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Livermore
Livermore
ZHEN

Keel Point, LLC

SEC CIK
0001386935
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 6, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
271
−4 vs. Q1 2021
Portfolio value
$837.6M
−$93.0M (−10.0%) vs. Q1 2021
Filed
Aug 6, 2021
AmendedSEC
Holdings of Keel Point, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
COMSCOMSovereign Holding Corp.COM NEW10,288$24.0K<0.1%+10,288NewHistory
GRDXGridAI Technologies Corp.COM41,450$34.0K<0.1%+41,450NewHistory
LYGLloyds Banking Group plcSPONSORED ADR13,585$35.0K<0.1%+425+3.2%AddedHistory
MFGMizuho Financial Group IncSPONSORED ADR13,511$39.0K<0.1%−230−1.7%ReducedHistory
ABEVAmbev S.A.SPONSORED ADR12,686$44.0K<0.1%−1,357−9.7%ReducedHistory
SANBanco Santander, S.A.ADR12,375$48.0K<0.1%+616+5.2%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS11,575$48.0K<0.1%00.0%UnchangedHistory
NMRNomura Holdings IncSPONSORED ADR10,407$53.0K<0.1%−411−3.8%ReducedHistory
TELFYTelefonica S ASPONSORED ADR12,337$58.0K<0.1%−522−4.1%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD10,971$66.0K<0.1%−346−3.1%ReducedHistory
BGCBGC Group, Inc.CL A12,196$69.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM10,566$69.0K<0.1%−469−4.3%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,282$85.0K<0.1%−1,606−11.6%ReducedHistory
BCSBarclays PLCADR10,632$103.0K<0.1%−254−2.3%ReducedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS25,772$140.0K<0.1%−1,219−4.5%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR25,411$158.0K<0.1%−2,103−7.6%ReducedHistory
HSYHershey CoCOM1,151$200.0K<0.1%−139−10.8%ReducedHistory
ELEstee Lauder Companies IncCL A635$202.0K<0.1%+635NewHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB9,115$202.0K<0.1%+9,115New–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB9,299$202.0K<0.1%+9,299New–
LHXL3HARRIS Technologies, Inc.Stock955$206.0K<0.1%+955NewHistory
AMTAmerican Tower CorpREIT764$206.0K<0.1%−182−19.2%ReducedHistory
MDLZMondelez International, Inc.Stock3,311$207.0K<0.1%+3,311NewHistory
ROSTRoss Stores, Inc.COM1,670$207.0K<0.1%−2,424−59.2%ReducedHistory
PRUPrudential Financial IncStock2,047$210.0K<0.1%+2,047NewHistory
ULUnilever PLCSPON ADR NEW3,622$212.0K<0.1%−451−11.1%ReducedHistory
ROKRockwell Automation, IncStock744$213.0K<0.1%+744NewHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,191$213.0K<0.1%+1,191New–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,582$213.0K<0.1%−15−0.9%Reduced–
BALLBALL CorpCOM2,643$214.0K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR2,965$216.0K<0.1%−89−2.9%ReducedHistory
BXBlackstone Inc.COM2,223$216.0K<0.1%−537−19.5%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF1,423$219.0K<0.1%−1,095−43.5%Reduced–
ZTSZoetis Inc.Stock1,191$222.0K<0.1%+1,191NewHistory
ADPAutomatic Data Processing IncStock1,144$227.0K<0.1%−102−8.2%ReducedHistory
iShares Semiconductor ETF464287523ETF502$228.0K<0.1%−407−44.8%Reduced–
CHTRCharter Communications, Inc.CL A318$229.0K<0.1%+318NewHistory
WYNNWynn Resorts LtdCOM1,875$229.0K<0.1%00.0%UnchangedHistory
TMToyota Motor CorpADS1,321$231.0K<0.1%−61−4.4%ReducedHistory
SPGIS&P Global Inc.Stock566$232.0K<0.1%+566NewHistory
