Apriem Advisors
- SEC CIK
- 0001425165
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 151
- −2 vs. Q2 2021
- Portfolio value
- $697.2M
- +$26.9M (+4.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 13,000 | $100.0K | <0.1% | +13,000 | New | History |
| BBIGVinco Ventures, Inc. | COM | 21,932 | $141.0K | <0.1% | −38,068−63.4% | Reduced | History |
| FFord Motor Co | Stock | 10,855 | $154.0K | <0.1% | −6,000−35.6% | Reduced | History |
| NLYAnnaly Capital Management Inc | COM | 20,200 | $170.0K | <0.1% | +1,000+5.2% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 17,400 | $185.0K | <0.1% | +1,000+6.1% | Added | History |
| SGOLabrdn Gold ETF Trust | ETF | 11,600 | $195.0K | <0.1% | −700−5.7% | Reduced | History |
| MYCBlackRock Muniyield California Fund, Inc. | COM | 13,000 | $197.0K | <0.1% | 00.0% | Unchanged | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 12,500 | $199.0K | <0.1% | −10,736−46.2% | Reduced | History |
| TFCTruist Financial Corp | COM | 3,519 | $206.0K | <0.1% | +3,519 | New | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 51,600 | $214.0K | <0.1% | +3,100+6.4% | Added | History |
| CBSHCommerce Bancshares Inc | Stock | 3,150 | $219.0K | <0.1% | 00.0% | Unchanged | History |
| BYNDBeyond Meat, Inc. | COM | 2,082 | $219.0K | <0.1% | −56−2.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,630 | $221.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 770 | $223.0K | <0.1% | +13+1.7% | Added | – |
| NKENIKE, Inc. | Stock | 1,552 | $225.0K | <0.1% | +250+19.2% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,513 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| WDCWestern Digital Corp | COM | 4,044 | $228.0K | <0.1% | −180−4.3% | Reduced | History |
| CMCSAComcast Corp | Stock | 4,120 | $230.0K | <0.1% | +304+8.0% | Added | History |
| GMGeneral Motors Co | COM | 4,391 | $231.0K | <0.1% | +500+12.9% | Added | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 3,242 | $236.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524789 | FUNDAMENTAL US B | 4,600 | $246.0K | <0.1% | 00.0% | Unchanged | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,260 | $252.0K | <0.1% | +2+0.1% | Added | History |
| GISGeneral Mills Inc | Stock | 4,328 | $259.0K | <0.1% | −198−4.4% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 688 | $260.0K | <0.1% | −200−22.5% | Reduced | History |
| MUMicron Technology Inc | Stock | 3,700 | $263.0K | <0.1% | −200−5.1% | Reduced | History |
| GEGeneral Electric Co | Stock | 2,581 | $266.0K | <0.1% | +124+5.1% | AddedConverted for a 1-for-8 split | History |
| VVisa Inc. | Stock | 1,238 | $276.0K | <0.1% | +13+1.1% | Added | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 23,000 | $282.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,832 | $284.0K | <0.1% | +255+9.9% | Added | – |
| NSTGNS Wind Down Co., Inc. | COM | 6,000 | $288.0K | <0.1% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 1,770 | $291.0K | <0.1% | 00.0% | Unchanged | History |
| DSLDoubleLine Income Solutions Fund | COM | 16,420 | $292.0K | <0.1% | +1,000+6.5% | Added | History |
| BNTXBioNTech SE | SPONSORED ADS | 1,076 | $294.0K | <0.1% | +6+0.6% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 20,675 | $294.0K | <0.1% | 00.0% | Unchanged | History |
| CRMSalesforce, Inc. | Stock | 1,100 | $298.0K | <0.1% | +250+29.4% | Added | History |
| KMBKimberly Clark Corp | Stock | 2,335 | $309.0K | <0.1% | +50+2.2% | Added | History |
| DUKDuke Energy CORP | Stock | 3,220 | $314.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 1,800 | $323.0K | <0.1% | 00.0% | Unchanged | – |
| IBMInternational Business Machines Corp | Stock | 2,330 | $324.0K | <0.1% | 00.0% | Unchanged | History |
| TGTTarget Corp | Stock | 1,475 | $337.0K | <0.1% | +400+37.2% | Added | History |
| XYZBlock, Inc. | CL A | 1,430 | $343.0K | <0.1% | −403−22.0% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 5,971 | $353.0K | 0.1% | +122+2.1% | Added | History |
| YUMYum Brands Inc | Stock | 2,914 | $356.0K | 0.1% | 00.0% | Unchanged | History |
| XLNXXilinx Inc | COM | 2,445 | $369.0K | 0.1% | −100−3.9% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 1,026 | $370.0K | 0.1% | 00.0% | Unchanged | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 3,200 | $380.0K | 0.1% | 00.0% | Unchanged | – |
| DDominion Energy, Inc | Stock | 5,302 | $387.0K | 0.1% | +1,420+36.6% | Added | History |
| PHParker-Hannifin Corp | Stock | 1,409 | $394.0K | 0.1% | 00.0% | Unchanged | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | 0.1% | −965−47.9% | Reduced | History |
