Skip to main content
Livermore
Livermore
ZHEN

Apriem Advisors

SEC CIK
0001425165
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
142
−1 vs. Q2 2022
Portfolio value
$554.7M
−$25.9M (−4.5%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Apriem Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BBIGVinco Ventures, Inc.COM10,000$9.00K<0.1%00.0%UnchangedHistory
CTRMCastor Maritime Inc.SHS NEW10,000$11.0K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER10,000$66.0K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT23,853$78.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM51,100$129.0K<0.1%00.0%UnchangedHistory
Eneti IncY2294C107COM20,000$133.0K<0.1%−3,000−13.0%Reduced–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF12,652$136.0K<0.1%−4,010−24.1%ReducedHistory
DSLDoubleLine Income Solutions FundCOM13,620$147.0K<0.1%−1,300−8.7%ReducedHistory
SGOLabrdn Gold ETF TrustETF11,000$175.0K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM17,400$180.0K<0.1%00.0%UnchangedHistory
VVisa Inc.Stock1,154$205.0K<0.1%−230−16.6%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,846$205.0K<0.1%+2,846New–
DVNDevon Energy CorpStock3,443$207.0K<0.1%+3,443NewHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,300$209.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,618$209.0K<0.1%−12−0.3%Reduced–
GSGoldman Sachs Group IncStock743$218.0K<0.1%−67−8.3%ReducedHistory
CBSHCommerce Bancshares IncStock3,307$219.0K<0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock2,544$219.0K<0.1%+2,544NewHistory
Schwab U.S. Small-Cap ETF808524607ETF5,891$223.0K<0.1%+5,891New–
Vanguard Morningstar Value ETF922908744ETF1,810$223.0K<0.1%+255+16.4%Added–
CRMSalesforce, Inc.Stock1,605$231.0K<0.1%−75−4.5%ReducedHistory
MSMorgan StanleyStock2,936$232.0K<0.1%+2,936NewHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM19,675$234.0K<0.1%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF667$239.0K<0.1%+667New–
TXNTexas Instruments IncStock1,559$241.0K<0.1%00.0%UnchangedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM24,500$245.0K<0.1%−2,900−10.6%ReducedHistory
GLDSPDR Gold TrustETF1,770$274.0K<0.1%00.0%UnchangedHistory
MUMicron Technology IncStock5,810$291.0K0.1%00.0%UnchangedHistory
FFWMFirst Foundation Inc.COM16,700$303.0K0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock2,760$311.0K0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,677$318.0K0.1%−165−5.8%Reduced–
DUKDuke Energy CORPStock3,450$321.0K0.1%00.0%UnchangedHistory
NFLXNetflix IncStock1,366$322.0K0.1%−97−6.6%ReducedHistory
iShares Russell 2000 ETF464287655ETF1,983$327.0K0.1%+628+46.3%Added–
GISGeneral Mills IncStock4,362$334.0K0.1%+20.0%AddedHistory
LULUlululemon athletica inc.Stock1,200$335.0K0.1%−50−4.0%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF6,027$336.0K0.1%−161−2.6%Reduced–
PHParker-Hannifin CorpStock1,416$343.0K0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock3,553$344.0K0.1%+10.0%AddedHistory
CLXClorox CoStock2,749$353.0K0.1%+81+3.0%AddedHistory
AVGOBroadcom Inc.Stock794$353.0K0.1%+4+0.5%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF30,989$362.0K0.1%+10.0%AddedHistory
ACNAccenture plcStock1,478$380.0K0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock5,340$380.0K0.1%−189−3.4%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$406.0K0.1%00.0%UnchangedHistory
EMREmerson Electric CoStock5,643$413.0K0.1%+56+1.0%AddedHistory
PANWPalo Alto Networks IncStock2,634$431.0K0.1%+120+4.8%AddedConverted for a 3-for-1 splitHistory
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN18,650$432.0K0.1%−800−4.1%Reduced–
DDominion Energy, IncStock6,342$438.0K0.1%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,458$441.0K0.1%+400+19.4%Added–
CELHCelsius Holdings, Inc.COM NEW5,048$458.0K0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock2,362$460.0K0.1%+16+0.7%AddedHistory
RTXRTX CorpStock5,719$468.0K0.1%+56+1.0%AddedHistory