iShares Tr464288638ISHS 5-10YR INVT3,841$232.0K<0.1%+6+0.2%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,859$239.0K<0.1%+8,859New–
iShares Russell Midcap ETF464287499ETF3,013$239.0K<0.1%+10.0%Added–
LYVLive Nation Entertainment, Inc.COM2,742$240.0K<0.1%−5−0.2%ReducedHistory
NOWServiceNow, Inc.Stock438$241.0K<0.1%+8+1.9%AddedHistory
ETNEaton Corp plcStock1,635$242.0K<0.1%+20+1.2%AddedHistory
UPSUnited Parcel Service IncStock1,171$243.0K<0.1%+1,171NewHistory
AVGOBroadcom Inc.Stock514$245.0K<0.1%+14+2.8%AddedHistory
CNNECannae Holdings, Inc.COM7,260$246.0K<0.1%+229+3.3%AddedHistory
LRCXLam Research CorpCOM377$246.0K<0.1%−196−34.2%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,293$247.0K<0.1%−98−7.0%ReducedHistory
EXPEExpedia Group, Inc.Stock1,530$250.0K<0.1%−2−0.1%ReducedHistory
SAPSAP SEADR1,797$252.0K<0.1%+1+0.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF944$254.0K<0.1%+132+16.3%Added–
DEODiageo PLCSPON ADR NEW1,330$255.0K<0.1%+22+1.7%AddedHistory
GPNGlobal Payments IncStock1,398$262.0K<0.1%+30+2.2%AddedHistory
GEGeneral Electric CoCOM19,446$262.0K<0.1%+152+0.8%AddedHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB12,438$262.0K<0.1%−617−4.7%ReducedHistory
ZGZillow Group, Inc.CL A2,150$263.0K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock2,345$264.0K<0.1%+2+0.1%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF4,554$266.0K<0.1%+4,554New–
PTONPeloton Interactive, Inc.CL A COM2,145$266.0K<0.1%+54+2.6%AddedHistory
BNLBroadstone Net Lease, Inc.COM11,531$270.0K<0.1%+11,531NewHistory
ILMNIllumina, Inc.COM575$272.0K<0.1%+5+0.9%AddedHistory
CVXChevron CorpStock2,624$275.0K<0.1%+151+6.1%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM18,700$278.0K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR4,664$279.0K<0.1%−1,051−18.4%ReducedHistory
ELVElevance Health, Inc.Stock737$281.0K<0.1%+8+1.1%AddedHistory
HONHoneywell International IncCOM1,284$282.0K<0.1%+1,284NewHistory
AMPAmeriprise Financial IncCOM1,135$283.0K<0.1%+12+1.1%AddedHistory
SNVSynovus Financial CorpCOM NEW6,528$286.0K<0.1%+105+1.6%AddedHistory
TAT&T Inc.Stock10,188$293.0K<0.1%−1,738−14.6%ReducedHistory
NOCNorthrop Grumman CorpStock811$295.0K<0.1%+811NewHistory
Exchange Traded Concepts Tr301505806HULL TACTIC US8,936$295.0K<0.1%00.0%Unchanged–
LMTLockheed Martin CorpStock788$298.0K<0.1%+8+1.0%AddedHistory
TDOCTeladoc Health, Inc.COM1,795$298.0K<0.1%−25−1.4%ReducedHistory
AMGNAmgen IncStock1,231$300.0K<0.1%−6−0.5%ReducedHistory
CSCOCisco Systems, Inc.Stock5,692$302.0K<0.1%+836+17.2%AddedHistory
ADIAnalog Devices IncStock1,766$304.0K<0.1%−35−1.9%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF17,000$304.0K<0.1%00.0%UnchangedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,437$310.0K<0.1%+1,133+34.3%Added–
CCitigroup IncStock4,387$310.0K<0.1%−125−2.8%ReducedHistory
NVSNovartis AGADR3,462$316.0K<0.1%−306−8.1%ReducedHistory
MCDMcDonalds CorpStock1,370$316.0K<0.1%−530−27.9%ReducedHistory
EWEdwards Lifesciences CorpStock3,092$320.0K<0.1%+118+4.0%AddedHistory
NEENextera Energy IncStock4,411$323.0K<0.1%−419−8.7%ReducedHistory
LINLinde PLCSHS1,124$325.0K<0.1%−105−8.5%ReducedHistory
CCICrown Castle Inc.REIT1,677$327.0K<0.1%−642−27.7%ReducedHistory
