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Corriente Advisors, LLC

SEC CIK
0001406718
Latest filing
Feb 14, 2024

The latest 13F from Corriente Advisors, LLC covers Q4 2023 (filed Feb 14, 2024) and reports no long positions. Livermore has 12 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q4 2023

Share counts compared with Q3 2023: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
0
Added
0
Reduced
0
Sold out
2
Est. −$3.45M

Top 5 holdings

Share of this quarter's portfolio value

This filing reports no long positions.

Biggest buys

New and added positions, by estimated amount bought

None this quarter.

Largest weight increases

New and added positions, by percentage points of the portfolio gained

None this quarter.

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. NXENexGen Energy Ltd.
    −$3.42MSold outHistory
  2. RGTIWRigetti Computing, Inc.
    −$28.8KSold outHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. NXENexGen Energy Ltd.
    −99.16 pp99.2% → 0.0%History
  2. RGTIWRigetti Computing, Inc.
    −0.84 pp0.8% → 0.0%History

Metrics

13F metrics for Q4 2023, computed only from the numbers in the filings. Definitions below.

Portfolio value
$0
−$3.45M (−100.0%) vs. prior quarter
Positions
0
−2 vs. prior quarter
Top 10 concentration
–
Top 10 as share of value
Turnover
0.0%
Q4 2023, one quarter
Average holding period
–
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

12 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $271.6M (Q1 2021)

Q1 2021: $271.6MQ2 2021: $185.4MQ3 2021: $51.8MQ4 2021: $8.33MQ1 2022: $1.62MQ1 2023: $976.4KQ2 2023: $10.9KQ3 2023: $3.45M
Q1 2021Q4 2023
13F filings of Corriente Advisors, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q4 2023Feb 14, 20240$0–vs. Q3 2023SEC
Q3 2023Nov 14, 20232$3.45MNXERGTIWvs. Q2 2023SEC
Q2 2023Aug 9, 20232$10.9KAURJOBYvs. Q1 2023SEC
Q1 2023May 10, 20232$976.4KAIBBAIvs. Q4 2022SEC
Q4 2022Feb 15, 20230$0–vs. Q3 2022SEC
Q3 2022Nov 15, 20220$0–vs. Q2 2022SEC
Q2 2022Aug 16, 20220$0–vs. Q1 2022SEC
Q1 2022May 16, 20221$1.62MNBRvs. Q4 2021SEC
Q4 2021Feb 15, 20222$8.33MCrescent PT Energy CorpAPRNvs. Q3 2021SEC
Q3 2021Nov 15, 20218$51.8MCUESWNTFFPvs. Q2 2021SEC
Q2 2021Aug 16, 202115$185.4MMAXRCUEREPLvs. Q1 2021SEC
Q1 2021May 18, 202110$271.6MMAXRREPLCUE–SEC

13D and 13G filings

Companies where Corriente Advisors, LLC reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

Corriente Advisors, LLC does not currently report owning 5% or more of any company.

Latest filings

8 filings on file made by Corriente Advisors, LLC or listing it as a reporting person, newest first.

Schedule 13D and 13G filings by Corriente Advisors, LLC
CompanyFiled (ET)FormStakeChangeEvent dateFiling
CUECue Biopharma, Inc.Feb 14, 202213G/AOld format–––SEC
TFFPTFF Pharmaceuticals, Inc.Feb 14, 202213G/AOld format–––SEC
CRDFCardiff Oncology, Inc.Feb 14, 202213G/AOld format–––SEC
TFFPTFF Pharmaceuticals, Inc.Feb 16, 202113GOld format–New–SEC
CUECue Biopharma, Inc.Feb 16, 202113GOld format–New–SEC
ATXSAstria Therapeutics, Inc.Feb 16, 202113G/AOld format–––SEC
BFXBowflex Inc.Feb 16, 202113G/AOld format–––SEC
CRDFCardiff Oncology, Inc.Feb 16, 202113GOld format–New–SEC