| ABTAbbott Laboratories | Stock | 3,422 | $404.0K | 0.1% | −200−5.5% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 840 | $407.0K | 0.1% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 5,810 | $408.0K | 0.1% | −423−6.8% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $411.0K | 0.1% | 00.0% | Unchanged | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,847 | $425.0K | 0.1% | 00.0% | Unchanged | – |
| LULUlululemon athletica inc. | Stock | 1,060 | $429.0K | 0.1% | −100−8.6% | Reduced | History |
| CELHCelsius Holdings, Inc. | COM NEW | 5,048 | $455.0K | 0.1% | 00.0% | Unchanged | History |
| ACNAccenture plc | Stock | 1,449 | $464.0K | 0.1% | −50−3.3% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 2,095 | $465.0K | 0.1% | +20+1.0% | Added | – |
| Yamana Gold Inc98462Y100 | COM | 122,000 | $483.0K | 0.1% | +1,500+1.2% | Added | – |
| RTXRTX Corp | Stock | 5,641 | $485.0K | 0.1% | 00.0% | Unchanged | History |
| EMREmerson Electric Co | Stock | 5,235 | $493.0K | 0.1% | −715−12.0% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 2,546 | $499.0K | 0.1% | +10+0.4% | Added | History |
| Kirkland Lake Gold Ltd49741E100 | COM | 12,000 | $499.0K | 0.1% | +5,000+71.4% | Added | – |
| FFWMFirst Foundation Inc. | COM | 20,000 | $526.0K | 0.1% | 00.0% | Unchanged | History |
| CLXClorox Co | Stock | 3,226 | $534.0K | 0.1% | −39−1.2% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 3,647 | $540.0K | 0.1% | +90+2.5% | Added | – |
| PBFPBF Energy Inc. | CL A | 42,037 | $545.0K | 0.1% | −5,425−11.4% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 2,610 | $571.0K | 0.1% | +400+18.1% | Added | – |
| AMGNAmgen Inc | Stock | 2,690 | $572.0K | 0.1% | +80+3.1% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 1,238 | $593.0K | 0.1% | −70−5.4% | Reduced | History |
| PEPPepsiCo Inc | Stock | 3,979 | $598.0K | 0.1% | +95+2.4% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,562 | $616.0K | 0.1% | +5+0.3% | Added | – |
| CVBFCVB Financial Corp | COM | 30,500 | $621.0K | 0.1% | −749−2.4% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 30,900 | $656.0K | 0.1% | +1,800+6.2% | Added | – |
| HDHome Depot, Inc. | Stock | 2,037 | $669.0K | 0.1% | +144+7.6% | Added | History |
| HONHoneywell International Inc | COM | 3,181 | $675.0K | 0.1% | −89−2.7% | Reduced | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 38,610 | $761.0K | 0.1% | +1,200+3.2% | Added | History |
| KGCKinross Gold Corp | COM | 150,000 | $804.0K | 0.1% | 00.0% | Unchanged | History |
| SCHWSchwab Charles Corp | Stock | 11,168 | $813.0K | 0.1% | −64−0.6% | Reduced | History |
| NFLXNetflix Inc | Stock | 1,368 | $835.0K | 0.1% | −145−9.6% | Reduced | History |
| BIIBBiogen Inc. | COM | 2,962 | $838.0K | 0.1% | −21,791−88.0% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 30,750 | $853.0K | 0.1% | +3,800+14.1% | Added | – |
| MRKMerck & Co., Inc. | Stock | 11,527 | $866.0K | 0.1% | −208−1.8% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 5,385 | $871.0K | 0.1% | 00.0% | Unchanged | – |
| LRCXLam Research Corp | COM | 1,555 | $885.0K | 0.1% | −80−4.9% | Reduced | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 71,464 | $955.0K | 0.1% | +12,583+21.4% | Added | History |
| VZVerizon Communications Inc | Stock | 18,037 | $974.0K | 0.1% | +69+0.4% | Added | History |
| CVXChevron Corp | Stock | 9,619 | $976.0K | 0.1% | +461+5.0% | Added | History |
| ALTRAltair Engineering Inc. | COM CL A | 14,965 | $1.03M | 0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 5,102 | $1.06M | 0.2% | −3,042−37.4% | ReducedConverted for a 4-for-1 split | History |
| iShares Tr464287762 | US HLTHCARE ETF | 4,000 | $1.10M | 0.2% | 00.0% | Unchanged | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 18,515 | $1.11M | 0.2% | +40.0% | Added | – |
| PGProcter & Gamble Co | Stock | 8,069 | $1.13M | 0.2% | +63+0.8% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 85,753 | $1.13M | 0.2% | +6,509+8.2% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 74,020 | $1.16M | 0.2% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 2,632 | $1.18M | 0.2% | −139−5.0% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 444 | $1.18M | 0.2% | +47+11.8% | Added | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 74,139 | $1.22M | 0.2% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,827 | $1.26M | 0.2% | −442−8.4% | Reduced | History |
| VanEck Semiconductor ETF92189F676 | ETF | 5,291 | $1.36M | 0.2% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| RBLXRoblox Corp | Stock | 3,331 | $300.0K | <0.1% | History |
| NIONIO Inc. | ADR | 4,981 | $265.0K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,134 | $257.0K | <0.1% | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,649 | $202.0K | <0.1% | – |