NOCNorthrop Grumman CorpStock1,026$483.0K0.1%00.0%UnchangedHistory
DBLDoubleLine Opportunistic Credit FundCOM34,110$493.0K0.1%00.0%UnchangedHistory
TGTTarget CorpStock3,342$496.0K0.1%+612+22.4%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT31,750$546.0K0.1%−800−2.5%Reduced–
Vanguard S&P 500 ETF922908363ETF1,781$585.0K0.1%−30−1.7%Reduced–
iShares Tr464287556ISHARES BIOTECH5,085$595.0K0.1%00.0%Unchanged–
AMGNAmgen IncStock2,685$605.0K0.1%00.0%UnchangedHistory
FFord Motor CoStock54,621$612.0K0.1%−1,428−2.5%ReducedHistory
HDHome Depot, Inc.Stock2,245$619.0K0.1%+116+5.4%AddedHistory
PEPPepsiCo IncStock3,807$622.0K0.1%+20+0.5%AddedHistory
ALTRAltair Engineering Inc.COM CL A14,965$662.0K0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock9,286$667.0K0.1%−550−5.6%ReducedHistory
VZVerizon Communications IncStock17,785$675.0K0.1%−1,615−8.3%ReducedHistory
LRCXLam Research CorpCOM1,906$698.0K0.1%+240+14.4%AddedHistory
NVDANVIDIA CorpStock5,961$724.0K0.1%+263+4.6%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT15,049$727.0K0.1%−844−5.3%Reduced–
KGCKinross Gold CorpCOM195,000$733.0K0.1%00.0%UnchangedHistory
NACNuveen California Quality Municipal Income FundCOM70,220$770.0K0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM4,631$773.0K0.1%+296+6.8%AddedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM68,439$808.0K0.1%−750−1.1%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD11,313$840.0K0.2%−5,517−32.8%Reduced–
EVVEaton Vance Ltd Duration Income FundCOM91,647$844.0K0.2%+7,048+8.3%AddedHistory
CVBFCVB Financial CorpCOM33,500$848.0K0.2%+3,000+9.8%AddedHistory
BACBank of America CorpStock28,741$868.0K0.2%+300+1.1%AddedHistory
GOOGAlphabet Inc.Stock9,347$899.0K0.2%00.0%UnchangedConverted for a 20-for-1 splitHistory
MRKMerck & Co., Inc.Stock10,658$918.0K0.2%−297−2.7%ReducedHistory
DISWalt Disney CoStock10,181$960.0K0.2%+654+6.9%AddedHistory
VanEck Semiconductor ETF92189F676ETF5,386$997.0K0.2%00.0%Unchanged–
PGProcter & Gamble CoStock8,057$1.02M0.2%−10.0%ReducedHistory
PBFPBF Energy Inc.CL A28,912$1.02M0.2%+9,300+47.4%AddedHistory
iShares Tr464287762US HLTHCARE ETF4,042$1.02M0.2%00.0%Unchanged–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM93,256$1.03M0.2%+2,339+2.6%AddedHistory
COSTCostco Wholesale CorpStock2,236$1.06M0.2%+8+0.4%AddedHistory
AEMAgnico Eagle Mines LtdStock27,000$1.14M0.2%+12,000+80.0%AddedHistory
CVXChevron CorpStock7,977$1.15M0.2%−125−1.5%ReducedHistory
CSCOCisco Systems, Inc.Stock28,918$1.16M0.2%−66−0.2%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 14,150$1.19M0.2%−100−2.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF3,803$1.36M0.2%−12,098−76.1%ReducedHistory
ETNEaton Corp plcStock10,190$1.36M0.2%00.0%UnchangedHistory
TAT&T Inc.Stock90,225$1.38M0.2%−123−0.1%ReducedHistory
AMDAdvanced Micro Devices IncStock22,389$1.42M0.3%+1,000+4.7%AddedHistory
QCOMQualcomm IncStock12,578$1.42M0.3%+619+5.2%AddedHistory
SBUXStarbucks CorpStock17,089$1.44M0.3%+783+4.8%AddedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF7,326$1.66M0.3%+134+1.9%Added–
ABBVAbbVie Inc.Stock12,745$1.71M0.3%−828−6.1%ReducedHistory
BABoeing CoStock14,595$1.77M0.3%−75−0.5%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF77,159$1.86M0.3%+15,000+24.1%Added–

Sold out since Q2 2022 (10)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Apriem Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Yamana Gold Inc98462Y100COM170,500$793.0K0.1%–
BIIBBiogen Inc.COM1,699$346.0K0.1%History
DASHDoorDash, Inc.Stock3,735$240.0K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF4,917$232.0K<0.1%–
IBMInternational Business Machines CorpStock1,530$216.0K<0.1%History
Schwab Strategic Tr808524789FUNDAMENTAL US B4,225$212.0K<0.1%–
CCitigroup IncStock4,419$203.0K<0.1%History
DKNGDraftKings Inc.Stock15,003$175.0K<0.1%History
HBIHanesbrands Inc.COM10,394$107.0K<0.1%History
NLYAnnaly Capital Management IncCOM14,300$85.0K<0.1%History