXNuveen S&P 500 BuyWrite Income FundCOM19,675$249.1K<0.1%00.0%UnchangedHistory
KOCoca Cola CoStock4,535$253.8K<0.1%+10+0.2%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF5,610$261.1K<0.1%00.0%Unchanged–
NYTNew York Times CoCL A6,468$266.5K<0.1%00.0%UnchangedHistory
VRSKVerisk Analytics, Inc.COM1,137$268.6K<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock1,692$269.0K<0.1%+109+6.9%AddedHistory
KMBKimberly Clark CorpStock2,285$276.1K<0.1%00.0%UnchangedHistory
MSMorgan StanleyStock3,436$280.6K<0.1%+300+9.6%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,300$282.7K<0.1%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF1,063$289.5K<0.1%+52+5.1%Added–
TGTTarget CorpStock2,648$292.8K<0.1%−901−25.4%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT6,074$295.5K<0.1%−3,298−35.2%Reduced–
DUKDuke Energy CORPStock3,612$318.8K<0.1%−186−4.9%ReducedHistory
CSGPCostar Group, Inc.COM4,208$323.6K<0.1%00.0%UnchangedHistory
ROPRoper Technologies IncStock675$326.9K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW1,183$345.8K0.1%−12−1.0%ReducedHistory
CLXClorox CoStock2,695$353.2K0.1%+10.0%AddedHistory
GLDSPDR Gold TrustETF2,070$354.9K0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,296$362.7K0.1%−512,219−98.8%Reduced–
VZVerizon Communications IncStock11,190$362.7K0.1%−2,357−17.4%ReducedHistory
BMYBristol Myers Squibb CoStock6,320$366.8K0.1%−66−1.0%ReducedHistory
PSXPhillips 66Stock3,067$368.5K0.1%00.0%UnchangedHistory
RTXRTX CorpStock5,377$387.0K0.1%−346−6.0%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,500$409.8K0.1%00.0%Unchanged–
DBLDoubleLine Opportunistic Credit FundCOM28,160$410.6K0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock7,884$432.8K0.1%−440−5.3%ReducedHistory
FASTFastenal CoStock7,950$434.4K0.1%00.0%UnchangedHistory
ACNAccenture plcStock1,478$453.9K0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock1,038$456.9K0.1%+25+2.5%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF10,801$477.7K0.1%−526,713−98.0%Reduced–
ANSSAnsys IncCOM1,608$478.5K0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock2,351$478.7K0.1%−16−0.7%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,025$479.9K0.1%+36+0.1%AddedHistory
FFord Motor CoStock39,128$486.0K0.1%−2,998−7.1%ReducedHistory
PHParker-Hannifin CorpStock1,257$489.6K0.1%−12−0.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,418$513.6K0.1%−40−1.6%Reduced–
VVisa Inc.Stock2,261$520.1K0.1%+115+5.4%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT31,650$532.0K0.1%+1,000+3.3%Added–
iShares Tr464287556ISHARES BIOTECH4,635$566.8K0.1%−150−3.1%Reduced–
CVBFCVB Financial CorpCOM34,500$571.7K0.1%00.0%UnchangedHistory
NACNuveen California Quality Municipal Income FundCOM61,995$598.3K0.1%−3,200−4.9%ReducedHistory
iShares Russell 2000 ETF464287655ETF3,415$603.6K0.1%+725+27.0%Added–
HDHome Depot, Inc.Stock2,051$619.7K0.1%−46−2.2%ReducedHistory
EMREmerson Electric CoStock6,442$622.1K0.1%−99−1.5%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM62,264$638.8K0.1%−2,700−4.2%ReducedHistory
AMGNAmgen IncStock2,455$659.8K0.1%00.0%UnchangedHistory
NFLXNetflix IncStock1,807$682.3K0.1%+145+8.7%AddedHistory
PANWPalo Alto Networks IncStock2,945$690.4K0.1%+266+9.9%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF10,298$748.9K0.1%+1,870+22.2%Added–
PEPPepsiCo IncStock4,744$803.8K0.1%+16+0.3%AddedHistory
CELHCelsius Holdings, Inc.COM NEW5,048$866.2K0.1%00.0%UnchangedHistory
BACBank of America CorpStock31,640$866.3K0.1%−169−0.5%ReducedHistory
AVGOBroadcom Inc.Stock1,044$867.1K0.1%+304+41.1%AddedHistory
ALTRAltair Engineering Inc.COM CL A14,965$936.2K0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock9,777$1.01M0.1%−45−0.5%ReducedHistory
HONHoneywell International IncCOM5,463$1.01M0.1%+211+4.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF2,572$1.01M0.1%−65−2.5%Reduced–
iShares Tr464287762US HLTHCARE ETF4,029$1.09M0.2%−10.0%Reduced–
LRCXLam Research CorpCOM1,762$1.10M0.2%−69−3.8%ReducedHistory
PBFPBF Energy Inc.CL A21,718$1.16M0.2%−4,335−16.6%ReducedHistory
PGProcter & Gamble CoStock8,084$1.18M0.2%−518−6.0%ReducedHistory
VanEck Semiconductor ETF92189F676ETF8,462$1.23M0.2%−1,120−11.7%Reduced–
TAT&T Inc.Stock81,701$1.23M0.2%−7,009−7.9%ReducedHistory
MDTMedtronic plcStock16,028$1.26M0.2%−77,328−82.8%ReducedHistory
GOOGAlphabet Inc.Stock10,097$1.33M0.2%−112−1.1%ReducedHistory
METAMeta Platforms, Inc.Stock4,490$1.35M0.2%−358−7.4%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 14,150$1.39M0.2%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock2,520$1.42M0.2%−70−2.7%ReducedHistory
CSCOCisco Systems, Inc.Stock27,933$1.50M0.2%−2,516−8.3%ReducedHistory
QCOMQualcomm IncStock13,641$1.52M0.2%−619−4.3%ReducedHistory
SBUXStarbucks CorpStock16,811$1.53M0.2%−569−3.3%ReducedHistory
CVXChevron CorpStock10,769$1.82M0.3%+191+1.8%AddedHistory
TROWPrice T Rowe Group IncStock17,922$1.88M0.3%−18,367−50.6%ReducedHistory
EDConsolidated Edison IncStock22,868$1.96M0.3%−316−1.4%ReducedHistory
NVDANVIDIA CorpStock4,629$2.01M0.3%+534+13.0%AddedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF71,537$2.01M0.3%−1,403−1.9%ReducedConverted for a 10-for-1 split–
ETNEaton Corp plcStock9,765$2.08M0.3%−50−0.5%ReducedHistory
LOWLowes Companies IncStock10,092$2.10M0.3%−1,297−11.4%ReducedHistory
ABTAbbott LaboratoriesStock21,814$2.11M0.3%−5,524−20.2%ReducedHistory
PFEPfizer IncStock64,426$2.14M0.3%−385−0.6%ReducedHistory
AMDAdvanced Micro Devices IncStock20,888$2.15M0.3%+2,398+13.0%AddedHistory
AEMAgnico Eagle Mines LtdStock51,018$2.32M0.3%+11,000+27.5%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF94,137$2.53M0.4%+16,213+20.8%Added–

Sold out since Q2 2023 (4)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Apriem Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMM3M CoStock34,013$3.40M0.5%History
KGCKinross Gold CorpCOM200,000$954.0K0.1%History
CRMSalesforce, Inc.Stock955$201.8K<0.1%History
GNKGenco Shipping & Trading LtdSHS11,500$161.3K<0.1%History