ABTAbbott LaboratoriesStock2,837$329.0K<0.1%−139−4.7%ReducedHistory
BLKBlackRock, Inc.COM376$329.0K<0.1%+29+8.4%AddedHistory
XYZBlock, Inc.CL A1,356$331.0K<0.1%+21+1.6%AddedHistory
ZMZoom Communications, Inc.Stock861$333.0K<0.1%−77−8.2%ReducedHistory
LLYEli Lilly & CoStock1,502$345.0K<0.1%+4+0.3%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF4,818$349.0K<0.1%−17,623−78.5%Reduced–
SONYSony Group CorpSPONSORED ADR3,673$357.0K<0.1%+56+1.5%AddedHistory
UBERUber Technologies, IncStock7,145$358.0K<0.1%−4−0.1%ReducedHistory
XOMExxonMobil Holdings CorpCOM5,745$362.0K<0.1%+34+0.6%AddedHistory
PEPPepsiCo IncStock2,449$363.0K<0.1%−245−9.1%ReducedHistory
BKNGBooking Holdings Inc.Stock173$379.0K<0.1%+2+1.2%AddedHistory
MTCHMatch Group, Inc.COM2,359$380.0K<0.1%−4−0.2%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Keel Point, LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.02M$44.5M
iShares MSCI Eafe ETF464287465ETF–$14.1M
iShares Russell 2000 ETF464287655ETF$416.0K–

Sold out since Q1 2021 (37)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Keel Point, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN134,183$3.82M0.4%–
Schwab U.S. Mid-Cap ETF808524508ETF39,527$2.94M0.3%–
APDAir Products & Chemicals, Inc.Stock10,065$2.83M0.3%History
iShares Tr464288174GL TIMB FORE ETF32,214$2.75M0.3%–
New York Life Investments Et45409B107HEDGE MULTI STRA81,197$2.58M0.3%–
iShares Inc464286772MSCI STH KOR ETF26,658$2.39M0.3%–
iShares Inc464286871MSCI HONG KG ETF89,805$2.39M0.3%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD27,903$2.30M0.2%–
VanEck ETF Trust92189F700AGRIBUSINESS ETF26,058$2.29M0.2%–
iShares Tr464288588MBS ETF19,448$2.11M0.2%–
WisdomTree Tr97717W851JAPN HEDGE EQT32,218$1.98M0.2%–
Vanguard Communication Services ETF92204A884ETF12,429$1.62M0.2%–
J P Morgan Exchange-Traded F46641Q688BETABULDR DEVE56,236$1.60M0.2%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS9,853$1.10M0.1%History
iShares Russell Mid-Cap Growth ETF464287481ETF5,285$539.0K0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF6,052$537.0K0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,744$480.0K0.1%–
WCNWaste Connections, Inc.COM2,755$298.0K<0.1%History
DLTRDollar Tree, Inc.COM2,320$266.0K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR2,034$262.0K<0.1%History
EGBNEagle Bancorp IncCOM4,850$258.0K<0.1%History
TWLOTwilio IncCL A752$256.0K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,532$254.0K<0.1%–
MTDMettler Toledo International IncCOM216$250.0K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF2,478$247.0K<0.1%–
DYDycom Industries IncCOM2,637$245.0K<0.1%History
First Tr Exchange-Traded FD33738D309SENIOR LN FD5,079$243.0K<0.1%–
IDXXIDEXX Laboratories IncCOM470$230.0K<0.1%History
EXASExact Sciences CorpCOM1,695$223.0K<0.1%History
PFEPfizer IncStock6,000$217.0K<0.1%History
WWayfair Inc.CL A691$217.0K<0.1%History
VRSKVerisk Analytics, Inc.COM1,195$211.0K<0.1%History
ENTGEntegris IncCOM1,853$207.0K<0.1%History
ORCLOracle CorpStock2,873$202.0K<0.1%History
HUBSHubSpot IncCOM444$202.0K<0.1%History
MNSTMonster Beverage CorpCOM2,208$201.0K<0.1%History
Colony Cap Inc New19626G108CL A COM11,851$77.0K<0.1%–